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ESMA32-384-5357 |
Annex - Response to EC targeted consultation on the Listing Act |
Market Abuse, Investor protection, Prospectus |
Reference |
DOWNLOAD 836.77 KB |
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ESMA35-43-3172 |
Guidelines on certain aspects of the MiFID II suitability requirements |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
DOWNLOAD 303.51 KB |
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| Related documents |
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| Summary |
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| Translated versions |
BG
, CS
, DA
, DE
, EL
, ES
, ET
, FI
, FR
, GA
, HR
, HU
, IT
, LT
, LV
, MT
, NL
, PL
, PT
, RO
, SK
, SL
, SV
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ESMA35-43-3861 |
Supervisory briefing on understanding the definition of advice under MiFID II |
Investor protection |
Report |
DOWNLOAD 844.02 KB |
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ESMA24-442-152 |
Verena Ross' speech at Latvian Capital Market Forum 2023, 8 February 2023 |
Investor protection, Speeches, Supervisory convergence, Sustainable finance |
Speech |
DOWNLOAD 134.02 KB |
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JC/2015/079 |
2015 list of identified Financial Conglomerates |
Joint Committee, Investor protection |
Reference |
DOWNLOAD 146.29 KB |
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ESMA35-335435667-4321 |
2022 Report on MiFID II sanctions |
Investor protection |
Final Report |
DOWNLOAD 428.45 KB |
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ESMA35-43-1000 |
Additional information on the agreed product intervention measures relating to contracts for differences and binary options |
Investor protection |
Reference |
DOWNLOAD 202.01 KB |
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2013/606 DA |
Aflønningspolitik og -praksis (MiFID) |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
DOWNLOAD 357.25 KB |
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ESMA71-99-608 |
Annex (Template for the Assessment of Collective Suitability) |
Guidelines and Technical standards, Investor protection |
Reference |
DOWNLOAD 72.7 KB |
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ESMA35-36-2319 |
Annex I Joint ESMA and EBA GL on the assessment of suitability of members of the management body |
Investor protection |
Reference |
DOWNLOAD 70.83 KB |
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2016/1529 ANNEX |
Annex I - Template for the assessment of collective suitability |
Guidelines and Technical standards, Investor protection |
Reference |
DOWNLOAD 54.43 KB |
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2014/1569 Annex |
Annex to Technical Advice on MiFID II and MiFIR - investor protection topics |
Investor protection |
Reference |
DOWNLOAD 962.39 KB |
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ESMA24-436-1150 |
Annex to the Opening Statement - 2022 ECON Annual Hearing, 24 October 2022 |
Board of Supervisors, CCP, About ESMA, Digital Finance and Innovation, Investor protection, Speeches, Supervisory convergence, Sustainable finance |
Reference |
DOWNLOAD 701.79 KB |
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ESMA24-450544452-1848 |
Annex to the Opening Statement - 2023 ECON Annual Hearing, 23 October 2023 |
About ESMA, Benchmarks, Board of Supervisors, CCP, Credit Rating Agencies, Digital Finance and Innovation, International cooperation, Investor protection, Issuer disclosure, Market data, Market Integrity, Securitisation, Speeches, Supervisory convergence, Sustainable finance, Trading |
Reference |
DOWNLOAD 641.86 KB |
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ESMA35-30-703 application form |
Application form - IPISC CWG renewal 2021 |
Investor protection |
Reference |
DOWNLOAD 37.46 KB |
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ESMA35-43-2632 |
Application of the temporary suspension of the obligation to publish RTS 27 reports |
Investor protection |
Statement |
DOWNLOAD 78.5 KB |
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2014/154 LV |
Ar ieguldījumiem sarežģītos produktos saistītie riski |
Investor protection, Warnings and publications for investors |
Investor Warning |
DOWNLOAD 435.59 KB |
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2013/606 LV |
Atlīdzības politika un prakse (FITD) |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
DOWNLOAD 339.96 KB |
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2013/606 LT |
Atlyginimų nustatymo politika ir praktika (FPRD) |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
DOWNLOAD 268.28 KB |
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2014/154 HU |
Az összetett termékekbe történő befektetések kockázatai |
Investor protection, Warnings and publications for investors |
Investor Warning |
DOWNLOAD 384.08 KB |
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