ESMA LIBRARY
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Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions | ||||||||||||||||||||
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07/01/2016 | MoU for Switzerland | Previous MoU for Switzerland | Post Trading | Reference | PDF 678.27 KB |
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06/06/2016 | MoU for USA | MoU for TC-CCPs for USA | Post Trading | Reference | PDF 724.11 KB |
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18/04/2017 | MOU RBNZ ESMA | Previous MoU on CCP supervision with Reserve Bank and Financial Markets Authority of New Zealand | Post Trading | Reference | PDF 713.04 KB |
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20/03/2017 | moudfsa | Previous MoU on CCP supervision with Dubai Financial Supervisory Authority | Post Trading | Reference | PDF 661.74 KB |
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20/03/2017 | mourbi | MoU on CCP supervision with Reserve Bank of India | Post Trading | Reference | PDF 612.41 KB |
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20/03/2017 | mousca | MoU on CCP supervision with the UAE SCA | Post Trading | Reference | PDF 577.19 KB |
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06/11/2015 | NFC no CT | Notification of NFC no longer exceeding the clearing threshold | Post Trading | Reference | XLSX 50.16 KB |
This notification may be submitted to ESMA (EMIR-notifications@esma.europa.eu) preferably in Excel format, using the form hereby by a non-financial counterparty that no longer exceeds the clearing threshold for any of the following:
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07/11/2014 | ODRG 7/11/14 | Report of the OTC Derivatives Regulators Group (ODRG) to G20 Leaders on Cross-Border Implementation Issues | Post Trading | Reference | PDF 460.72 KB |
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09/11/2015 | ODRG/06/11/15 | Report of the ODRG to the G20 Nov (06112015) | Post Trading | Reference | PDF 215.5 KB |
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11/12/2015 | Post-trading links | Links to key Post Trading documents | Post Trading | Reference | PDF 603.88 KB |
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24/05/2013 | request for technical advice | Request from the European Commission for ESMA’s technical advice on procedural rules for taking supervisory measures and imposing fines on trade repositories | Post Trading | Reference | PDF 626.54 KB |
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28/03/2019 | rp1 | Response form consulation on ELTIF RTS | Fund Management | Reference | DOCX 769.35 KB |
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28/09/2018 | RPMMF | Response form for consultation on MMF stress testing guidelines | Fund Management | Reference | DOCX 770.87 KB |
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31/03/2016 | UCITS RF | UCITS Infringement reporting form template | Fund Management | Reference | DOCX 51.1 KB |
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