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The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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77 documents
Date Reference Title Sections Type Main document Info
ESMA35-36-2319 EN Joint EBA and ESMA Guidelines on the assessment of the suitability of members of the management body and key function holders Guidelines and Technical standards, Joint Committee, Investor protection Guidelines & Recommendations DOWNLOAD 584.29 KB
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
Joint Committee JC 2019 Joint guidelines on cooperation and information exchange for the purpose of Directive (EU) 2015/849 between competent authorities supervising credit and financial institutions Joint Committee Guidelines & Recommendations DOWNLOAD 1.34 MB
Joint Committee JC 2016 Joint Guidelines on the prudential assessment of acquisitions and increases of qualifying holdings in the financial sector Joint Committee Guidelines & Recommendations DOWNLOAD 7.53 MB
Joint Committee JC 2016 Joint Guidelines on prudential assessment of acquisitions and increases of qualifying holdings Joint Committee Guidelines & Recommendations DOWNLOAD 584.04 KB
Joint Committee JC 2014 Guidelines on Consistency of supervisory practices for FiCos Joint Committee Guidelines & Recommendations DOWNLOAD 6.5 MB
Joint Committee JC 2014 Joint Guidelines on coordination arrangements for financial conglomerates Joint Committee Guidelines & Recommendations DOWNLOAD 310.5 KB
Joint Committee JC 2014 Joint Committee Final Report on guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors Joint Committee Guidelines & Recommendations DOWNLOAD 3.38 MB
JC/2019/81 Joint guidelines on cooperation and information exchange for the purpose of Directive (EU) 2015/849 between competent authorities supervising credit and financial institutions Joint Committee Guidelines & Recommendations DOWNLOAD 1.34 MB
ESMA71-99-598 Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders Guidelines and Technical standards, Joint Committee, Investor protection Guidelines & Recommendations DOWNLOAD 871.26 KB
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Summary
Translated versions EN , EN , EN , EN , EN , EN , EN , EN , EN , EN , EN , EN , EN , EN , EN , EN , EN , EN , EN , EN , EN , EN
ESMA71-99-598 Final Report on Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders Guidelines and Technical standards, Joint Committee, Investor protection Guidelines & Recommendations DOWNLOAD 1.48 MB
Related documents Annex (Template for the Assessment of Collective Suitability)
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Translated versions
JC/2015/061 Joint Draft Guidelines on AML_CFT RFWG Art 17 and 18 Joint Committee Guidelines & Recommendations DOWNLOAD 630.58 KB
JC/GL/2014/01/SV Bilaga I: Mall för kartläggningsprocessen för det finansiella konglomeratet (JC 2014 070 Guidelines and Technical standards, Joint Committee Guidelines & Recommendations DOWNLOAD 62.26 KB
JC/GL/2014/01/SL Priloga I: Predloga za postopek vzporejanja za finančni konglomerat (JC 2014 070 Prilog Guidelines and Technical standards, Joint Committee Guidelines & Recommendations DOWNLOAD 82.26 KB
JC/GL/2014/01/SK Príloha I: Šablóna na proces mapovania finačného konglomerátu (JC 2014 070 príloha) Guidelines and Technical standards, Joint Committee Guidelines & Recommendations DOWNLOAD 65.22 KB
JC/GL/2014/01/RO Anexa I: Formular pentru procesul de mapare aferent conglomeratului financiar (Anexa 2014 070 a Guidelines and Technical standards, Joint Committee Guidelines & Recommendations DOWNLOAD 66.2 KB
JC/GL/2014/01/PT Anexo I: Modelo para o processo de levantamento do conglomerado financeiro (JC 2014 070 Anexo) Guidelines and Technical standards, Joint Committee Guidelines & Recommendations DOWNLOAD 68.14 KB
JC/GL/2014/01/PL Załącznik I: Szablon dla procesu mapowania dla konglomeratu finansowego (załącznik JC 2014 070) Guidelines and Technical standards, Joint Committee Guidelines & Recommendations DOWNLOAD 81.46 KB
JC/GL/2014/01/NL Bijlage I: Model voor het in kaart brengen (mapping) van het financiële conglomeraat (JC 2014 07 Guidelines and Technical standards, Joint Committee Guidelines & Recommendations DOWNLOAD 67.95 KB
JC/GL/2014/01/MT Anness I: Mudell għall-proċess ta’ mmappjar għall-konglomerat finanzjarju (Anness JC 2014 070) Guidelines and Technical standards, Joint Committee Guidelines & Recommendations DOWNLOAD 68.01 KB
JC/GL/2014/01/LV I pielikums: Veidne finanšu konglomerāta kartēšanas procesam (AK 2014 070 Pielikums) Guidelines and Technical standards, Joint Committee Guidelines & Recommendations DOWNLOAD 68.43 KB