ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
3811
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
06/10/2017 ESMA65-12-1866 Annex 1.1.A- Description of Tasks (FIRDS Project) Reference PDF
256.71 KB
06/10/2017 ESMA/2015/BS/176 B Amendment 2 to the Delegation Agreement- Option B rev 1.1 Reference PDF
178.86 KB
06/10/2017 ESMA/2015/BS/176 A Amendment 2 to the Delegation Agreement- Option A rev1.1 Reference PDF
178.72 KB
06/10/2017 ESMA/2015/BS/175 Delegation Agreement Reference PDF
359.63 KB
06/10/2017 ESMA65-316-2640 Delegation Agreements Overview Reference PDF
213.43 KB
05/10/2017 ESMA35-42-597 Speech by Steven Maijoor on financial education and investor protection in Europe- IOSCO World Investor Week , Speech PDF
222.15 KB
05/10/2017 ESMA71-99-610 ESMA maintains focus on supervisory convergence and risk assessment in 2018 Press Release PDF
148.97 KB

The European Securities and Markets Authority (ESMA) has published its 2018 Work Programme (WP), which sets out its priorities and areas of focus for 2018 in support of its mission to enhance investor protection and promote stable and orderly financial markets.

For 2018, the key areas of focus under ESMA’s activities of supervisory convergence, assessing risks, single rulebook and direct supervision will be:

  • Providing guidance and promoting the consistent application of MiFID II and MiFIR by market participants and National Competent Authorities (NCAs);

  • Ensuring the quality, integration, usability and transparency of the data that ESMA collects;

  • Contributing to the development of Level 2 measures in relation to the revised Prospectus regime; AND

  • Enhancing the effectiveness and lasting impact of supervisory activities at individual credit rating agencies (CRA) and trade repositories (TR) level.

The overall budget for 2018 is expected to be €42,051,386 with a projected staff of 232.

 

 

05/10/2017 ESMA20-95-619 2018 Work Programme Report PDF
533.61 KB
05/10/2017 ESMA34-32-352 Q&A on the Application of the AIFMD Q&A PDF
670.36 KB
05/10/2017 ESMA34-43-392 Q&A on the application of the UCITS Directive Q&A PDF
608.75 KB
05/10/2017 ESMA71-99-612 2017 Calendar of the Chair and Executive Director Reference PDF
271.28 KB
04/10/2017 ESMA70-872942901-28 Q&A on MiFID II and MiFIR commodity derivatives topics Q&A PDF
529.27 KB
04/10/2017 ESMA34-32-316 Compliance table for the Guidelines on sound remuneration policies under the AIFMD (ESMA/2016/579) , Compliance table PDF
310.68 KB
04/10/2017 ESMA34-43-352 Compliance table for the Guidelines on sound remuneration policies under the UCITS Directive (ESMA/2016/575) , Compliance table PDF
318.38 KB
03/10/2017 ESMA70-151-887 CSDR List of relevant authorities- Article 12 Reference PDF
581.75 KB
03/10/2017 ESMA35-43-349 Q&As on MiFID II and MiFIR investor protection topics Q&A PDF
803.55 KB
02/10/2017 ESMA71-99-608 Annex (Template for the Assessment of Collective Suitability) , Reference XLSX
72.7 KB
29/09/2017 Market makers - XLS Market makers and authorised primary dealers who are using the exemption under the SSR- XLS Reference XLSX
41.82 KB
29/09/2017 Market makers - pdf Market makers and authorised primary dealers who are using the exemption under the SSR- PDF Reference PDF
698.13 KB
29/09/2017 ESMA70-145-253 Response form for the Consultation Paper on Guidelines for non-significant benchmarks Reference DOCX
768.13 KB