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7183 documents
Date Reference Title Sections Type Main document Info
Joint Committee ESAs 2016 RTS on risk mitigation legiswrite Joint Committee Reference DOWNLOAD 1.29 MB
Joint Committee JC 2017 Joint Draft RTS on margin requirements for non-centrally cleared OTC derivatives Joint Committee Reference DOWNLOAD 223.93 KB
Joint Committee JC 2017 Qualifying holdings Guidelines Compliance Table Joint Committee Reference DOWNLOAD 602.94 KB
Joint Committee JC 2017 PRIIPs – Flow diagram for the risk and reward calculations in the PRIIPs KID Joint Committee Reference DOWNLOAD 767 KB
Joint Committee JC 2016 Joint Guidelines on the prudential assessment of acquisitions and increases of qualifying holdings in the financial sector Joint Committee Guidelines & Recommendations DOWNLOAD 7.53 MB
Joint Committee JC 2016 Joint Guidelines on prudential assessment of acquisitions and increases of qualifying holdings Joint Committee Guidelines & Recommendations DOWNLOAD 584.04 KB
Joint Committee JC 2016 Final Report Good supervisory practices for reducing mechanistic reliance on credit ratings Joint Committee Final Report DOWNLOAD 286.96 KB
Joint Committee JC 2016 ESAs publish the revised Joint Guidelines on the Prudential Assessment of Acquisitions and Increases of Qualifying Holdings in the Financial Sector Joint Committee Press Release DOWNLOAD 188.15 KB
Joint Committee JC 2014 Guidelines on Consistency of supervisory practices for FiCos Joint Committee Guidelines & Recommendations DOWNLOAD 6.5 MB
Joint Committee JC 2014 Joint Guidelines on coordination arrangements for financial conglomerates Joint Committee Guidelines & Recommendations DOWNLOAD 310.5 KB
Joint Committee JC 2014 Draft RTS on risk concentration and intra-group transactions Joint Committee Reference DOWNLOAD 402.79 KB
Joint Committee JC 2014 Self placement - reminder to credit institutions and insurance undertakings about applicable regulatory requirements Joint Committee Reference DOWNLOAD 387.7 KB
Joint Committee JC 2014 Final Report On Mechanistic references to credit ratings in the ESAs’ guidelines and recommendations Joint Committee Final Report DOWNLOAD 519.98 KB
Joint Committee JC 2014 Joint Committee Consultation Paper on guidelines for cross-selling practices Joint Committee Consultation Paper DOWNLOAD 366.32 KB
Joint Committee JC 2014 Joint Committee Final Report on guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors Joint Committee Guidelines & Recommendations DOWNLOAD 3.38 MB
Joint Committee JC 2013 Joint Position of the European Supervisory Authorities on Manufacturers’ Product Oversight & Governance Processes Joint Committee Reference DOWNLOAD 210.59 KB
Joint Committee JC RTS 2013 Draft RTS on consistent application of article 6(2) of the Financial Conglomerates Directive Joint Committee Reference DOWNLOAD 1.17 MB
Joint Committee Statement on variation margin exchange under the EMIR RTS on OTC derivatives Joint Committee Reference DOWNLOAD 191 KB
Joint Committee PSD Supervisory cooperation protocol Joint Committee Reference DOWNLOAD 633.96 KB
Joint Committee Press release on ESAs publish final draft technical standards amending margin requirements for non-centrally cleared OTC derivatives Joint Committee Reference DOWNLOAD 56.3 KB
ESMA74-362-2048 Consultation paper and draft RTS management body DRSPs Market data Consultation Paper DOWNLOAD 294.51 KB
ESMA22-106-3504 SMSG response to EC consultation on the EU strategy for retail investors Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 574.91 KB
ESMA81-391-72 Minutes of the euro risk-free rates WG Meeting 01/07/2021 Benchmarks Reference DOWNLOAD 148.4 KB
ESMA70-156-4263 Guidelines on the MiFID II/ MiFIR obligations on market data Guidelines and Technical standards, Trading Guidelines & Recommendations DOWNLOAD 968.58 KB
Related documents Decision on the withdrawal of guidelines on the MiFID II/ MiFIR obligations on market data
Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA70-156-4576 Report to EC on Use of FinTech by CSDs Digital Finance and Innovation, Post Trading Report DOWNLOAD 780.16 KB
ESMA64-77-375 Recruitment Guidelines for Candidates Careers Reference DOWNLOAD 461.65 KB
ESMA22-106-3473 SMSG advice to ESMA on Digital Finance Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 192.4 KB
ESMA34-45-1272 Guidelines on marketing communications under the Regulation on cross-border distribution of funds Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 182.48 KB
Related documents
Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
Newsletter ESMA Newsletter July 2021 ESMA newsletter Reference DOWNLOAD 5.04 MB
CFA IPI 27/07/2021 Call for advice to the European Securities and Markets Authority (ESMA) regarding certain aspects relating to retail investor protection Investor protection Reference DOWNLOAD 178.79 KB
CFA PRIIPS 27/07/2021 Call for advice to the Joint Committee of the European Supervisory Authorities regarding the PRIIPs Regulation Fund Management, Joint Committee Reference DOWNLOAD 258.73 KB
ESMA22-106-3387 SoC Management Board - 19 May 2021 Management Board Summary of Conclusions DOWNLOAD 66.52 KB
ESMA22-106-3396 Summary of conclusions Board of Supervisors - 20 May 2021 Board of Supervisors Summary of Conclusions DOWNLOAD 174.25 KB
ESMA70-156-4596 MiFID II MiFIR Annual Report 2021 Trading Final Report DOWNLOAD 547.66 KB
ESMA81-391-73 Recommendations from the Working Group on Euro Risk-Free Rates on the switch to risk free rates in the interdealer market Benchmarks Reference DOWNLOAD 141.6 KB
EC letter Q&Ss Letter from the EU Commission to ESA JC - Q&As Joint Committee, Sustainable finance Letter DOWNLOAD 199.38 KB
C(2021) 4858 final Commission decision on Q&As to ESAs Joint Committee, Sustainable finance Reference DOWNLOAD 290.06 KB
SFDR EC Q&A EC Q&A on sustainability-related disclosures Joint Committee, Sustainable finance Q&A DOWNLOAD 601.99 KB
FISMA 08/07/2021 Letter from the EU Commission to EP and Council - SFDR Joint Committee, Sustainable finance Letter DOWNLOAD 288.48 KB
ESMA32-334-419 Response to IFRS Foundation - Changes to the Constitution for a future ISSB Issuer disclosure, Audit Letter DOWNLOAD 159.18 KB
ESMA32-339-183 Letter to IFRS IC on IFRS IC’s tentative agenda decision on TLTRO III Financial reporting Letter DOWNLOAD 114.43 KB
ESMA32-67-790 Letter to IFRS IC on rent concessions Financial reporting Letter DOWNLOAD 238.98 KB
ESMA32-61-467 Letter to EFRAG on IASB’s Discussion Paper Business Combinations Under Common Control Financial reporting Letter DOWNLOAD 276.92 KB
ESMA32-61-455 Letter to IASB on IASB’s Discussion Paper Business Combinations Under Common Control Financial reporting Letter DOWNLOAD 271.29 KB
ESMA32-61-466 Letter to IASB on IAS 21 amendments Financial reporting Letter DOWNLOAD 186.7 KB
ESMA32-61-469 Letter to EFRAG on IAS 21 amendments Financial reporting Letter DOWNLOAD 189.6 KB
ESMA35-43-2748 Public statement - Results of the 2020 Common Supervisory Action (CSA) on MiFID II suitability requirements Investor protection Statement DOWNLOAD 161.08 KB
ESMA32-61-477 Letter to EFRAG on Rate Regulated Activities Financial reporting Letter DOWNLOAD 194.49 KB
ESMA32-61-472 Letter to IASB on Rate Regulated Activities Financial reporting Letter DOWNLOAD 193.76 KB
ESMA32-382-1153 Prospectus activity and sanctions report 2020 Prospectus Report DOWNLOAD 458.21 KB
ESMA34-32-865 Penalties and measures imposed under the AIFMD in 2020 Fund Management Report DOWNLOAD 510 KB
ESMA34-45-1269 Penalties and measures imposed under the UCITS Directive in 2020 Fund Management Report DOWNLOAD 516.21 KB
ESMA35-43-2751 Sanctions and measures imposed under MiFID II in 2020 Investor protection Report DOWNLOAD 383.39 KB
ESMA35-36-2324 CP on Guidelines on certain aspects of the MiFID II remuneration requirements Investor protection Consultation Paper DOWNLOAD 624.54 KB
ESMA20-92-186 ESMA Staff Stakeholder contacts in the Second Quarter 2021 About ESMA Reference DOWNLOAD 147.39 KB
ESMA70-156-4582 Report to the EC - CSDR Banking services Post Trading Report DOWNLOAD 727.83 KB
ESMA91-372-1561 Response Form to the Consultation Paper on SITG methodology CCP Reference DOWNLOAD 625.42 KB
ESMA91-372-1560 Response Form to the Consultation Paper on Recovery Plan Scenarios CCP Reference DOWNLOAD 625.07 KB
ESMA91-372-1559 Response Form to the Consultation Paper on conditions for recompense CCP Reference DOWNLOAD 624.91 KB
ESMA91-372-1557 Response Form to the Consultation Paper on Recovery Plan Factors CCP Reference DOWNLOAD 625.29 KB
ESMA91-372-1556 Response Form to the Consultation Paper on Early Intervention Measures CCP Reference DOWNLOAD 624.35 KB
ESMA91-372-1555 Response Form to the Consultation Paper on restrictions of dividends CCP Reference DOWNLOAD 623.77 KB
ESMA 91-372-1558 Response Form to the Consultation Paper on Recovery Plan Indicators CCP Reference DOWNLOAD 624.93 KB
ESMA70-156-4563 3rd Annual Report on supervisory measures and penalties under EMIR Post Trading Report DOWNLOAD 997.75 KB
ESMA32-63-1192 25th Extract from the EECS’s Database of Enforcement Financial reporting Report DOWNLOAD 641.78 KB
ESMA70-156-4731 Response form for the Consultation Paper on MAR Guidelines Market Abuse Reference DOWNLOAD 753.44 KB
ESMA70-156-3934 Consultation Paper on MAR GLs on delay in the disclosure of inside information and interactions with prudential supervision Market Abuse Consultation Paper DOWNLOAD 530.81 KB
ESMA81-391-71 Letter from Chairman of EUR Risk Free Rates WG to European Commission on transition from EONIA to Euro Short Term Rate Benchmarks Letter DOWNLOAD 134.4 KB
ESMA71-99-1709 Press Release - ESMA SPACs statement Investor protection, Press Releases, Prospectus Press Release DOWNLOAD 91.75 KB
ESMA32-384-5209 ESMA Public Statement SPACs Investor protection, Prospectus Statement DOWNLOAD 151.59 KB
ESMA70-156-4714 Statement access ETDs 2021 Trading, Post Trading Statement DOWNLOAD 79.74 KB
ESMA74-362-1880 Response form on validation rules and reconciliation tolerances (002) Market data Reference DOWNLOAD 92.81 KB
ESMA74-362-2087 Response_form_-_consultation_paper_on_the_guidelines_on_reporting_under_EMIR Market data Reference DOWNLOAD 781.53 KB
ESMA74-362-1893 Consultation Paper Guidelines EMIR REFIT Market data Consultation Paper DOWNLOAD 4.47 MB
ESMA91-372-1436 Methodology for assessing a TC CCP under article 25(2c) of EMIR CCP Reference DOWNLOAD 340.19 KB
ESMA02-91-3252 ESMA Final Accounts Financial Year 2020 About ESMA, About ESMA Reference DOWNLOAD 1.51 MB
ESMA35-43-2749 ESMA Public Statement PFOF and zero-commission brokers Investor protection Statement DOWNLOAD 130.24 KB
ESMA81-391-70 Call for expression of interest Working Group on Euro Risk-Free Rates Benchmarks Reference DOWNLOAD 134.47 KB
ESMA74-362-1978 Final report Technical Advice to EC on simplification and harmonisation of fees to TRs under EMIR and SFTR Market data, Post Trading, Securities Financing Transactions, Trade Repositories Final Report DOWNLOAD 278.42 KB
ESMA70-155-12008 Opinion on position limits on ICE Endex Dutch TTF gas contracts Trading Opinion DOWNLOAD 324.86 KB
ESMA70-155-12003 Opinion on position limits on EEX TTF gas contracts Trading Opinion DOWNLOAD 315.18 KB
ESMA70-155-12026 Opinion on position limits on EEX NCG gas contracts Trading Opinion DOWNLOAD 325.88 KB
ESMA70-151-3423 CP on GLs on RRR Early Intervention Measure CCP Consultation Paper DOWNLOAD 736.73 KB
ESMA91-372-1358 Draft CP GL Art. 87 - 45a of EMIR CCP Consultation Paper DOWNLOAD 346.68 KB
ESMA91-372-1356 RTS CCPRRR Recovery Plan Factors CCP Consultation Paper DOWNLOAD 469.56 KB
ESMA70-151-3421 Guidelines CCPRRR Recovery Plan Indicators CCP Consultation Paper DOWNLOAD 489.16 KB
ESMA70-151-3404 Guidelines CCPRRR Recovery Plan Scenarios CCP Consultation Paper DOWNLOAD 531.37 KB
ESMA70-151-3273 CP Draft RTS order of compensation art. 20 CCP Consultation Paper DOWNLOAD 443.77 KB
ESMA70-151-3244 CP Draft RTS 2nd SITG methodology CCP Consultation Paper DOWNLOAD 757.42 KB
ESMA71-99-1714 ESMA launches public consultations on CCP recovery regime CCP Press Release DOWNLOAD 85.53 KB
ESMA71-99-1715 Press Release - DTCC Derivatives Repository fined €408,000 for EMIR data breaches Board of Supervisors, Press Releases, Trade Repositories Press Release DOWNLOAD 128.95 KB
ESMA41-356-224 Public Notice - DTCC Derivatives Repository Board of Supervisors, Trade Repositories Reference DOWNLOAD 151.07 KB
ESMA41-356-187 Decision - DTCC Derivatives Repository Board of Supervisors, Trade Repositories Decision DOWNLOAD 1.14 MB
ESMA70-156-4236 Response form - Consultation Paper on the review of RTS 1 and 2 Trading Reference DOWNLOAD 775.23 KB
ESMA70-156-4236 Consultation Paper on the review of RTS 1 and 2 Trading Consultation Paper DOWNLOAD 3.55 MB
ESMA70-156-4704_ Response Form_CP_RFRS Post Trading Reference DOWNLOAD 750.35 KB
ESMA70-156-4454 Consultation paper on the CO and DTO for swaps referencing RFRs Post Trading Consultation Paper DOWNLOAD 927.18 KB
ESMA35-42-1186 Letter to Commissioner McGuinness - European Crowdfunding Service Providers for Business Investor protection Letter DOWNLOAD 253.15 KB
ESMA35-36-2319 Final Report on joint ESMA and EBA GL on the assessment of suitability of members of the management body Investor protection Final Report DOWNLOAD 883.62 KB
ESMA35-36-2319 Annex I Joint ESMA and EBA GL on the assessment of suitability of members of the management body Investor protection Reference DOWNLOAD 70.83 KB