Consultation on draft RTS on prospectus related issues under the Omnibus II Directive

Consultation on draft RTS on prospectus related issues under the Omnibus II Directive

from 26 September 2014 to 19 December 2014


Who should read this paperThis document will be of interest to all stakeholders. It would primarily be of interest to investors, issuers, offerors or persons asking for admission to trading on a regulated market, as well as to any market participant who is affected by Directive 2003/71/EC of 4 November 2003 (the Prospectus Directive) as amended by Directive 2010/73/EU and Directive 2010/78/EU and its Regulation (Commission Regulation (EC) No 809/2004) and Delegated Regulations (Commission Delegated Regulation (EC) No 486/2012, No 862/2012, No 759/2013 and No 1392/2014.Responding to this paperESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they:

respond to the question stated;
indicate the specific question to which they relate;
contain a clear rationale; and
describe any alternatives ESMA should consider.

ESMA will consider all comments received by 19 December 2014.All contributions should be submitted online at under the heading ‘Your input - Consultations’.Publication of responsesAll contributions received will be published following the close of the consultation, unless you request otherwise. Please clearly and prominently indicate in your submission any part you do not wish to be publically disclosed. A standard confidentiality statement in an email message will not be treated as a request for non-disclosure. A confidential response may be requested from us in accordance with ESMA’s rules on access to documents. We may consult you if we receive such a request. Any decision we make not to disclose the response is reviewable by ESMA’s Board of Appeal and the European Ombudsman.Data protectionInformation on data protection can be found at under the heading ‘Legal Notice’.

Document available for this Consultation
26/09/20142014/1186Consultation paper on draft RTS on prospectus related issues under the Omnibus II Directive


Activity Institution Download
Asset Management Investment Management Association
Banking Division Bank and Insurance
Banking Hellenic Bank Association
Banking Deutsche Bank AG
Banking European Association of Co-operative Banks (EACB)
Banking German Derivatives Association
Banking Joint Associations Committee on Retail Structured Products
Investment Services AMAFI - Association Française des Marchés Financiers
Investment Services Federation of Finnish Financial Services
Issuers Deutsches Aktieninstitut e.V. (identification number: 38064081304-25)
Issuers EuropeanIssuers
Issuers Raiffeisenlandesbank Niederösterreich-Wien AG
Issuers Quoted Companies Alliance
Legal and Accountancy FG Lawyers, Amsterdam
Legal and Accountancy The Law Society of England and Wales
Others Swedish Securities Dealers Association
Others Association of Danish Mortgage Banks and Danish Mortgage Banks' Federation (joint response)
Others International Capital Market Association (ICMA)
Insurance, pension & asset management Eumedion Corporate Governance Forum