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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
14/12/2018 ESMA70-156-834 Final report on the proposed amendments to RTS 11 Final Report PDF
445.64 KB
09/11/2018 ESMA71-99-1054 ESMA launches call for evidence on periodic auctions for equity instruments , Press Release PDF
148.54 KB
08/11/2018 ESMA71-99-1055 ESMA proposes a regulatory change to support the Brexit preparations of counterparties to uncleared OTC derivatives , , Press Release PDF
149.65 KB
08/11/2018 ESMA70-151-1854 Final Report on the CO regarding novated trades to the EU Final Report PDF
464.05 KB
27/09/2018 ESMA70-151-1768 Final report no.6 on the Clearing Obligation (intragroup) Final Report PDF
706.77 KB
13/07/2018 ESMA71-99-1005 ESMA consults on tick size regime PR , Press Release PDF
149.16 KB
28/05/2018 ESMA70-151-1293 Final Report on Guidelines on CCP APC Margin Measures Final Report PDF
278.79 KB
02/05/2018 ESMA71-99-971 Press release on MiFID II bond transparency calculations Press Release PDF
150.66 KB
28/03/2018 ESMA70-151-1258 Guidelines on Internalised Settlement Reporting under Article 9 of CSDR Final Report PDF
461.97 KB
26/03/2018 ESMA70-156-354 Final Report Amendments to Commission Delegated Regulation (EU) 2017/587 (RTS 1) Final Report PDF
434.94 KB
07/03/2018 ESMA71-99-953 Press release: ESMA publishes double volume cap data , Press Release PDF
137.68 KB
07/02/2018 ESMA70-151-1094 Final report on guidelines on CCP conflict of interest management Final Report PDF
473.94 KB
09/01/2018 ESMA71-99-925 ESMA Double Volume Cap delay , Press Release PDF
216.16 KB
21/12/2017 ESMA70-151-812 Annual peer review of EU CCP supervision on supervisory activities on CCPs’ Default Management Procedures Final Report PDF
471.59 KB
06/12/2017 ESMA50-164-1173 Press Release MiFID/MAR Transitional Transparency Calculations , , , , Press Release PDF
225.44 KB
09/10/2017 ESMA71-99-613 ESMA highlights importance of LEI for MiFIDII/MiFIR compliance , Press Release PDF
145.53 KB

The European Securities and Markets Authority (ESMA) has published a Briefing on the Legal Entity Identifier (LEI) as part of its efforts to raise industry awareness and facilitate compliance with the LEI requirements under MiFID II ahead of its 3 January 2018 launch.

ESMA expects market participants to take all necessary steps to ensure full compliance with the LEI requirements under MiFID II. Based on its previous experience with EMIR reporting, ESMA urges reporting entities not to delay in addressing this important matter, as advance preparation will help in avoiding backlogs and ensuring that all market participants are ready for the new regime.

28/09/2017 ESMA70-154-266 Guidelines on the management body of market operators and data reporting service providers , Final Report PDF
546.29 KB
24/08/2017 ESMA70-151-552 Guidelines on transfer of data between Trade Repositories , Final Report PDF
969.54 KB
10/07/2017 ESMA70-151-370 Final report on draft technical standards on data to be made publicly available by TRs under Article 81 of EMIR Final Report PDF
322.56 KB
21/04/2017 ESMA70-151-223 Final Report on technical advice to EC on fees to TRs under SFTR and on certain amendments to fees to TRs under EMIR Final Report PDF
336.87 KB