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The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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712 documents
Date Reference Title Sections Type Main document Info
ESMA43-1868696574-770 Decision to impose fines in respect of infringements committed by Scope Ratings GmbH Board of Supervisors, Credit Rating Agencies Decision DOWNLOAD 591.09 KB
ESMA43-1868696574-745 Public Notice on the decision to impose fines in respect of infringements committed by Scope Ratings GmbH Board of Supervisors, Credit Rating Agencies Decision DOWNLOAD 135.04 KB
ESMA50-43599798-9011 Guidelines on stress test scenarios under the MMF Regulation Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 584.64 KB
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Summary

2023
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , GA , HU , HR , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA12-2121844265-3254 Guidelines on position calculation under EMIR Refit Guidelines and Technical standards, Market data, Post Trading Guidelines & Recommendations DOWNLOAD 269.35 KB
Related documents Scope of the Guidelines on position calculation under EMIR Refit
Summary
Translated versions PL , NL
ESMA91-372-2346 Guidelines on the assessment of resolvability (Article 15(5) of CCPRRR) CCP, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 256.24 KB
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Summary
Translated versions HR , HU , IT , NL , PL , PT , RO , SV , DE , EL , ES , FR
ESMA91-372-2345 Guidelines on the summary of resolution plans CCP, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 211.8 KB
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Summary
Translated versions DE , EL , ES , FR , HR , HU , IT , NL , PL , PT , RO , SV
BoA-D-2024-01 Board of Appeal of the ESAs - Decision in the appeal by Dubai Commodities Clearing Corporation (DCCC) vs ESMA Board of Appeal, CCP Decision DOWNLOAD 450.53 KB
ESMA91-372-1791 Guidelines on the types and content of the provisions of Cooperation Arrangements (Article 79 of CCPRRR) CCP, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 216.39 KB
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Summary
Translated versions DE , EL , ES , FR , HR , HU , IT , NL , PL , PT , RO , SV
ESMA91-372-1958 Guidelines on written arrangements and procedures for the functioning of resolution colleges CCP, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 246.22 KB
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Summary
Translated versions DE , EL , ES , FR , HR , HU , IT , NL , PL , PT , RO , SV
ESMA74-362-2351 Guidelines on transfer of data between Trade Repositories under EMIR and SFTR Guidelines and Technical standards, Market data, Securities Financing Transactions, Trade Repositories Guidelines & Recommendations DOWNLOAD 321.79 KB
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Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , GA , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA64-829630486-245 Decision on the extension of the reserve lists ending 31/12/2023 Careers Decision DOWNLOAD 161.65 KB
BoA-D-2023-03 Board of Appeal of the ESAs - Decision on Dubai Commodities Clearing Corporation (DCCC) vs ESMA Board of Appeal Decision DOWNLOAD 313.35 KB
ESMA74-362-2281 Guidelines for reporting under EMIR Guidelines and Technical standards, Market data, Trade Repositories Guidelines & Recommendations DOWNLOAD 3.33 MB
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Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , GA , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA35-43-3448 Guidelines on MiFID II product governance requirements Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 309.37 KB
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Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , HR , GA , FR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
BoA-D-2023-01 Board of Appeal of the ESAs - Decision on Euroins Insurance Group AD vs EIOPA Board of Appeal Decision DOWNLOAD 280.05 KB
BoA-D-2023-02 Board of Appeal of the ESAs - Decision on Euroins Insurance Group AD vs EIOPA on a plea of inadmissibility Board of Appeal Decision DOWNLOAD 353.27 KB
BoA-O-2023-01 Board of Appeal of the ESAs - Order on Euroins Insurance Group AD vs EIOPA Board of Appeal Decision DOWNLOAD 212.24 KB
ESMA70-155-13049 Decision on the assessment regarding third country trading venues for the purposes of Articles 57(4) of MiFID Board of Supervisors, Trading Decision DOWNLOAD 102.82 KB
ESMA70-155-13051 Decision of the adoption of non-controversial opinions on position limits Board of Supervisors, Trading Decision DOWNLOAD 127.14 KB
ESMA70-155-13050 Decision of the assessment regarding third country trading venues for the purposes of Articles 20 and 21 of MiFIR Board of Supervisors, Trading Decision DOWNLOAD 100.91 KB