Displaying 236 - 240 of 1476
ESMA_QA_1718
Topic
Publication of prospectus
01/09/2023
Subject Matter
Scope of the word "shares" in certain exemptions from the obligation to publish a prospectus in Articles 1(4), 1(5) and 1(6) of the Prospectus Regulation.
Question
What is the meaning of the term "shares" in Articles 1(4), 1(5) and 1(6) of the Prospectus Regulation? More specifically, does this term include depository receipts for shares issued with the cooperation of the issuer of the underlying shares?
Level 1 Regulation
Prospectus Regulation 2017/1129
ESMA_QA_1716
Topic
Public offer
29/08/2023
Subject Matter
Application of Level 3 guidance to EU Recovery Prospectuses (Deleted 09/09/2026)
Question
Does the Level 3 guidance published by ESMA apply to the EU Recovery Prospectus? (Deleted 09/09/2026)
Level 1 Regulation
Prospectus Regulation 2017/1129
ESMA_QA_1715
Topic
Public offer
29/08/2023
Subject Matter
Advertisements
Question
How should the requirement to disseminate an amended advertisement through at least the same means as the previous advertisement (cf. Article 15(3) of Commission Delegated Regulation 2019/979) be applied when the advertisement in question is a roadshow?
Level 1 Regulation
Prospectus Regulation 2017/1129
ESMA_QA_1559
Topic
Non-equity transparency
10/08/2023
Subject Matter
Geographical scope of the temporary suspension of transparency
Question
Would the temporary suspension of transparency requirements apply to all the venues on which the class of instruments is traded or rather on venue-by-venue basis?
Level 1 Regulation
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets
ESMA_QA_1527
Topic
Position reporting
09/08/2023
Subject Matter
Position reporting
Question
Who should submit position reports under Article 58(2) of MiFID II?
Level 1 Regulation
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets