Consultation on draft RTS under the new Prospectus Regulation

Consultation on draft RTS under the new Prospectus Regulation

from 15 December 2017 to 09 March 2018

Details

This Consultation Paper may be of particular interest to investors, issuers, offerors or persons asking for admission to trading on a regulated market as well as to any market participant who is affected by the new Prospectus Regulation (Regulation (EU) 2017/1129).

Instructions

In order to facilitate analysis of responses to the Consultation Paper, respondents are requested to follow the below steps when preparing and submitting their response:
• Insert your responses to the questions in the Consultation Paper in the form “Response form_Consultation Paper on draft RTS under the new Prospectus Regulation”, available on ESMA’s website alongside the present Consultation Paper (www.esma.europa.eu à “Your input – Open consultations” à “Consultation on draft RTS under the new Prospectus Regulation”).
• Please do not remove tags of the type <ESMA_QUESTION_PR_1>. Your response to each question has to be framed by the two tags corresponding to the question.
• If you do not wish to respond to a given question, please do not delete it but simply leave the text “TYPE YOUR TEXT HERE” between the tags.
• When you have drafted your response, name your response form according to the following convention: ESMA_PR_nameofrespondent_RESPONSEFORM. For example, for a respondent named ABCD, the response form would be entitled ESMA_PR_ABCD_RESPONSEFORM.
• Upload the form containing your responses, in Word format, to ESMA’s website (www.esma.europa.eu under the heading “Your input – Open consultations” à “Consultation on draft RTS under the new Prospectus Regulation”).
 

 

2 RELATED DOCUMENTS
Documents available for this Consultation
DateReferenceTitleDocument
15/12/2017ESMA31-62-802 reply formResponse form - Consultation Paper on draft RTS under the new Prospectus Regulation
15/12/2017ESMA31-62-802Consultation Paper on draft RTS under the new Prospectus Regulation

Responses

Operations
Activity Institution Download
Banking Italian Banking Association
Banking Deutsche Bank
Banking German Banking Industry Committee
Banking Austrian Federal Economic Chamber, Division Bank and Insurance
Banking CBA Czech Banking Association
Banking European Savings and Retail Banking Group
Banking AFME
Banking French Banking Federation
Banking DDV
Investment Services AMAFI
Issuers Polish Association of Listed Companies
Issuers EuropeanIssuers
Issuers Quoted Companies Alliance
Issuers Deutsches Aktieninstitut
Issuers The Association of Investment Companies
Legal and Accountancy De Brauw Blackstone Westbroek N.V.
Regulated markets LSEG
Others Afep
Others Assonime
Others Association of National Numbering Agencies scrl
Others BETTER FINANCE
Others CFA Institute
Others Global Legal Entity Identifier Foundation (GLEIF)
Others International Capital Market Association (ICMA)
Others Oesterreichische Kontrollbank AG
Government regulatory & enforcement CNMV
Regulated markets, exchanges & trading systems FESE
Regulated markets, exchanges & trading systems Irish Stock Exchange
Trade Repository The Law Society and CLLS