Consultation on draft guidelines on the application of C6 and C7 of Annex I of MiFID

Consultation on draft guidelines on the application of C6 and C7 of Annex I of MiFID

from 29 September 2014 to 05 January 2015

Details

Who should read this paper  This consultation paper should be read by investment firms (as defined in Article 4(1) (1) of MiFID), competent authorities, trade bodies, non-financial counterparties and consumer groups. Responding to this consultation paperESMA invites comments on all matters set out in this consultation paper and, in particular, on the specific questions listed in Annex I. Comments are most helpful if they:

indicate the number of the question to which the comment relates;
respond to the question stated;
contain a clear rationale, including on any related costs and benefits; and
describe any alternatives ESMA should consider.

Comments should reach us by 5 January 2015.All contributions should use the response form and be submitted online at www.esma.europa.eu under the heading ‘Your input/Consultations’.Publication of responsesAll contributions received will be published following the end of the consultation period, unless otherwise requested. Please clearly and prominently indicate in your submission any part you do not wish to be publically disclosed. A standard confidentiality statement in an email message will not be treated as a request for non-disclosure. Note also that a confidential response may be requested from us in accordance with ESMA’s rules on access to documents. We may consult you if we receive such a request. Any decision we make is reviewable by ESMA’s Board of Appeal and the European Ombudsman.Data protectionInformation on data protection can be found at www.esma.europa.eu under the heading ‘Disclaimer’.

1 RELATED DOCUMENTS
Document available for this Consultation
DateReferenceTitleDocument
29/09/20142014/1189Consultation paper on draft guidelines on the application of C6 and C7 of Annex I of MiFID

Responses

Operations
Activity Institution Download
CEDEC - European Federation of Local Energy Companies
Nasdaq
EUROPEX
Asset Management Amundi
Asset Management Securities Industry and Financial Markets Association (Asset Management Group)
Banking GFMA - Global Financial Markets Association
Banking Dutch Bankers Association (NVB)
Investment Services Association française des marchés financiers - AMAFI
Investment Services ISDA and FIA Europe
Issuers Deutsches Aktieninstitut
Legal and Accountancy City of London Law Society - Regulatory Law Committee
Others Stadtwerke München GmbH
Others European Flour Milling Association
Others Verband kommunaler Unternehmen (VKU) - German Association of Local Utilities
Others HSBC Bank plc
Others SEED CRUSHERS AND OIL PROCESSORS ASSOCIATION (SCOPA)
Others European Association of CCP Clearing Houses (EACH)
Others Energie-Nederland (association of energy companies in NL)
Others Council of European Energy Regulators
Others EUROGAS
Others EURELECTRIC
Others Statoil ASA
Others Maltsters' Association of Great Britain (MAGB)
Others SSE Energy Supply Limited
Others Commodities Markets Council - Europe
Others Energy UK
Others EDF SA and EDF Trading
Others A2A Trading srl
Others NATIONAL FARMERS UNION OF ENGLAND AND WALES
Others EDF SA and EDF Trading
Others Agricultural Industries Confederation
Others Statoil ASA
Others London Bullion Market Association
Others Oesterreichs Energie Association of Austrian Electricity Companies
Others COCERAL
Others EFET European Federation of Energy Traders
Insurance, pension & asset management AFG (Association Française de la Gestion Financière)
afgs_answer.doc (806 KB)
Regulated markets, exchanges & trading systems Wholesale Markets Brokers' Association
Regulated markets, exchanges & trading systems Federation of European Securities Exchanges