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The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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7185 documents
Date Reference Title Sections Type Main document Info
2012/779 Comment letter to the IASB regarding IFRS 8 operating segments Issuer disclosure Letter DOWNLOAD 430.35 KB
ESMA SSR Review mandate Formal request to ESMA for technical advice on the evalutation of the short selling regulation Short Selling Reference DOWNLOAD 34.44 KB
JC/2012/86 ESA report on the application of AML/CTF obligations to, and the AML/CTF supervision of e-money issuers, agents and distributors in Europe. Joint Committee Final Report DOWNLOAD 476.42 KB
2012/800 ESMA’s role in markets reform - Verena Ross, ESMA Executive Director About ESMA, Speeches Speech DOWNLOAD 147.98 KB
2012/803 Rebuilding investors trust in EU capital markets - Steven Maijoor, ESMA Chair About ESMA, Speeches Speech DOWNLOAD 150.43 KB
2012/802 Statement: Operating Principles and Areas of Exploration in the Regulation of the Cross-Border Derivatives Market Press Releases Statement DOWNLOAD 131.03 KB
2012/801 ESMA finalises guidelines on repo arrangements for UCITS funds Fund Management, Press Releases Press Release DOWNLOAD 105.28 KB
2012/722 Guidelines on repurchase and reverse repurchase agreements Fund Management Final Report DOWNLOAD 339.57 KB
2012/798 EU and Swiss regulators to co-operate on cross-border supervision of alternative investment funds Fund Management, Press Releases Press Release DOWNLOAD 319.88 KB
2012/797 Keynote by Steven Maijoor, ESMA Chair at the Audit Quality Symposium Toronto Speeches Speech DOWNLOAD 144.99 KB
ECA/ESMA 2011 Report on the annual accounts of the European Securities and Markets Authority for the financial year 2011 together with the Authority’s replies About ESMA Reference DOWNLOAD 114.64 KB
2012/674 Letter to EFRAG - IASB and IFRS Interpretations Committee Due Process Handbook Issuer disclosure Letter DOWNLOAD 65.36 KB
2012/673 Letter to the IFRS Foundation - IASB and IFRS Interpretations Committee Due Process Handbook Issuer disclosure Letter DOWNLOAD 55.47 KB
2012/721 Opinion on Article 50(2)(a) of the UCITS Directive Fund Management Opinion DOWNLOAD 81.31 KB
2012/752 Call for expressions of interest: Consultative Working Group for ESMA’s Financial Innovation Standing Committee Digital Finance and Innovation Reference DOWNLOAD 141.98 KB
2012/BS/125 Summary of conclusions BoS meeting 24/09/12 Board of Supervisors Reference DOWNLOAD 222.36 KB
2012/BS/124 Summary of conclusions BoS meeting 11/09/12 Board of Supervisors Reference DOWNLOAD 256.01 KB
2012/BS/96 Summary of conclusions BoS meeting 19/06/12 Board of Supervisors Reference DOWNLOAD 302.09 KB
2012/MB/59 Summary of conclusions MB meeting 10/09/12 Management Board Reference DOWNLOAD 207.41 KB
2012/MB/50 Summary of conclusions MB meeting 23/07/12 Management Board Reference DOWNLOAD 103.88 KB
2012/MB/49 Summary of conclusions MB meeting 18/06/12 Management Board Reference DOWNLOAD 150.35 KB
2012/SMSG/44 Summary of conclusions SMSG meeting 28/06/12 Securities and Markets Stakeholder Group Reference DOWNLOAD 198.96 KB
2012/731 Developments in European Financial Reporting Regulation and Enforcement Speeches Speech DOWNLOAD 185.24 KB
2012/725 European common enforcement priorities for 2012 financial statements Financial reporting Reference DOWNLOAD 163.78 KB
2012/730 ESMA announces enforcement priorities for 2012 financial statements Financial reporting, Press Releases Press Release DOWNLOAD 164.68 KB
2012/279 ESMA appoints new chairs to Standing Committees About ESMA Statement DOWNLOAD 87.88 KB
2012/717 ESMA Opinion on emergency measure by the Greek HCMC under Section 1 of Chapter V of Regulation No. 236/2012 on short selling and certain aspects of credit default swaps Short Selling Opinion DOWNLOAD 95.45 KB
2012/715 ESMA Opinion on emergency measure by Spanish CNMV under Section 1 of Chapter V of Regulation No. 236/2012 on short selling and certain aspects of credit default swaps Short Selling Opinion DOWNLOAD 79.2 KB
2012/718 Final annual accounts of ESMA for 2011 About ESMA Reference DOWNLOAD 841.35 KB
JC/CP/2012/02 Responses Responses to the second Joint CP on Financial Conglomerates Joint Committee Consultation Paper DOWNLOAD 4.54 MB
JC/2012/88 EBA, EIOPA and ESMA’s Response to the European Commission’s Call for Advice on the Fundamental Review of the Financial Conglomerates Directive Joint Committee Reference DOWNLOAD 590.58 KB
JC/CP/2012/01 Responses Responses to the Joint CP on Financial Conglomerates Joint Committee Consultation Paper DOWNLOAD 183.7 KB
JC/CP/2012/01 Feedback statement ESA feedback statement on the Joint CP on Financial Conglomerates Joint Committee CESR Document DOWNLOAD 82.95 KB
2012/682 Guide to investing Investor protection, Warnings and publications for investors Reference DOWNLOAD 569.39 KB
2012/680 Links to national websites for the purpose of the notification of net short positions Short Selling Reference DOWNLOAD 84.12 KB
2012/675 Restoring investors’ trust in Europe’s markets Speeches Speech DOWNLOAD 136.32 KB
2012/SMSG/59 Securities and Markets Stakeholder Group – Report on Helping Small and Medium Sized Companies Access Funding Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 497.32 KB
2012/656 12th Extract from the EECS’s Database of Enforcement Financial reporting Report DOWNLOAD 352.16 KB
2012/669 Challenges in the European Supervision of Asset Management Speeches Speech DOWNLOAD 135.99 KB
OJ/21/09/2012-PROC/2012/005 Marché de travaux d’aménagement des bureaux de l’ESMA Procurement CLOSED Procedure DOWNLOAD 614.64 KB
2012/607 Further amendments to ESMA’s Recommendations for the consistent implementation of the Prospectus Regulation regarding mineral companies Prospectus, Issuer disclosure Consultation Paper DOWNLOAD 481.61 KB
2012/641 ESMA approves Axesor S.A. as a credit rating agency Credit Rating Agencies, Press Releases Statement DOWNLOAD 83.07 KB
2012/632 ESMA 2013-2015 multi annual work programme About ESMA Reference DOWNLOAD 298.61 KB
2012/631 ESMA 2013 Work Programme About ESMA Reference DOWNLOAD 699.1 KB
2012/388 SV Riktlinjer om vissa aspekter av kraven för funktionen för regelefterlevnad enligt MiFID Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 346.11 KB
2012/388 ES Directrices acerca de ciertos aspectos de los requisitos del órgano de verificación del cumplimiento de la MiFID Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 359.25 KB
2012/388 SL Smernice o določenih vidikih zahtev funkcije skladnosti iz direktive MiFID Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 365.04 KB
2012/388 SK Usmernenia o určitých aspektoch požiadaviek MiFID týkajúcich sa vykonávania funkcie dodržiavania (compliance) Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 375.81 KB
2012/388 RO Orientări cu privire la anumite aspecte ale cerinţelor MiFID privind funcţia de asigurare a conformităţii Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 362.63 KB
2012/388 PT Orientações sobre determinados aspetos dos requisitos associados à função de verificação do cumprimento no quadro da DMIF Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 365.51 KB
2012/388 PL Wytyczne w sprawie określonych aspektów wymogów dyrektywy MiFID dotyczących komórki ds. nadzoru zgodności z prawem Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 369.1 KB
2012/388 MT Linji gwida dwar ċerti aspetti tar-rekwiżiti tal-funzjoni għall-konformità tal-MiFID Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 362.34 KB
2012/388 LT Gairės dėl tam tikrų FPRD atitikties užtikrinimo funkcijai nustatytų reikalavimų aspektų Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 372.16 KB
2012/388 LV Pamatnostādnes par noteiktiem FITD darbības atbilstības kontroles funkcijas prasību Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 355.06 KB
2012/388 FI Ohjeet compliance - toimintoa koskevista MiFIDin vaatimuksista tietyiltä osin Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 247.93 KB
2012/388 IT Orientamenti - su alcuni aspetti dei requisiti della funzione di controllo della conformità di cui alla MiFID Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 356.35 KB
2012/388 HU Iránymutatások a megfelelési funkcióra vonatkozó MiFID-követelmények bizonyos szempontjairól Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 362.16 KB
2012/388 EL Κατευθυντήριες γραμμές σχετικά με ορισμένες πτυχές των απαιτήσεων της λειτουργίας συμμόρφωσης που προβλέπονται στη MiFID Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 408 KB
2012/388 DE Leitlinien zu einigen Aspekten der MiFID-Anforderungen an die Compliance-Funktion Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 361.42 KB
2012/388 FR Orientations concernant certains aspects de la directive MIF relatifs aux exigences de la fonction de vérification de la conformité Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 367.34 KB
2012/388 ET Suunised finantsinstrumentide turgude direktiivis (MiFID) sätestatud vastavuskontrolli funktsiooni käsitlevate nõuete teatud aspektide kohta Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 313.13 KB
2012/388 NL Richtsnoeren met betrekking tot bepaalde aspecten van de MiFID-eisen voor de compliancefunctie Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 357.72 KB
2012/388 DA Retningslinjer for visse aspekter af kravene til compliancefunktionen ifølge MiFID Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 352.31 KB
2012/388 CZ Obecné pokyny k určitým aspektům požadavků směrnice MiFID na funkci compliance Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 373.72 KB
2012/388 BG Насоки относно определени аспекти на изискванията на MiFID за годност Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 342.03 KB
2012/SMSG/60 SMSG advice on Guidelines on sound remuneration policies under the AIFMD Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 81.39 KB
2012/606 ESMA defines standards for derivatives and CCPs Press Releases Press Release DOWNLOAD 153.58 KB
2012/600 Annex VIII Impact assessment - Annex VIII of the Final report on draft Regulatory and Implementing Technical Standards on Regulation (EU) 648/2012 on OTC derivatives, central counterparties and trade repositories Post Trading Final Report DOWNLOAD 2.32 MB
2012/600 Draft technical standards under the Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC Derivatives, CCPs and Trade Repositories Post Trading Technical Standards DOWNLOAD 1.88 MB
2012/568 Letter to EFRAG regarding its comment to IASB on its draft Interpretation Put Options Written on Non-Controlling Interests Issuer disclosure Letter DOWNLOAD 104.06 KB
2012/567 Letter to IASB on the draft Interpretation Put Options Written on Non-Controlling Interests Issuer disclosure Letter DOWNLOAD 99.2 KB
2012/604 ESMA – Issues and Priorities Speeches Speech DOWNLOAD 130.7 KB
2012/603 ESMA Data on Prospectuses Approved and Passported - January 2012 to June 2012 Prospectus, Issuer disclosure Final Report DOWNLOAD 431.12 KB
2012/602 ESMA Data on Prospectuses Approved and Passported - January 2011 to December 2011 Prospectus, Issuer disclosure Final Report DOWNLOAD 573.49 KB
2012/579 Statement by Steven Maijoor at the ECON hearing on 19/09/2012 About ESMA, Speeches Speech DOWNLOAD 190.14 KB
2012/589 Financing European Growth: the challenge for markets, policy-makers and investors Speeches Speech DOWNLOAD 112.02 KB
2012/548 Letter to EFRAG on IASB's ED "Improvements to IFRSs" Issuer disclosure Letter DOWNLOAD 70.87 KB
2012/547 Letter to IASB on the ED Improvements to IFRSs Issuer disclosure Letter DOWNLOAD 259 KB
2012/582 ESMA consults on market maker and primary dealer exemption for short selling Short Selling, Press Releases Press Release DOWNLOAD 113.92 KB
Related documents Exemption for market making activities and primary market operations under Regulation (EU) 236/2012 of the European Parliament and the Council on short selling and certain aspects of Credit Default Swaps
Summary
Translated versions
2012/580 Exemption for market making activities and primary market operations under Regulation (EU) 236/2012 of the European Parliament and the Council on short selling and certain aspects of Credit Default Swaps Short Selling Consultation Paper DOWNLOAD 307.31 KB
2012/581 ESMA proposes remuneration guidelines for firms providing investment services Investor protection, Press Releases Press Release DOWNLOAD 130.32 KB
Related documents Guidelines on remuneration policies and practices (MiFID)
Summary
Translated versions
2012/570 Guidelines on remuneration policies and practices (MiFID) Investor protection Consultation Paper DOWNLOAD 508.33 KB
2012/577 ESMA publishes a Q&A on Short-Selling Regulation Short Selling, Market Integrity Statement DOWNLOAD 108.69 KB
2012/571 Julie Galbo joins ESMA’s Management Board Board of Supervisors Press Release DOWNLOAD 106.93 KB
2012/543 Letter to EFRAG on the IASB draft interpretation Levies Charged by Public Authorities on Entities that Operate in a Specific Market Issuer disclosure Letter DOWNLOAD 88.21 KB
2012/533 Letter to IASB on the draft interpretation Levies Charged by Public Authorities on Entities that Operate in a Specific Market Issuer disclosure Letter DOWNLOAD 85.76 KB
2012/557 SV Esma varnar icke-professionella investerare för fällor vid investeringar via internet Warnings and publications for investors Investor Warning DOWNLOAD 372.31 KB
2012/557 ES ESMA advierte a los inversores por cuenta propia sobre los peligros de la inversión en línea Warnings and publications for investors Investor Warning DOWNLOAD 403.73 KB
2012/557 SL Evropski organ za vrednostne papirje in trge (ESMA) opozarja male vlagatelje na pasti spletnih naložb Warnings and publications for investors Investor Warning DOWNLOAD 407.45 KB
2012/557 SK ESMA varuje retailových investorov pred nástrahami online investovania Warnings and publications for investors Investor Warning DOWNLOAD 436.28 KB
2012/557 RO ESMA avertizează micii investitori cu privire la capcanele investiţiilor online Warnings and publications for investors Investor Warning DOWNLOAD 422.25 KB
2012/557 PT A ESMA alerta os investidores para os riscos dos investimentos online Warnings and publications for investors Investor Warning DOWNLOAD 336.1 KB
2012/557 PL EUNGiPW (Europejski Urząd Nadzoru Giełd i Papierów Wartościowych) ostrzega inwestorów detalicznych przed pułapkami inwestowania online Warnings and publications for investors Investor Warning DOWNLOAD 424.04 KB
2012/557 MT L-ESMA twissi l-investituri bl-imnut dwar id-diffikultajiet tal-investiment onlajn Warnings and publications for investors Investor Warning DOWNLOAD 555.6 KB
2012/557 LT ESMA įspėja neprofesionaliuosius investuotojus apie investavimo internetu pavojus Warnings and publications for investors Investor Warning DOWNLOAD 592.6 KB
2012/557 LV EVTI brīdina mazumtirdzniecības ieguldītājus par riska faktoriem saistībā ar tiešsaistes investīcijām Warnings and publications for investors Investor Warning DOWNLOAD 501.43 KB
2012/557 IT L’ESMA mette in guardia gli investitori al dettaglio sulle insidie dell’investimento online Warnings and publications for investors Investor Warning DOWNLOAD 380.36 KB
2012/557 HU Az Európai Értékpapírpiaci Hatóság (ESMA) az online befektetések buktatóira figyelmezteti a lakossági befektetőket Warnings and publications for investors Investor Warning DOWNLOAD 578.5 KB
2012/557 EL Η ESMA (Ευρωπαϊκή Αρχή Κινητών Αξιών και Αγορών) προειδοποιεί τους μικροεπενδυτές σχετικά με τους κινδύνους των επιγραμμικών επενδύσεων Warnings and publications for investors Investor Warning DOWNLOAD 806.62 KB
2012/557 DE ESMA warnt Kleinanleger vor Fallen bei Online-Investitionen Warnings and publications for investors Investor Warning DOWNLOAD 428.89 KB