ESMA Library

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877 documents
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ESMA35-36-1952 Guidelines on certain aspects of the MiFID II compliance function requirements Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 258.09 KB
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ESMA50-164-4285 Guidelines On outsourcing to cloud service providers Digital Finance and Innovation Guidelines & Recommendations DOWNLOAD 241.56 KB
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Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
00-099b Stabilisation and Allotment : «A European Supervisory approach» CESR Archive Speech DOWNLOAD 68.35 KB
03-055 A network of regulators to meet the challenges of regulating European Capital Markets by Arthur Docters van Leeuwen CESR Archive Speech DOWNLOAD 96.06 KB
03-115 Speech by Kaarlo Jännäri, Vice-chairman of CESR, at the European Compliance Conference CESR Archive Speech DOWNLOAD 101.85 KB
03-483 CESR’s role in creating the pan European rules by Arthur Docters van Leeuwen, Chairman of CESR CESR Archive Speech DOWNLOAD 67.88 KB
04-289 European Financial Integration: Progress and prospects - Comments to break-out session for asset management by Carlo Comporti, Deputy to the Secretary General, CESR. CESR Archive Speech DOWNLOAD 63.26 KB
04-318 European Financial Integration: Progress and prospects - Comments to European Commission Conference by Fabrice Demarigny, Secretary General of CESR CESR Archive Speech DOWNLOAD 61.61 KB
04-330 European Financial Integration: Progress and prospects - Contribution to High Level Panel by Arthur Docters van Leeuwen, Chairman of CESR CESR Archive Speech DOWNLOAD 61.3 KB
04-456 On-shore Europe, The regulation of Financial Markets by Arthur Docters van Leeuwen, Chairman of CESR CESR Archive Speech DOWNLOAD 92.24 KB
04-483 Management of Conflicts of Interest - Is there a ‘European Way’? Keynote Address by Arthur Docters van Leeuwen, Chairman of the CESR CESR Archive Speech DOWNLOAD 95.56 KB
04-505b Market Abuse Directive - Level 3 – first set of CESR guidance and information on the common operation of the Directive Guidelines and Technical standards, Market Abuse Guidelines & Recommendations DOWNLOAD 119.41 KB
04-660a Assessment of the integration of the Single Market for financial services by the Commission - by Charlie McCreevy, EU Commissioner for the Internal Market and Services CESR Archive Speech DOWNLOAD 63.63 KB
04-660b The integration of European Financial Markets: What challenges ahead? - by Pervenche Berès, Chair of EMAC, European Parliament CESR Archive Speech DOWNLOAD 144.73 KB
04-660c The integration of the single market for financial services: the Eurosystem perspective - by Jean-Claude Trichet, President of the ECB CESR Archive Speech DOWNLOAD 60.8 KB
04-660d Speech by Michel Pébereau, President of the European Banking Federation CESR Archive Speech DOWNLOAD 47.47 KB
04-660e Transparency in Costs, Practices and Performances - by Jean-Pierre Paelinck, Euroshareholders CESR Archive Speech DOWNLOAD 27.75 KB
04-660f Fully integrated market of funds? - by Francois Delooz, Head of Asset Management at BNP Paribas CESR Archive Speech DOWNLOAD 24.4 KB
04-660g The Single Market for Investment Funds: Market Integration and the „End User“ Perspective - by Wolfgang Mansfeld, Union Asset Management Holding AG CESR Archive Speech DOWNLOAD 124.73 KB
04-668 Enhancing supervisory convergence through CESR - by Arthur Docters van Leeuwen, Chairman of CESR CESR Archive Speech DOWNLOAD 93.43 KB