ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
27/05/2019 ESMA70-145-1397 TRs IC_templates , Reference XLS
80 KB
27/05/2019 ESMA70-145-1399 Response form for consultation on Guidelines on periodic information and notification of material changes to be submitted to ESMA by Trade Repositories , Reference DOCX
754.45 KB
27/05/2019 ESMA70-151-1019 Consolidated SFTR_Validation_Rules Reference XLSX
120.19 KB
27/05/2019 ESMA70-151-2371 Response form to consultation on Guidelines for reporting under Articles 4 and 12 SFTR Reference DOCX
757.3 KB
24/05/2019 ESMA Reply_form_CP_CRR_ITS Reference DOCX
774.81 KB
24/05/2019 ESMA70-156-1101 Reply Form Position Limits Reference DOCX
751.26 KB
24/05/2019 ESMA70-156-1101 Reply Form Position Limits Reference DOCX
751.26 KB
24/05/2019 ESMA70-156-1101 Call for evidence Position limits Reference PDF
314.72 KB
30/04/2019 ESMA35-43-1912 CFD Renewal 3- Notice Reference PDF
183.2 KB
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04/04/2019 ESMA35-36-1640 MiFID II Supervisory Briefing on Appropriateness Reference PDF
326.68 KB
27/03/2019 ESMA35-43-1862 BO Renewal Decision 3 Notice Reference PDF
83.42 KB
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22/03/2019 esma35-36-1590 Presentation on CPs MIFID-UCITS-AIFMD , , Reference PDF
187.17 KB
11/03/2019 ESMA LEI 06/03/2019 EU rules on LEI- presentation Reference PDF
796.16 KB
11/02/2019 ESMA35-43-1493 MiFID II supervisory briefing on the use of third-country branches by EU firms , , Reference PDF
469.29 KB
10/01/2019 ESMA71-99-1081 Press release- ESMA report finds investment product performance highly impacted by charges , Annual Report PDF
159.37 KB
10/01/2019 ESMA50-165-731 ESMA annual statistical report on performance and costs of retail investment products in the EU , Annual Report PDF
3.43 MB
21/12/2018 ESMA-70-156-869 Guidelines on the application of C6 and C7 of Annex 1 of MiFID II Guidelines & Recommendations PDF
268.63 KB
19/12/2018 ESMA70-156-173 MiFID II list of supplementary deferral regimes Reference XLSX
57.45 KB
15/11/2018 ESMA70-145-1081 Annual report on administrative and criminal sanctions and other administrative measures under MAR , Annual Report PDF
158.47 KB
13/11/2018 ESMA35-43-1206 MiFID II Supervisory Briefing on Suitability Reference PDF
557.16 KB