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7185 documents
Date Reference Title Sections Type Main document Info
ESMA71-99-1348 ESMA publishes 2019 Annual Report and updates 2020 Annual Work Programme Board of Supervisors, About ESMA, Management Board, About ESMA, Press Releases Press Release DOWNLOAD 116.17 KB
ESMA20-95-1264 2019 Annual Report Board of Supervisors, About ESMA, Management Board, About ESMA Annual Report DOWNLOAD 3.03 MB
ESMA20-95-1132 2020 Annual Work Programme - revised Board of Supervisors, About ESMA, Management Board, About ESMA Annual Report DOWNLOAD 548.42 KB
ESMA70-155-9966 Annex to Opinion on MiFIR Transparency Trading Reference DOWNLOAD 62.23 KB
Related documents Opinion on third-country trading venues for the purpose of transparency under MiFID II / MiFIR
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ESMA32-334-245 ESMA response to EC Consultation on NFRD Issuer disclosure, Sustainable finance Statement DOWNLOAD 429.86 KB
Related documents ESMA response to EC Consultation on NFRD
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2020 06 11 ESA letter to the EC Issuer disclosure, Joint Committee, Sustainable finance Letter DOWNLOAD 97.3 KB
Related documents ESMA response to EC Consultation on NFRD
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ESMA71-99-1342 Decision Short Selling Reporting Renewal Statement COVID-19, Market Integrity, Press Releases, Short Selling Press Release DOWNLOAD 83.55 KB
Related documents ESMA Decision - renewal Article 28 SSR reporting threshold
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ESMA70-155-10189 ESMA Decision - renewal Article 28 SSR reporting threshold COVID-19, Market Integrity, Short Selling Decision DOWNLOAD 333.33 KB
Related documents Decision Short Selling Reporting Renewal Statement
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ESMA70-156-3070 Statement_Access ETDs COVID-19, Trading, Post Trading Statement DOWNLOAD 112.54 KB
ESMA35-36-1946 Final Report Guidelines on certain aspects of the MiFID II compliance function requirements Guidelines and Technical standards, Investor protection Final Report DOWNLOAD 395.33 KB
ESMA71-99-1339 ESMA promotes convergence in the supervision of costs in UCITS and AIFs Fund Management, Supervisory convergence Press Release DOWNLOAD 85.27 KB
ESMA34-39-1042 Supervisory briefing on the supervision of costs in UCITS and AIFs Fund Management, Supervisory convergence Report DOWNLOAD 162.41 KB
ESMA41-356-82 Public Notice - Scope Ratings GmbH Credit Rating Agencies Reference DOWNLOAD 138.38 KB
Related documents Scope Ratings Enforcement Action Decision - Scope Ratings GmbH
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ESMA41-356-77 Decision - Scope Ratings GmbH Credit Rating Agencies Decision DOWNLOAD 1022.35 KB
Related documents Scope Ratings Enforcement Action Public Notice - Scope Ratings GmbH
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ESMA71-99-1338 Scope Ratings Enforcement Action Credit Rating Agencies, Press Releases Press Release DOWNLOAD 127.88 KB
Related documents Public Notice - Scope Ratings GmbH Decision - Scope Ratings GmbH
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ESMA70-155-9967 Annex to Opinion on MiFIDII Position Limits Trading Reference DOWNLOAD 54.8 KB
Related documents Opinion on third-country trading venues for the purpose of position limits under MiFID II
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ESMA70-156-112 Opinion on third-country trading venues for the purpose of position limits under MiFID II Trading Opinion DOWNLOAD 100.21 KB
Related documents Annex to Opinion on MiFIDII Position Limits
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ESMA70-154-165 Opinion on third-country trading venues for the purpose of transparency under MiFID II / MiFIR Trading Opinion DOWNLOAD 97.82 KB
ESMA71-99-1334 ESMA consults on cloud outsourcing guidelines Digital Finance and Innovation Press Release DOWNLOAD 95.46 KB
ESMA50-164-3342 response form Draft Guidelines on Outsourcing to Cloud Service Providers - response form Digital Finance and Innovation Reference DOWNLOAD 746.68 KB
ESMA50-164-3342 Draft Guidelines on Outsourcing to Cloud Service Providers Digital Finance and Innovation Consultation Paper DOWNLOAD 390.7 KB
ESMA70-151-3107 Technical advice on FRANDT commercial terms for clearing services (Article 4(3a)) Final Report DOWNLOAD 710.45 KB
ESMA22-106-2386 Summary of Conclusions Board of Supervisors conference call - 5 May 2020 Board of Supervisors Summary of Conclusions DOWNLOAD 186.36 KB
ESMA22-106-2358 Summary of Conclusions Board of Supervisors conference call - 29 April 2020 Board of Supervisors Summary of Conclusions DOWNLOAD 201 KB
ESMA22-106-2387 Summary of Conclusions Management Board meeting 5 May 2020 Management Board Summary of Conclusions DOWNLOAD 108.67 KB
ESMA22-106-2088 Summary of Conclusions Board of Supervisors conference call - 29 January 2020 Board of Supervisors Summary of Conclusions DOWNLOAD 317.5 KB
ESMA32-61-406 Letter to EFRAG - IASB Exposure Draft Interest Rate Benchmark Reform - Phase 2 Issuer disclosure Letter DOWNLOAD 211.57 KB
ESMA32-61-405 Letter to IASB Exposure Draft Interest Rate Benchmark Reform - Phase 2 Issuer disclosure Letter DOWNLOAD 209.09 KB
ESMA32-63-972 Implications of the COVID-19 outbreak on the half-yearly financial reports Issuer disclosure, COVID-19 Statement DOWNLOAD 111.97 KB
ESMA22-106-2359 Summary of Conclusions Board of Supervisors conference call - 22 April 2020 Board of Supervisors Summary of Conclusions DOWNLOAD 178.35 KB
ESMA22-106-2343 Summary of Conclusions Board of Supervisors conference call - 15 April 2020 Board of Supervisors Summary of Conclusions DOWNLOAD 181.82 KB
ESMA22-106-2298 Summary of Conclusions Board of Supervisors conference call - 8 April 2020 Board of Supervisors Summary of Conclusions DOWNLOAD 183.02 KB
ESMA22-106-2288 Summary of Conclusions Board of Supervisors conference call - 26 March 2020 Board of Supervisors Summary of Conclusions DOWNLOAD 122.01 KB
ESMA22-106-2277 Summary of Conclusions Board of Supervisors conference call - 1 April 2020 Board of Supervisors Summary of Conclusions DOWNLOAD 175.34 KB
ESMA50-165-1179 ESMA Risk Dashboard No. 1 2020 Risk monitoring Reference DOWNLOAD 649.24 KB
ESMA50-158-2232 ESMA supports ESRB actions to address COVID-related systemic vulnerabilities COVID-19, Fund Management Statement DOWNLOAD 81.33 KB
ESMA80-189-6982 EU CLO credit ratings – an overview of Credit Rating Agencies practices and challenges COVID-19, Credit Rating Agencies Final Report DOWNLOAD 436.43 KB
Related documents Press Release CLO Thematic Report
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ESMA71-99-1327 Press Release CLO Thematic Report COVID-19, Credit Rating Agencies, Press Releases Press Release DOWNLOAD 123.56 KB
Related documents EU CLO credit ratings – an overview of Credit Rating Agencies practices and challenges
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ESMA32-61-403 Letter to EFRAG on IASB Exposure Draft COVID-19 Related Rent Concessions Issuer disclosure, COVID-19 Letter DOWNLOAD 188.5 KB
ESMA32-61-402 Letter to IASB Exposure Draft COVID-19 Related Rent Concessions Issuer disclosure, COVID-19 Letter DOWNLOAD 122.4 KB
ESMA22-106-2274 Summary of Conclusions Board of Supervisors conference call - 1 April 2020 Board of Supervisors Summary of Conclusions DOWNLOAD 176.21 KB
ESMA22-106-2269 Summary of Conclusions Board of Supervisors conference call - 26 March 2020 Board of Supervisors Summary of Conclusions DOWNLOAD 326.16 KB
ESMA70-156-2803 Response form - SME Growth Markets Market Abuse, Market Integrity, Trading Reference DOWNLOAD 771.99 KB
Related documents Consultation paper on SME GMs under MiFID II and MAR
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ESMA70-156-2061 Consultation paper on SME GMs under MiFID II and MAR Trading Consultation Paper DOWNLOAD 1.08 MB
ESMA35-43-2391 Reminder of firms’ MiFID II conduct of business obligations in the context of increasing retail investor activity COVID-19, Investor protection Statement DOWNLOAD 118.75 KB
ESMA71-99-1321 ESMA registers SFTR TRs Press Releases, Securities Financing Transactions, Trade Repositories Statement DOWNLOAD 95.4 KB
JC 2020 16 Annex 1 Joint ESA consultation on ESG disclosures - Annex 1 Sustainable finance Reference DOWNLOAD 131.67 KB
ESMA71-99-1324 Statement on bilateral margin RTS amendments in response to Covid-19 COVID-19, Joint Committee, Post Trading, Press Releases Statement DOWNLOAD 101.16 KB
Related documents EMIR RTS on various amendments to the bilateral margin requirements in view of the international framework
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ESAs 2020 09 EMIR RTS on various amendments to the bilateral margin requirements in view of the international framework COVID-19, Joint Committee, Post Trading Report DOWNLOAD 338.72 KB
Related documents Statement on bilateral margin RTS amendments in response to Covid-19
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ESMA22-106-2150 Summary of Conclusions Board of Supervisors conference call - 20 March 2020 Board of Supervisors Summary of Conclusions DOWNLOAD 182.47 KB
ESMA22-106-2146 Summary of Conclusions Board of Supervisors conference call - 18 March 2020 Board of Supervisors Summary of Conclusions DOWNLOAD 147.09 KB
ESMA22-106-2136 Summary of Conclusions Board of Supervisors conference call - 16 March 2020 Board of Supervisors Summary of Conclusions DOWNLOAD 182.1 KB
ESMA22-106-2133 Summary of Conclusions Board of Supervisors conference call - 13 March 2020 Board of Supervisors Summary of Conclusions DOWNLOAD 129.85 KB
ESMA71-99-1323 ESMA NAL Opinion on delegated acts climate benchmarks Benchmarks, Press Releases Press Release DOWNLOAD 95.5 KB
Related documents ESMAR Article 9a(3) Opinion - BMR NCA ESMAR Article 9a(2) Opinion - BMR EC
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ESMA41-137-1300 ESMAR Article 9a(3) Opinion - BMR NCA Benchmarks Opinion DOWNLOAD 126.5 KB
Related documents ESMA NAL Opinion on delegated acts climate benchmarks ESMAR Article 9a(2) Opinion - BMR EC
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ESMA41-137-1299 ESMAR Article 9a(2) Opinion - BMR EC Benchmarks Opinion DOWNLOAD 130.45 KB
Related documents ESMA NAL Opinion on delegated acts climate benchmarks
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ESMA22-106-2196 Summary of Conclusions Management Board meeting 24 March 2020 Management Board Summary of Conclusions DOWNLOAD 105.06 KB
ESMA22-106-2365 SMSG advice Inv services third country Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 163.99 KB
JC 2020 41 ESAs consult on Environmental, Social and Governance disclosure rules Joint Committee, Sustainable finance Press Release DOWNLOAD 131.43 KB
ESMA34-45-904 Joint ESA consultation on ESG disclosures - response form Joint Committee, Sustainable finance Reference DOWNLOAD 573.19 KB
JC 2020 16 Joint ESA consultation on ESG disclosures Joint Committee, Sustainable finance Consultation Paper DOWNLOAD 911.13 KB
ESMA20-92-154 ESMA Staff Stakeholder contacts in the First Quarter 2020 About ESMA Reference DOWNLOAD 150.94 KB
ESMA22-106-2354 SMSG advice on Equity Transparency Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 111.61 KB
ESMA22-106-2355 SMSG advice on Systematic Internalisers Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 127.18 KB
ESMA70-155-9524 ESMA BMR Equivalence MoU MAS Benchmarks, International cooperation Reference DOWNLOAD 584.97 KB
ESMA71-99-1313 Benchmarks MoU - 30 Mar (MAS ESMA) Benchmarks, International cooperation, Press Releases Press Release DOWNLOAD 112.32 KB
Related documents ESMA BMR Equivalence MoU MAS
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ESMA70-155-9845 Opinion on CNMV emergency measure under the SSR COVID-19, Market Integrity, Short Selling Opinion DOWNLOAD 302.98 KB
ESMA70-155-9848 Opinion on FMA emergency measure under the SSR COVID-19, Market Integrity, Short Selling Opinion DOWNLOAD 432.15 KB
ESMA70-155-9854 Opinion on AMF emergency measure under the SSR COVID-19, Market Integrity, Short Selling Opinion DOWNLOAD 304.63 KB
ESMA71-99-1318 ESMA issues positive opinions on short selling bans by 5 jurisdictions COVID-19, Market Integrity, Press Releases, Short Selling Press Release DOWNLOAD 114.75 KB
Related documents Opinion on FMA emergency measure under the SSR Opinion on FSMA emergency measure under the SSR Opinion on AMF emergency measure under the SSR Opinion on HCMC emergency measure under the SSR Opinion on CNMV emergency measure under the SSR
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ESMA70-155-9833 Opinion on FSMA emergency measure under the SSR COVID-19, Market Integrity, Short Selling Opinion DOWNLOAD 306.36 KB
ESMA70-155-9853 Opinion on HCMC emergency measure under the SSR COVID-19, Market Integrity, Short Selling Opinion DOWNLOAD 308.38 KB
ESMA22-106-2127 Summary of Conclusions Board of Supervisors conference call - 10 March 2020 Board of Supervisors Summary of Conclusions DOWNLOAD 151.75 KB
ESMA70-155-9817 ESMA postpones the publication dates of the annual transparency calculations for non-equity instruments and for the quarterly systematic internaliser data for non-equity instruments other than bonds COVID-19, Trading, Market data Statement DOWNLOAD 94.58 KB
ESMA80-187-546 Actions to mitigate the impact of COVID-19 on the EU financial markets regarding the timeliness of fulfilling external audit requirements for interest rate benchmarks under the Benchmarks Regulation Benchmarks, COVID-19 Statement DOWNLOAD 89.31 KB
ESMA34-45-896 Actions to mitigate the impact of COVID-19 on the deadlines for the publication of periodic reports by fund managers COVID-19, Fund Management Statement DOWNLOAD 113.03 KB
ESMA35-43-2320 ESMA opinion under article 43(2) MiFIR (HU_BO) Investor protection Opinion DOWNLOAD 110.81 KB
ESMA35-43-2321 ESMA opinion under article 43(2) MiFIR (HU_CFD) Investor protection Opinion DOWNLOAD 113.32 KB
ESMA50-157-2140 ToR FISC Digital Finance and Innovation Reference DOWNLOAD 97.63 KB
ESMA22-106-2144 SMSG Summary of Conclusions 5 February 2020 Securities and Markets Stakeholder Group Summary of Conclusions DOWNLOAD 224.67 KB
ESMA70-151-2906 Guidelines on standardised procedures and messaging protocols under Article 6(2) of Regulation (EU) No 909/2014 Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 161.16 KB
Related documents
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ESMA71-99-1301 ESMA report stresses impact of costs on retail investor benefits Fund Management, Investor protection, Risk monitoring Press Release DOWNLOAD 109.54 KB
ESMA 50-165-1098 ESMA annual statistical report on performance and costs of retail investment products in the EU - 2020 Fund Management, Digital Finance and Innovation, Investor protection Report DOWNLOAD 4.08 MB
ESMA34-39-968 Final report - Guidelines on performance fees in UCITS and certain types of AIFs Fund Management, Guidelines and Technical standards Final Report DOWNLOAD 483.83 KB
ESMA34-39-969 Public Statement of Consultation Practices Board of Supervisors, About ESMA Statement DOWNLOAD 191.73 KB
ESMA 70-152-3050 CCSPSA consultation_Response Form Joint Committee, Post Trading, Supervisory convergence Reference DOWNLOAD 774.63 KB
Related documents ESMA Report to the European Commission on Central Clearing Obligations for PSA - No 1
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ESMA70-151-2823 ESMA Report to the European Commission on Central Clearing Obligations for PSA - No 1 Joint Committee, Post Trading, Supervisory convergence Consultation Paper DOWNLOAD 309.21 KB
ESMA50-165-1107 ESMA Risk Dashboard Risk up-date COVID-19, Risk monitoring Report DOWNLOAD 221.33 KB
ESMA32-63-845 24th Extract from the EECS’s Database of Enforcement Financial reporting Report DOWNLOAD 321.89 KB
ESMA71-99-1308 ESMA publishes 2019 report on enforcement of corporate disclosure Issuer disclosure Press Release DOWNLOAD 91.68 KB
ESMA32-63-846 Enforcement and regulatory activities of European enforcers in 2019 Issuer disclosure Report DOWNLOAD 1.11 MB
ESMA35-43-2126 Technical Advice on the impact of the inducements and costs and charges disclosure requirements under MiFID II Investor protection Technical Advice DOWNLOAD 464.68 KB
ESMA70-156-2287 Technical Advice to the European Commission on weekly position reports under MiFID II Trading, Supervisory convergence Technical Advice DOWNLOAD 231.84 KB
ESMA70-156-2311 MiFID II Review Report on position limits and position management Trading, Supervisory convergence Final Report DOWNLOAD 591.78 KB
ESMA71-99-1309 Appointment of ACP Chair Board of Supervisors, Press Releases Statement DOWNLOAD 120.27 KB
ESMA35-36-1919 Clarification of issues related to the publication of reports by execution venues and firms as required under RTS 27 and 28 COVID-19, Investor protection Statement DOWNLOAD 89.84 KB
ESMA34-45-893 Response form - Consultation on ITS on cross-border distribution of funds Fund Management Reference DOWNLOAD 748.27 KB
ESMA34-39-966 Consultation paper on ITS on cross-border distribution of funds Fund Management Consultation Paper DOWNLOAD 456.86 KB
ESMA43-370-103 Final report on TA on EMIR 2.2 CCP fines CCP, Credit Rating Agencies, Post Trading, Trade Repositories Final Report DOWNLOAD 478.11 KB
ESMA70-151-2919 Final Report EMIR RTS on Colleges for CCPs CCP, Post Trading, Supervisory convergence Final Report DOWNLOAD 273.08 KB