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1037 documents
Date Reference Title Sections Type Main document Info
JC 2023 36 Joint SH Advice on DORA ITS register of information Digital Finance and Innovation, Joint Committee, Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 264.65 KB
JC 2023 35 Joint SH Advice on DORA RTS policy contractual arrangements Digital Finance and Innovation, Joint Committee, Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 198.7 KB
JC 2023 34 Joint SH Advice on DORA RTS Classification ICT Incidents Digital Finance and Innovation, Joint Committee, Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 250.98 KB
JC 2023 44 Joint Committee report on Risks and Vulnerabilities in the EU financial system - Autumn 2023 Joint Committee, Risk monitoring Report DOWNLOAD 531.6 KB
ESMA35-43-3448 Guidelines on MiFID II product governance requirements Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 309.37 KB
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , HR , GA , FR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
JC 2023 36 Annex II for the template register of information at (sub)consolidated level Digital Finance and Innovation, Joint Committee Reference DOWNLOAD 82.48 KB
JC 2023 36 Annex I for the template register of information at Entity level Digital Finance and Innovation, Joint Committee Reference DOWNLOAD 67.35 KB
Inflation factsheet Factsheet on how do inflation and the rise in interest rates affect my money Investor protection, Joint Committee Reference DOWNLOAD 3.41 MB
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Translated versions AT , BE , BG , EL , CS , DE , DA , ET , EL , ES , FI , FR , HR , HU , GA , IT , LT , LU , LV , MT , NL , PL , PT , RO , SV , SL , SK
JC 2023 35 Consultation Paper on content of the policy in relation to the contractual arrangements on the use of ICT services supporting critical or important functions provided by ICT third-party service providers Digital Finance and Innovation, Joint Committee Consultation Paper DOWNLOAD 568.18 KB
JC 2023 36 Consultation Paper on draft ITS to establish the templates composing the register of information in relation to all contractual arrangements on the use of ICT services provided by ICT third-party service providers Digital Finance and Innovation, Joint Committee Consultation Paper DOWNLOAD 1.57 MB
Related documents Annex I for the template register of information at Entity level Annex II for the template register of information at (sub)consolidated level
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JC 2023 34 Consultation Paper on draft RTS on the criteria for the classification of ICT related incidents, materiality thresholds for major incidents and significant cyber threats Digital Finance and Innovation, Joint Committee Consultation Paper DOWNLOAD 830.61 KB
JC 2023 39 Consultation Paper on draft RTS on ICT risk management tools, methods, processes and policies Digital Finance and Innovation, Joint Committee Consultation Paper DOWNLOAD 1.03 MB
JC 2023 40 DORA public consultation on the first batch of policy products Digital Finance and Innovation, Joint Committee Reference DOWNLOAD 224.36 KB
Related documents Consultation Paper on draft RTS on ICT risk management tools, methods, processes and policies Consultation Paper on draft RTS on the criteria for the classification of ICT related incidents, materiality thresholds for major incidents and significant cyber threats Consultation Paper on draft ITS to establish the templates composing the register of information in relation to all contractual arrangements on the use of ICT services provided by ICT third-party service providers Consultation Paper on content of the policy in relation to the contractual arrangements on the use of ICT services supporting critical or important functions provided by ICT third-party service providers
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ESMA80-416-203 Guidelines on Disclosure Requirements for Initial Reviews and Preliminary Ratings Credit Rating Agencies, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 189.97 KB
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Summary
Translated versions BG , DE , EL , ES , FR , GA , IT , NL , PL , PT , SV
ESMA80-416-203 Scope of the Guidelines on Disclosure Requirements for Initial Reviews and Preliminary Ratings Credit Rating Agencies, Guidelines and Technical standards Reference DOWNLOAD 25.5 KB
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Translated versions CS , SL , DA , ET , FI , HR , HU , LT , LV , MT , RO , SK
ESMA91-372-2067 Guidelines on the methodology to be used by the resolution authority for determining the valuation of contracts prior to their termination as referred to in Article 29(1) of CCPRRR CCP, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 164.11 KB
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Translated versions DE , EL , ES , FR , HR , HU , IT , NL , PL , PT , RO , SV
ESMA40-386-3420 Scope of the Guidelines on the methodology to be used by the resolution authority for determining the valuation of contracts prior to their termination as referred to in Article 29(1) of CCPRRR CCP, Guidelines and Technical standards Reference DOWNLOAD 74.42 KB
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Translated versions BG , CS , DA , ET , FI , LT , LV , SK , SL
ESMA35-43-1968 Compliance table - Guidelines on cross-selling practices (ESMA/2016/574) Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 206.07 KB
ESMA91-372-1704 Guidelines further specifying the circumstances for temporary restrictions in the case of a significant non-default event in accordance with Article 45a of EMIR CCP, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 141.99 KB
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Summary
Translated versions DE , EL , ES , FR , HR , HU , IT , NL , PL , PT , RO , SV
ESMA40-386-3426 Scope of the Guidelines further specifying the circumstances for temporary restrictions in the case of a significant non-default event in accordance with Article 45a of EMIR CCP, Guidelines and Technical standards Reference DOWNLOAD 80.42 KB
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Summary
Translated versions BG , CS , DA , ET , FI , LT , LV , SK , SL