| From 18/12/2014 to 19/02/2015 |
Consultation on Technical Advice under the CSD Regulation |
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SEE RESPONSES |
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| Summary |
Who should read this paperThis document will be of interest to all stakeholders involved in the securities markets, in particular CSDs, CSD participants, CCPs, market participants, and issuers.Responding to this paperESMA invites comments on all matters in this paper and in particular on the… |
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| From 18/12/2014 to 19/02/2015 |
Consultation on Guidelines on Access to a CCP or a Trading Venue by a CSD |
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SEE RESPONSES |
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| Summary |
Who should read this paperThis document will be of interest especially to central securities depositories (CSDs), central counterparties (CCPs), trading venues and their competent authorities, in the context of access to a CCP or a trading venue by a CSD in accordance with Article 53 of… |
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| From 01/12/2014 to 30/01/2015 |
Consultation on Guidelines on asset segregation under the AIFMD |
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SEE RESPONSES |
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| Summary |
Who should read this paper
his document will be of interest to (i) depositaries of alternative investment funds and their delegates (including prime brokers and collateral managers) and their trade associations, (ii) alternative investment funds managers and their trade associations, as… |
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| From 10/11/2014 to 13/02/2015 |
Consultation on Review of the technical standards on reporting under Article 9 of EMIR |
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SEE RESPONSES |
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| Summary |
Who should read this paper
All interested stakeholders are invited to respond to this consultation paper. In particular, responses are sought from
financial and non-financial counterparties of OTC derivatives transactions, central counterparties (CCPs) and trade repositories (TRs).… |
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| From 07/11/2014 to 08/01/2015 |
Call for evidence on AIFMD passport and third country AIFMs |
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SEE RESPONSES |
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| Summary |
Who should read this paper- EU and non-EU fund managers and advisors, and their representatives- EU and non-EU investors and their… |
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| From 01/10/2014 to 06/11/2014 |
Consultation on clearing obligation under EMIR - no3 |
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SEE RESPONSES |
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| Summary |
Who should read this paperAll interested stakeholders are invited to respond to this consultation paper. In particular, responses are sought from financial and non-financial counterparties of OTC derivatives transactions which will be subject to the clearing obligation, as well as central… |
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| From 29/09/2014 to 01/11/2014 |
Consultation on draft Implementing Technical Standards on main indices and recognised exchanges under the Capital Requirements Regulation |
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SEE RESPONSES |
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| Summary |
Who should read this paperAll interested stakeholders are invited to respond to this consultation paper. It will primarily be of interest to credit institutions and investment firms who need to calculate their credit risk exposure under the Capital Requirements Regulation (EU) No 575/2013 of 26… |
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| From 29/09/2014 to 05/01/2015 |
Consultation on draft guidelines on the application of C6 and C7 of Annex I of MiFID |
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SEE RESPONSES |
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| Summary |
Who should read this paper This consultation paper should be read by investment firms (as defined in Article 4(1) (1) of MiFID), competent authorities, trade bodies, non-financial counterparties and consumer groups. Responding to this consultation paperESMA invites comments on all matters… |
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| From 26/09/2014 to 24/10/2014 |
Consultation on delegated acts required by the UCITS V Directive |
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SEE RESPONSES |
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| Summary |
Who should read this paperThis document will be of interest to depositaries (including their delegates) of UCITS funds and their trade associations, asset management companies managing UCITS funds and their trade associations, as well as institutional and retail investors investing into… |
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| From 26/09/2014 to 10/12/2014 |
Consultation on the implementing measures of the Regulations on EuSEF and EuVECA |
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SEE RESPONSES |
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| Summary |
Who should read this paper
This consultation paper is addressed to social entrepreneurs, impact investors, EuSEF and EuVECA managers, impact fund managers, business angels, venture capitalists and other relevant stakeholders and their associations in the area of social entrepreneurship and… |
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| From 26/09/2014 to 19/12/2014 |
Consultation on draft RTS on prospectus related issues under the Omnibus II Directive |
Prospectus |
SEE RESPONSES |
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| Summary |
Who should read this paperThis document will be of interest to all stakeholders. It would primarily be of interest to investors, issuers, offerors or persons asking for admission to trading on a regulated market, as well as to any market participant who is affected by Directive 2003/71/EC of 4… |
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| From 24/07/2014 to 24/10/2014 |
Draft Regulatory Technical Standards on risk concentration and intra-group transactions under Article 21a (1a) of the Financial Conglomerates Directive |
Joint Committee |
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Please send your comments to the EBA and EIOPA using the following links:
Respond to the EBA.
Respond to EIOPA.
The consultation period closes on 24 October 2014.
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| From 22/07/2014 to 22/10/2014 |
Discussion paper - Calculation of counterparty risk by UCITS for OTC financial derivative transactions subject to clearing obligations |
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SEE RESPONSES |
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| Summary |
Responding to this paperESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they: … |
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| From 16/07/2014 to 31/10/2014 |
On periodic information to be submitted to ESMA by Credit Rating Agencies |
Credit Rating Agencies |
SEE RESPONSES |
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| Summary |
Who should read this paper?This consultation paper should be by read by credit rating agencies (as defined in Article 3(1)(b) of the CRA Regulation), companies which have applied for registration or are considering applying for registration, competent authorities, and consumer groups. Responding… |
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| From 15/07/2014 to 15/10/2014 |
Consultation Paper - Draft technical standards on the Market Abuse Regulation (MAR) |
Market Abuse, Market Integrity |
SEE RESPONSES |
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| Summary |
Who should read this paper?This paper may be specifically of interest to any investor that deals in financial instruments and emission allowances subject to the Market Abuse Regulation, issuers of instruments in the scope of the Regulation, financial intermediaries, operators of trading venues… |
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| From 15/07/2014 to 15/10/2014 |
Consultation Paper - Draft technical advice on possible delegated acts concerning the Market Abuse Regulation (MAR) |
Market Abuse, Market Integrity |
SEE RESPONSES |
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| Summary |
Who should read this paperThis paper may be specifically of interest to any investor that deals in financial instruments and emission allowances subject to the Market Abuse Regulation, issuers of instruments in the scope of the Regulation, financial intermediaries, operators of… |
| Documents |
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| From 11/07/2014 to 18/08/2014 |
Consultation paper Clearing Obligation no1 IRS |
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SEE RESPONSES |
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| Summary |
With the overarching objective of reducing systemic risk, EMIR introduces the obligation to clear certain classes of OTC derivatives in central clearing houses (CCPs) that have been authorised (European CCPs) or recognised (third-country CCPs) under its framework.ESMA defined the IRS classes to… |
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| From 11/07/2014 to 18/09/2014 |
Consultation paper Clearing Obligation no2 CDS |
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SEE RESPONSES |
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| Summary |
With the overarching objective of reducing systemic risk, EMIR introduces the obligation to clear certain classes of OTC derivatives in central clearing houses (CCPs) that have been authorised (European CCPs) or recognised (third-country CCPs) under its framework.Following a first consultation… |
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| From 22/05/2014 to 01/08/2014 |
Discussion Paper on MiFID II/MiFIR |
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SEE RESPONSES |
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| Summary |
Who should read this paper?
This document will be of interest to all stakeholders involved in the securities markets. It is primarily of interest to competent authorities and firms that are subject to MiFID II and MiFIR – in particular, investment firms and credit institutions… |
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| From 22/05/2014 to 01/08/2014 |
Consultation Paper on MiFID II/MiFIR |
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SEE RESPONSES |
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| Summary |
Who should read this paper?
This document will be of interest to all stakeholders involved in the securities markets. It is primarily of interest to competent authorities and firms that are subject to MiFID II and MiFIR – in particular, investment firms and credit institutions… |
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