|
|
ESMA70-156-1616 |
Response to O. Guersent on the postponement first RTS 2 annual report |
Trading |
Letter |
DOWNLOAD 84.53 KB |
|
|
|
ESMA70-155-5827 |
Position limit on EEX Italian Power Peak contracts |
Trading |
Opinion |
DOWNLOAD 234.36 KB |
|
|
|
ESMA70-155-2929 |
Position limit on EEX Italian Power Base contracts |
Trading |
Opinion |
DOWNLOAD 223.5 KB |
|
|
|
ESMA32-61-368 |
Comment letter to EFRAG regarding IASB's ED - Amendments to IFRS 17 Insurance Contracts |
Audit |
Letter |
DOWNLOAD 340.73 KB |
|
|
|
ESMA32-61-369 |
Comment letter to IASB regarding its ED - Amendments to IFRS 17 Insurance Contracts |
Audit |
Letter |
DOWNLOAD 344.51 KB |
|
|
|
ESMA70-155-8524 |
ESMA Opinion CNMV revised Accepted Market Practice |
Market Abuse, Market Integrity |
Opinion |
DOWNLOAD 520.92 KB |
|
|
|
ESMA22-106-1937 |
SMSG Advice - Response to ESMA’s Consultation on cost of market data and consolidated tape |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 99.67 KB |
|
|
|
ESMA22-106-1895 |
Summary of Conclusions Board of Supervisors meeting 11 July 2019 |
Board of Supervisors |
Summary of Conclusions |
DOWNLOAD 356.03 KB |
|
|
|
JC 2019 54 |
Joint ESA report on risks and vulnerabilities in the EU financial system No2 2019 |
Joint Committee, Risk monitoring |
Report |
DOWNLOAD 1.13 MB |
|
|
|
ESMA32-60-494 |
ESEF Video Tutorial 3_Script |
Electronic reporting |
Reference |
DOWNLOAD 112.13 KB |
|
|
|
ESMA71-99-1207 |
ESMA – Investors face increasing risks amid renewed market volatility |
Press Releases, Risk monitoring |
Press Release |
DOWNLOAD 175.95 KB |
|
|
|
ESMA50-165-884 |
ESMA Risk Dashboard No. 3 2019 |
Risk monitoring |
Reference |
DOWNLOAD 618.93 KB |
|
|
|
ESMA50-165-8 |
ESMA report on trends, risks and vulnerabilities no.2 2019 |
Risk monitoring |
Final Report |
DOWNLOAD 2.31 MB |
|
|
|
ESMA50-165-875 |
ESMA report on trends, risks and vulnerabilities no.2 2019 - statistical annex |
Risk monitoring |
Reference |
DOWNLOAD 1.39 MB |
|
|
|
ESMA22-106-1926 |
Summary of Conclusions SMSG meeting 12 July 2019 |
Securities and Markets Stakeholder Group |
Summary of Conclusions |
DOWNLOAD 157.68 KB |
|
|
|
ESMA22-106-1925 |
Summary of Conclusions Joint BoS and SMSG meeting 12 July 2019 |
Board of Supervisors, Securities and Markets Stakeholder Group |
Summary of Conclusions |
DOWNLOAD 95.54 KB |
|
|
|
ESMA22-961920 |
SMSG response to surve on Short Termism |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 243.34 KB |
|
|
|
ESMA22-106-1899 |
SoC July 2019 Management Board |
Management Board |
Summary of Conclusions |
DOWNLOAD 192.16 KB |
|
|
|
ESMA71-99-1205 |
ESMA publishes stress simulation framework for investment funds |
Fund Management, Press Releases, Risk monitoring |
Press Release |
DOWNLOAD 119.98 KB |
|
|
|
ESMA50-164-2458 |
Stress simulation for investment funds |
Fund Management, Risk monitoring |
Report |
DOWNLOAD 868.55 KB |
|
|
|
ESMA34-39-882 |
Final Report_Guidelines on LST in UCITS and AIFs |
Fund Management |
Final Report |
DOWNLOAD 346.8 KB |
|
|
|
ESMA-35-43-2062 |
ESMA opinion under Article 43(2) MiFIR (SI_BO) |
Investor protection |
Opinion |
DOWNLOAD 100.66 KB |
|
|
|
ESMA-35-43-2063 |
ESMA opinion under Article 43(2) MiFIR (SI_CFD) |
Investor protection |
Opinion |
DOWNLOAD 100.96 KB |
|
|
|
ESMA50-164-2554 |
Letter to EC - Joint EBA ESMA response on crypto-assets |
Digital Finance and Innovation |
Letter |
DOWNLOAD 93.63 KB |
|
|
|
ESMA32-61-366 |
Letter to IFRS IC - June 2019 tentative agenda decisions |
Issuer disclosure |
Letter |
DOWNLOAD 134.47 KB |
|
|
|
ESMA33-128-761 |
STS notifications cancelled as from 01/01/2019 Regulation 2402/2017 |
Securitisation |
Reference |
DOWNLOAD 63.87 KB |
|
|
|
ESMA20-92-130 |
ESMA Staff Stakeholder contacts in the Second Quarter 2019 |
About ESMA |
Reference |
DOWNLOAD 163.57 KB |
|
|
|
ESMA02-91-2672 |
ESMA Final Accounts Financial Year 2018 |
About ESMA, About ESMA |
Reference |
DOWNLOAD 697.19 KB |
|
|
|
ESMA22-106-1868 |
Summary of Conclusions Board of Supervisors Conference call 1 July 2019 |
Board of Supervisors |
Summary of Conclusions |
DOWNLOAD 115.69 KB |
|
|
|
ESMA74-361-75 |
Call for interest DAG members |
Market Integrity, Trading |
Reference |
DOWNLOAD 167.88 KB |
|
|
|
ESMA74-361-85 |
DSC DAG application form |
Market Integrity |
Reference |
DOWNLOAD 38.58 KB |
|
|
|
PROC/2019/06 |
Low and middle value tender for "Training services for ESMA" – Deadline: 20/08/2019 – 12:00 |
Procurement |
CLOSED Procedure |
DOWNLOAD 122.02 KB |
|
|
|
PROC/2019/09 |
Open tender for Catering services for meetings and events – DEADLINE 5/9/2019 – 23:59 |
Procurement |
CLOSED Procedure |
DOWNLOAD 128.89 KB |
|
|
|
ESMA-35-43-2054 |
ESMA opinion under Article 43(2) MiFIR (HU_CFDs) |
Investor protection |
Opinion |
DOWNLOAD 104.66 KB |
|
|
|
ESMA-35-43-1995 |
ESMA opinion under Article 43(2) MiFIR (PL_CFD) |
Investor protection |
Opinion |
DOWNLOAD 120.29 KB |
|
|
|
ESMA-35-43-1994 |
ESMA opinion under Article 43(2) MiFIR (MT_CFD) |
Investor protection |
Opinion |
DOWNLOAD 120.65 KB |
|
|
|
ESMA-35-43-1986 |
ESMA opinion under Article 43(2) MiFIR (DE_CFD) |
Investor protection |
Opinion |
DOWNLOAD 99.52 KB |
|
|
|
2019-ESMA-35-43-1980- |
ESMA opinion under Article 43(2) MiFIR (BG_CFD) |
Investor protection |
Opinion |
DOWNLOAD 98.64 KB |
|
|
|
2019-ESMA-35-43-1985- |
ESMA opinion under Article 43(2) MiFIR (DK_CFD) |
Investor protection |
Opinion |
DOWNLOAD 98.63 KB |
|
|
|
2019-ESMA-35-43-2042- |
ESMA opinion under Article 43(2) MiFIR (HR_CFD) |
Investor protection |
Opinion |
DOWNLOAD 99.31 KB |
|
|
|
2019-ESMA-35-43-2043- |
ESMA opinion under Article 43(2) MiFIR (HR_BO) |
Investor protection |
Opinion |
DOWNLOAD 115.77 KB |
|
|
|
ESMA70-151-1952 |
2018 CCP Peer Review Report |
Post Trading |
Report |
DOWNLOAD 694.38 KB |
|
|
|
ESMA71-99-1204 |
MMF stress testing and reporting guidelines release |
Fund Management |
Press Release |
DOWNLOAD 98.28 KB |
|
|
|
ESMA34-49-168 |
Final report on MMF reporting |
Fund Management |
Final Report |
DOWNLOAD 623.51 KB |
|
|
|
ESMA34-49-164 |
Guidelines MMF stress tests Final Report |
Fund Management |
Guidelines & Recommendations |
DOWNLOAD 551.7 KB |
|
|
|
ESMA71-99-1199 |
Press Release for CRA sustainability |
Credit Rating Agencies, Sustainable finance |
Press Release |
DOWNLOAD 79.07 KB |
|
|
|
ESMA33-9-321 |
Technical Advice on Sustainability Considerations in the Credit Rating Market |
Credit Rating Agencies |
Technical Advice |
DOWNLOAD 451.01 KB |
|
|
|
ESMA33-9-320 |
Final Report Guidelines on Disclosure Requirements Applicable to Credit Rating Agencies |
Credit Rating Agencies |
Final Report |
DOWNLOAD 336.63 KB |
|
|
|
ESMA32-61-359 |
Letter to EFRAG on IASBF Exposure Draft on proposed amendments to the due process handbook |
Issuer disclosure, Audit |
Letter |
DOWNLOAD 355.64 KB |
|
|
|
ESMA32-61-352 |
Letter to IFRS Foundation - Exposure Draft on proposed amendments to the due process handbook - |
Issuer disclosure, Audit |
Letter |
DOWNLOAD 353.36 KB |
|
|
|
ESMA35-43-1905 |
Call for evidence Impact of the inducements and costs and charges disclosure requirements under MiFID II |
Investor protection |
Consultation Paper |
DOWNLOAD 479.41 KB |
|
|
|
ESMA35-36-1711 |
Report on sanctions and measures imposed under MiFID II in 2018 |
Investor protection |
Report |
DOWNLOAD 296.09 KB |
|
|
|
ESMA35-43-1983 |
ESMA opinion under Article 43(2) MiFID (CZ_CFD) |
Investor protection |
Opinion |
DOWNLOAD 100.16 KB |
|
|
|
ESMA22-106-1821 |
Summary of Conclusions Board of Supervisors meeting 23 May 2019 |
Board of Supervisors |
Summary of Conclusions |
DOWNLOAD 199.56 KB |
|
|
|
ESMA32-63-717 |
23rd Extract from the EECS’s Database of Enforcement |
Financial reporting |
Report |
DOWNLOAD 441.84 KB |
|
|
|
ESMA34-39-881 |
Consultation paper on performance fees guidelines in ucits |
Fund Management |
Consultation Paper |
DOWNLOAD 424.41 KB |
|
|
|
ESMA71-2333-1 |
Response form for consultation on UCITS performance fee guidelines |
Fund Management |
Reference |
DOWNLOAD 751.38 KB |
|
|
|
ESMA32-63-743 |
Considerations on recognition of deferred tax assets arising from the carry-forward of unused tax losses |
Financial reporting |
Statement |
DOWNLOAD 169.19 KB |
|
|
|
esma41-139-1224 |
Amended_decision_nordea |
Credit Rating Agencies |
Decision |
DOWNLOAD 236.05 KB |
|
|
|
esma41-139-1230 |
Amended_decision_swedbank |
Credit Rating Agencies |
Decision |
DOWNLOAD 243.03 KB |
|
|
|
esma41-139-1229 |
Amended_decision_seb |
Credit Rating Agencies |
Decision |
DOWNLOAD 239.8 KB |
|
|
|
esma41-139-1231 |
Amended decision Handelsbanken |
Credit Rating Agencies |
Decision |
DOWNLOAD 244.4 KB |
|
|
|
ESMA41-356-39 |
Public notice Regis-TR |
Trade Repositories |
Reference |
DOWNLOAD 142.96 KB |
|
|
|
ESMA32-61-356 |
Letter to EFRAG on consultation on Equity Instruments – Research On Measurement Project |
Issuer disclosure |
Letter |
DOWNLOAD 101.44 KB |
|
|
|
ESMA32-61-353 |
ESMA response to the EFRAG consultation on Equity Instruments – Research On Measurement Project |
Issuer disclosure |
Reference |
DOWNLOAD 233.05 KB |
|
|
|
ESMA71-99-1181 |
Press release: ESMA fines Regis-TR S.A. €56,000 for data access failures |
Press Releases, Trade Repositories |
Press Release |
DOWNLOAD 115.68 KB |
|
|
|
esma41-356-34 |
Enforcement decision Regis-TR |
Trade Repositories |
Reference |
DOWNLOAD 377.19 KB |
|
|
|
ESMA35-43-2019 |
Consultation paper on compliance function guidelines |
Investor protection |
Consultation Paper |
DOWNLOAD 677.15 KB |
|
|
|
ESMA70-156-1436 |
Public Statement MiFIR DTO |
Trading, Post Trading |
Statement |
DOWNLOAD 116.79 KB |
|
|
|
ESMA31-62-1333 |
Response form consultation on Guidelines on disclosure requirements under the Prospectus Regulation |
Prospectus |
Reference |
DOWNLOAD 759.09 KB |
|
|
|
ESMA31-62-1239 |
Consultation Paper on Guidelines on prospectus disclosure |
Prospectus |
Consultation Paper |
DOWNLOAD 617.89 KB |
|
|
|
ESMA70-156-1065 |
Press_Release_ESMA launches consultation on cost of market data and consolidated tape |
Trading, Press Releases |
Press Release |
DOWNLOAD 90.42 KB |
|
|
|
ESMA70-156-1471 |
Response Form - CP review report_cost of market data and consolidated tape equity |
Trading |
Reference |
DOWNLOAD 757 KB |
|
|
|
ESMA70-156-1065 |
CP_MiFID review report_cost of market data and consolidated tape equity |
Trading |
Consultation Paper |
DOWNLOAD 697.42 KB |
|
|
|
ESMA50-164-2430 |
Report on the Licensing of FinTech business models |
Digital Finance and Innovation |
Report |
DOWNLOAD 585.36 KB |
|
|
|
ESMA71-99-1195 |
ESMA warns CFDs providers on application of product intervention measures |
Press Releases |
Press Release |
DOWNLOAD 97.41 KB |
|
|
|
ESMA35-36-1743 |
Statement Product Intervention |
Investor protection |
Statement |
DOWNLOAD 104.99 KB |
|
|
|
ESMA71-99-1193 |
ESMA reappoints MB members July 2019 and SC extension |
Board of Supervisors, About ESMA, Management Board, Press Releases |
Press Release |
DOWNLOAD 95.43 KB |
|
|
|
ESMA41-137-1151 |
Swedbank - PUBLIC NOTICE |
Credit Rating Agencies |
Reference |
DOWNLOAD 100.89 KB |
|
|
|
ESMA41-137-1149 |
Nordea - PUBLIC NOTICE |
Credit Rating Agencies |
Reference |
DOWNLOAD 99.88 KB |
|
|
|
ESMA41-137-1148 |
Svenska Handelsbanken AB - PUBLIC NOTICE |
Credit Rating Agencies |
Reference |
DOWNLOAD 100.13 KB |
|
|
|
ESMA41-137-1146 |
SEB - PUBLIC NOTICE |
Credit Rating Agencies |
Reference |
DOWNLOAD 99.83 KB |
|
|
|
ESMA40-133-793 |
Mentoring scheme for ESMA staff |
|
Reference |
DOWNLOAD 144.72 KB |
|
|
|
ESMA71-99-1158 |
MWT Reclaim Schemes Release |
Market Integrity, Press Releases |
Press Release |
DOWNLOAD 103.56 KB |
|
|
|
|
|
ESMA70-154-1193 |
Preliminary findings on multiple withholding tax reclaim schemes |
Market Integrity |
Report |
DOWNLOAD 611.48 KB |
|
|
|
ESMA-35-43-1999 |
ESMA opinion under Article 43(2) MiFIR (SE_CFD) |
Investor protection |
Opinion |
DOWNLOAD 99.46 KB |
|
|
|
ESMA-35-43-1990 |
ESMA opinion under Article 43(2) MiFIR (FR_CFD) |
Investor protection |
Opinion |
DOWNLOAD 102.14 KB |
|
|
|
ESMA-35-43-1961 |
ESMA opinion under Article 43(2) MiFIR (UK_CFD) |
Investor protection |
Opinion |
DOWNLOAD 129.88 KB |
|
|
|
ESMA-35-43-1998 |
ESMA opinion under Article 43(2) MiFIR (SE_BO) |
Investor protection |
Opinion |
DOWNLOAD 98.9 KB |
|
|
|
ESMA-35-43-1993 |
ESMA opinion under Article 43(2) MiFIR (MT_BO) |
Investor protection |
Opinion |
DOWNLOAD 100.18 KB |
|
|
|
ESMA-35-43-1989 |
ESMA opinion under Article 43(2) MiFIR (FR_BO) |
Investor protection |
Opinion |
DOWNLOAD 99.63 KB |
|
|
|
ESMA-35-43-1981 |
ESMA opinion under Article 43(2) MiFIR (CY_BO) |
Investor protection |
Opinion |
DOWNLOAD 116.08 KB |
|
|
|
ESMA63-313-523 |
Annual list of contractors - 2018 |
Procurement |
Reference |
DOWNLOAD 181.22 KB |
|
|
|
ESMA22-106-1817 |
Summary of Conclusions Management Board meeting 22 May 2019 |
Management Board |
Summary of Conclusions |
DOWNLOAD 105.84 KB |
|
|
|
ESMA70-156-1432 |
Letter Chair to O Guersent - Postponement of the first RTS 2 annual report |
Trading |
Letter |
DOWNLOAD 35.78 KB |
|
|
|
ESMA-35-43-1988 |
ESMA opinion under Article 43(2) MiFIR (EL_CFD) |
Investor protection |
Opinion |
DOWNLOAD 99.22 KB |
|
|
|
ESMA-35-43-1987 |
ESMA opinion under Article 43(2) MiFIR (EL_BO) |
Investor protection |
Opinion |
DOWNLOAD 100.35 KB |
|
|
|
ESMA-35-43-1984 |
ESMA opinion under Article 43(2) MiFIR (DK_BO) |
Investor protection |
Opinion |
DOWNLOAD 100.1 KB |
|
|
|
ESMA-35-43-1979 |
ESMA opinion under Article 43(2) MiFIR (BG_BO) |
Investor protection |
Opinion |
DOWNLOAD 97.67 KB |
|
|
|
ESMA-35-43-1975 |
ESMA opinion under Article 43(2) MiFIR (LV_CFD) |
Investor protection |
Opinion |
DOWNLOAD 102.48 KB |
|