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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
06/06/2017 ESMA35-43-349 Q&As on MiFID II and MiFIR investor protection topics Q&A PDF
1.46 MB
06/06/2017 ESMA/2017/VAC2/FGIV Vacancy notice- Policy Officer- Markets or Investors and issuers profiles (deadline 06/07/2017) Vacancy PDF
604.28 KB
02/06/2017 ESMA70-145-81 Final report on draft RTS on cooperation with third countries under BMR Final Report PDF
203.07 KB
02/06/2017 ESMA70-143-5 Methodological framework for mandatory benchmarks contributions Report PDF
282.75 KB
02/06/2017 ESMA35-43-620 Final report on guidelines on MiFID II product governance requirements Final Report PDF
713.52 KB
02/06/2017 ESMA70-708036281-2 Questions and Answers on CSDR Q&A PDF
570.78 KB
01/06/2017 ESMA70-708036281-73 CSDR substential importance indicators- template Guidelines & Recommendations XLSX
140.54 KB
01/06/2017 ESMA70-708036281-67 CSDR guidelines on substential importance of CSDs Guidelines & Recommendations PDF
428.63 KB
01/06/2017 ESMA70-708036281-72 CSDR relevant currencies indicators- template Reference XLS
283 KB
01/06/2017 ESMA70-708036281-66 CSDR guidelines on relevant currencies Guidelines & Recommendations PDF
422.88 KB
01/06/2017 ESMA7--145-100 Final report on MAR ITS on cooperation between competent authorities , Final Report PDF
926.19 KB
01/06/2017 ESMA/2017/VAC5/FGIV Vacancy notice- Supervision Officer (deadline: 29/06/2017) Vacancy PDF
593.48 KB
01/06/2017 ESMA70-151-291 Consultation paper on guidelines on CCPs' conflict of interest management Consultation Paper PDF
344.94 KB
01/06/2017 ESMA71-99-466 Public Notice- Moody's Germany and Moody's United Kingdom Statement PDF
297.01 KB
01/06/2017 ESMA41-137-1005 Decision of the Board of Supervisors to adopt a supervisory measure and impose fines with respect to infringements by Moody’s Deutschland GmbH and Moody’s Investors Service Limited , Decision PDF
207.16 KB
01/06/2017 ESMA71-99-466 ESMA fines Moody’s €1.24 million for credit ratings breaches , , Press Release PDF
238.35 KB

The European Securities and Markets Authority (ESMA) has fined Moody’s Deutschland GmbH (Moody’s Germany) €750,000 and Moody’s Investors Service Limited (Moody’s UK) €490,000, and issued a public notice, for two negligent breaches of the Credit Rating Agencies Regulation (CRAR).

ESMA found that Moody’s Germany and Moody’s UK negligently committed two infringements of the CRAR regarding their public announcement of certain ratings and their public disclosure of methodologies used to determine those ratings. These failures concern nineteen ratings issued between June 2011 and December 2013 for nine supranational entities including the European Investment Bank, the European Investment Fund, the European Stability Mechanism, the European Financial Stability Facility and the European Union.

01/06/2017 ESMA22-106-209 Summary of Conclusions Board of Supervisors Conference call 03/05/2017 Summary of Conclusions PDF
185.2 KB
31/05/2017 ESMA70-1861941480-56 Q&A on MiFIR data reporting Q&A PDF
932.73 KB
31/05/2017 ESMA70-154-165 Opinion on Determining third-country trading venues for the purpose of transparency under MiFID II / MiFIR Opinion PDF
154.4 KB
31/05/2017 ESMA70-156-112 ESMA opinion on third-country trading venues for the purpose of position limits under MiFID II Opinion PDF
153.61 KB