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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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1254 documents
Date Reference Title Sections Type Main document Info
ESMA70-156-4717 Final Report on Guidelines on Settlement Fails Reporting under Article 7 of CSDR Post Trading Final Report DOWNLOAD 691.71 KB
ESMA81-393-239 Final Report on Guidelines on methodology, oversight function and record keeping under the Benchmarks Regulation Benchmarks Final Report DOWNLOAD 315.98 KB
Joint Committee ESAs 2020 Final Report on EMIR RTS on various amendments to the bilateral margin requirements in view of the international framework Joint Committee Final Report DOWNLOAD 338.72 KB
Joint Committee JC 2019 Joint guidelines on cooperation and information exchange for the purpose of Directive (EU) 2015/849 between competent authorities supervising credit and financial institutions Joint Committee Guidelines & Recommendations DOWNLOAD 1.34 MB
Joint Committee JC 2018 Final Report on Big Data Joint Committee Final Report DOWNLOAD 520.31 KB
Joint Committee ESAs 2018 Final Report on EMIR RTS on the novation of bilateral contracts not subject to bilateral margins Final Report DOWNLOAD 471.13 KB
Joint Committee JC 2016 Joint Guidelines on the prudential assessment of acquisitions and increases of qualifying holdings in the financial sector Joint Committee Guidelines & Recommendations DOWNLOAD 7.53 MB
Joint Committee JC 2016 Joint Guidelines on prudential assessment of acquisitions and increases of qualifying holdings Joint Committee Guidelines & Recommendations DOWNLOAD 584.04 KB
Joint Committee JC 2016 Final Report Good supervisory practices for reducing mechanistic reliance on credit ratings Joint Committee Final Report DOWNLOAD 286.96 KB
Joint Committee JC 2014 Guidelines on Consistency of supervisory practices for FiCos Joint Committee Guidelines & Recommendations DOWNLOAD 6.5 MB
Joint Committee JC 2014 Joint Guidelines on coordination arrangements for financial conglomerates Joint Committee Guidelines & Recommendations DOWNLOAD 310.5 KB
Joint Committee JC 2014 Final Report On Mechanistic references to credit ratings in the ESAs’ guidelines and recommendations Joint Committee Final Report DOWNLOAD 519.98 KB
Joint Committee JC 2014 Joint Committee Final Report on guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors Joint Committee Guidelines & Recommendations DOWNLOAD 3.38 MB
ESMA70-156-4263 Guidelines on the MiFID II/ MiFIR obligations on market data Guidelines and Technical standards, Trading Guidelines & Recommendations DOWNLOAD 307.13 KB
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA34-45-1272 Guidelines on marketing communications under the Regulation on cross-border distribution of funds Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 182.48 KB
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Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA70-156-4596 MiFID II MiFIR Annual Report 2021 Trading Final Report DOWNLOAD 429.71 KB
ESMA74-362-1978 Final report Technical Advice to EC on simplification and harmonisation of fees to TRs under EMIR and SFTR Market data, Post Trading, Securities Financing Transactions, Trade Repositories Final Report DOWNLOAD 278.42 KB
ESMA35-36-2319 Final Report on joint ESMA and EBA GL on the assessment of suitability of members of the management body Investor protection Final Report DOWNLOAD 883.62 KB
ESMA70-151-3431 Guidelines on written agreements between members of CCP colleges CCP, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 321.65 KB
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Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA34-49-291 Guidelines on stress test scenarios under the MMF Regulation Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 648.27 KB
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Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV