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The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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6495 documents
Date Reference Title Sections Type Main document Info
Joint Committee JC 2014 Guidelines on Consistency of supervisory practices for FiCos Joint Committee Guidelines & Recommendations DOWNLOAD 6.5 MB
Joint Committee JC 2014 Joint Guidelines on coordination arrangements for financial conglomerates Joint Committee Guidelines & Recommendations DOWNLOAD 310.5 KB
Joint Committee JC 2014 Draft RTS on risk concentration and intra-group transactions Joint Committee Reference DOWNLOAD 402.79 KB
Joint Committee JC 2014 Self placement - reminder to credit institutions and insurance undertakings about applicable regulatory requirements Joint Committee Reference DOWNLOAD 387.7 KB
Joint Committee JC 2014 Final Report On Mechanistic references to credit ratings in the ESAs’ guidelines and recommendations Joint Committee Final Report DOWNLOAD 519.98 KB
Joint Committee JC 2014 Joint Committee Consultation Paper on guidelines for cross-selling practices Joint Committee Consultation Paper DOWNLOAD 366.32 KB
Joint Committee JC 2014 Joint Committee Final Report on guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors Joint Committee Guidelines & Recommendations DOWNLOAD 3.38 MB
Joint Committee JC 2013 Joint Position of the European Supervisory Authorities on Manufacturers’ Product Oversight & Governance Processes Joint Committee Reference DOWNLOAD 210.59 KB
Joint Committee JC RTS 2013 Draft RTS on consistent application of article 6(2) of the Financial Conglomerates Directive Joint Committee Reference DOWNLOAD 1.17 MB
Joint Committee Statement on variation margin exchange under the EMIR RTS on OTC derivatives Joint Committee Reference DOWNLOAD 191 KB
Joint Committee PSD Supervisory cooperation protocol Joint Committee Reference DOWNLOAD 633.96 KB
Joint Committee Press release on ESAs publish final draft technical standards amending margin requirements for non-centrally cleared OTC derivatives Joint Committee Reference DOWNLOAD 56.3 KB
ESMA74-362-2048 Consultation paper and draft RTS management body DRSPs Market data Consultation Paper DOWNLOAD 294.51 KB
ESMA22-106-3504 SMSG response to EC consultation on the EU strategy for retail investors Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 574.91 KB
ESMA81-391-72 Minutes of the euro risk-free rates WG Meeting 01/07/2021 Benchmarks Reference DOWNLOAD 148.4 KB
ESMA70-156-4263 Guidelines on the MiFID II/ MiFIR obligations on market data Guidelines and Technical standards, Trading Guidelines & Recommendations DOWNLOAD 307.13 KB
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA64-337-1278 ESMA Candidate Guidelines Careers Reference DOWNLOAD 299.42 KB
ESMA70-156-4576 Report to EC on Use of FinTech by CSDs Digital Finance and Innovation, Post Trading Report DOWNLOAD 537.04 KB
ESMA22-106-3473 SMSG advice to ESMA on Digital Finance Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 192.4 KB
ESMA34-45-1272 Guidelines on marketing communications under the Regulation on cross-border distribution of funds Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 182.48 KB
Related documents
Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV