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ESMA80-416-347 |
ESMA Letter on ESG Ratings Call for Evidence |
Sustainable finance |
Letter |
DOWNLOAD 461.13 KB |
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ESMA63-53-5306 |
Annual list of contractors - 2021 |
Procurement |
Reference |
DOWNLOAD 204.27 KB |
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ESMA22-106-3954 |
Summary of conclusions Board of Supervisors - 22-23 March 2022 |
Board of Supervisors |
Summary of Conclusions |
DOWNLOAD 181.46 KB |
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ESMA22-106-3844 |
Summary of conclusions Board of Supervisors - 25-26 January 2022 |
Board of Supervisors |
Summary of Conclusions |
DOWNLOAD 236.46 KB |
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ESMA70-451-500 |
Statement on the Implementation of the clearing obligation for pension scheme arrangements |
Post Trading |
Statement |
DOWNLOAD 73.53 KB |
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ESMA71-99-1968 |
ESMA 2021 Annual Report Press Release |
Board of Supervisors, About ESMA, Management Board, About ESMA |
Press Release |
DOWNLOAD 133.56 KB |
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ESMA22-439-962 |
2021 Annual Report |
Board of Supervisors, About ESMA, Management Board, About ESMA |
Annual Report |
DOWNLOAD 10.64 MB |
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ESMA70-451-164 |
Final report on the Clearing Obligation (intragroups) 2022 |
Post Trading |
Final Report |
DOWNLOAD 437 KB |
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ESA 2022 13 |
Final Report - Bilateral margin amendments (intragroup) 2022 |
Post Trading |
Final Report |
DOWNLOAD 402.02 KB |
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ESA_2022_20_ |
EMIR_RTS_amendments_Intragroup_contracts_Statement 2022 |
Post Trading |
Statement |
DOWNLOAD 26.48 KB |
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ESMA24-442-86 |
Verena Ross Speech at ICMA AGM, 9 June 2022 |
Trading, Speeches, Sustainable finance |
Speech |
DOWNLOAD 154.69 KB |
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ESMA 50-165-2153 |
ESMA Trends, Risks and Vulnerabilities report - Risk update |
Risk monitoring |
Report |
DOWNLOAD 340.8 KB |
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ESMA22-106-3869 |
Summary of Conclusions SMSG - 3 February 2022 |
Securities and Markets Stakeholder Group |
Summary of Conclusions |
DOWNLOAD 207.92 KB |
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|
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Newsletter |
ESMA Newsletter May 2022 |
ESMA newsletter |
Reference |
DOWNLOAD 8.52 MB |
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ESMA70-451-114 |
Final report on the Review of the Commodity Derivative Clearing Threshold under EMIR |
Post Trading |
Final Report |
DOWNLOAD 979.44 KB |
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ESMA70-156-5011 |
Final Report on CSDR RTS on Settlement Discipline – Suspension of buy-in |
Post Trading |
Final Report |
DOWNLOAD 360.7 KB |
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JC 2022 23 |
Clarifications on the ESAs' draft RTS under SFDR |
Joint Committee, Sustainable finance |
Statement |
DOWNLOAD 306.38 KB |
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ESMA70-445-442 |
Verena Ross FESE Convention Speech, 1 June 2022 |
Digital Finance and Innovation, Trading, Speeches |
Speech |
DOWNLOAD 217.79 KB |
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ESA 2022 23 |
Joint ESA report on the withdrawal of authorisation for serious breaches of AML/CFT rules |
Joint Committee |
Report |
DOWNLOAD 776.21 KB |
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ESMA50-164-6024 |
EFIF Summary of the May 2022 meeting |
Joint Committee |
Summary of Conclusions |
DOWNLOAD 120.97 KB |
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ESMA34-466-284 |
Key priorities for EU retail fund investors - Verena Ross at the Irish Funds Annual Conference |
Fund Management, Speeches |
Speech |
DOWNLOAD 119.43 KB |
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ESMA71-99-1959 |
ESMA reports on supervision of costs and fees in investment funds |
Fund Management, Press Releases |
Press Release |
DOWNLOAD 93.24 KB |
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ESMA34-45-1673 |
Final report - On the 2021 CSA on costs and fees |
Fund Management |
Final Report |
DOWNLOAD 243.65 KB |
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ESMA34-45-1427 |
Supervisory briefing - Sustainability risks and disclosures in the area of investment management |
Fund Management, Sustainable finance |
Reference |
DOWNLOAD 312.39 KB |
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Joint Committee SFDR Q&As |
Questions related to Regulation (EU) 2019/2088 on SFDR |
Joint Committee, Sustainable finance |
Q&A |
DOWNLOAD 794.9 KB |
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|
|
Joint Committe EC Decision Q&As |
European Commission decision on the adoption of the answers to be provided to questions submitted by the ESAs under Article 16b(5) of Regulation (EU) No 1093/2010 |
Joint Committee, Sustainable finance |
Reference |
DOWNLOAD 133.3 KB |
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|
|
Joint Committe Q&As EC letter |
Letter from the European Commission on Questions and Answers pursuant to article 16b(5) of Regulation (EU) No 1095/2010 |
Joint Committee, Sustainable finance |
Letter |
DOWNLOAD 218.06 KB |
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|
|
ESMA35-43-3088 |
Review of the MiFID II framework on best execution reports by investment firms |
Investor protection |
Final Report |
DOWNLOAD 282.7 KB |
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|
|
ESMA32-51-907 |
Letter on the IFRS Interpretations Committee’s tentative agenda decision on Transfer of Insurance Coverage under a Group of Annuity Contracts (IFRS 17) |
Issuer disclosure, Financial reporting |
Letter |
DOWNLOAD 110.67 KB |
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|
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ESMA50-165-2146 |
The drivers of the costs and performance of ESG funds |
Fund Management, Sustainable finance |
Reference |
DOWNLOAD 532.34 KB |
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ESMA65-8-7109 |
Technical Reporting Instructions CSDR Article 7 – Settlement Fails Reporting |
Post Trading |
Reference |
DOWNLOAD 1.35 MB |
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ESMA91-372-1621 |
Guidelines Resolvability -Annex Section C Article 15(5) CCPRRR Public |
CCP |
Consultation Paper |
DOWNLOAD 650.74 KB |
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ESMA91-372-1630 |
Guidelines Template Summary Resolution Plans Article 12(7)(a) |
CCP |
Consultation Paper |
DOWNLOAD 423.23 KB |
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ESMA91-372-1791 |
Draft CP Art 79 CCPRRR Cooperation Arrangements |
CCP |
Consultation Paper |
DOWNLOAD 804.12 KB |
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ESMA91-372-1958 |
CP on Guidelines on Template written agreement for resolution colleges_PUBLIC |
CCP |
Consultation Paper |
DOWNLOAD 722.98 KB |
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ESMA91-372-1630 |
Response Form - Consultation Paper on Draft Guidelines on the Summary of Resolution Plans (Article 12(7)(a) of CCPRRR) |
CCP |
Reference |
DOWNLOAD 621.81 KB |
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ESMA91-372-1630 |
Response Form - Consultation Paper on Draft Guidelines on the CCP assessment of resolvability (Article 15(5) of CCPRRR) |
CCP |
Reference |
DOWNLOAD 621.74 KB |
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ESMA91-372-1630 |
Response Form - Consultation Paper on Draft Guidelines on the types and content of the provisions of Cooperation Arrangements (Article 79 of CCPRRR) |
CCP |
Reference |
DOWNLOAD 621.92 KB |
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ESMA91-372-1630 |
Response Form - Consultation Paper on Draft guidelines on written arrangements and procedures for the functioning of resolution colleges |
CCP |
Reference |
DOWNLOAD 621.45 KB |
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ESMA35-42-1445 |
Technical Advice on the possibility to extend the transitional period under the crowdfunding regulation |
Investor protection |
Final Report |
DOWNLOAD 235.72 KB |
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|
|
ESMA91-372-2059 |
Report_CCP investment policies including MMFs |
CCP |
Report |
DOWNLOAD 1.12 MB |
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|
|
ESMA50-165-2096 |
Leverage and derivatives – the case of Archegos |
Risk monitoring, Trading |
Reference |
DOWNLOAD 264.1 KB |
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|
ESMA34-45-1663 |
Response Form to the Consultation Paper on technical standards on the notifications for cross-border marketing and cross-border management of AIFs and UCITS |
Fund Management |
Reference |
DOWNLOAD 759.83 KB |
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|
ESMA34-45-1471 |
CP on Draft technical standards on the notifications for cross-border marketing and management of AIFs and UCITS |
Fund Management |
Consultation Paper |
DOWNLOAD 724.32 KB |
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|
|
ESMA32-63-1224 |
26th Extract of EECS's Database of Enforcement |
Financial reporting |
Report |
DOWNLOAD 569.85 KB |
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|
ESMA91-372-2070 |
Final Report Guidelines FoLTF |
CCP |
Final Report |
DOWNLOAD 596.22 KB |
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ESMA91-372-2069 |
Final Report Draft RTS on Resolution Colleges |
CCP |
Final Report |
DOWNLOAD 987.29 KB |
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ESMA91-372-2068 |
Final Report Draft RTS on the Content of Resolution Plans |
CCP |
Final Report |
DOWNLOAD 728.74 KB |
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ESMA91-372-2067 |
Final Report Draft Guidelines on Valuation prior to Termination |
CCP |
Final Report |
DOWNLOAD 734.46 KB |
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ESMA91-372-2066 |
Final Report Draft RTS on Valuation and Independent Valuer |
CCP |
Final Report |
DOWNLOAD 1.14 MB |
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|
ESMA91-372-2065 |
Final Report Draft RTS on Safeguards clients and indirect clients PUBLIC |
CCP |
Final Report |
DOWNLOAD 453.16 KB |
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|
|
ESMA34-45-1633 |
Public statement on actions to manage the impact of the Russian invasion of Ukraine on investment fund portfolios |
Fund Management |
Statement |
DOWNLOAD 125.27 KB |
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Ares(2022)3682962 |
Request for input to the ESAs related to greenwashing risks and supervision of sustainable finance policies |
Sustainable finance |
Reference |
DOWNLOAD 237.38 KB |
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|
|
Ares(2022)3682962 |
Letter from the European Commission on the Call for input to ESMA, EIOPA and the EBA regarding greenwashing monitoring and supervision |
Sustainable finance |
Letter |
DOWNLOAD 204.52 KB |
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|
JC 2022 26 |
SFDR queries forwarded to the Commission |
Joint Committee, Sustainable finance |
Q&A |
DOWNLOAD 132.33 KB |
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|
|
ESMA32-339-208 |
Public statement on Transparency on implementation of IFRS 17 Insurance Contracts |
Issuer disclosure |
Statement |
DOWNLOAD 168.3 KB |
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|
|
ESMA32-63-1277 |
Public statement on Implications of Russia’s invasion of Ukraine on half-yearly financial reports |
Issuer disclosure |
Statement |
DOWNLOAD 184.38 KB |
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|
ESMA71-99-1943 |
ESMA appoints new member to its Management Board - Press release |
Board of Supervisors, About ESMA, Management Board, Press Releases |
Press Release |
DOWNLOAD 94.01 KB |
|
|
|
ESMA70-445-372 |
Verena Ross' ISDA keynote speech – ESMA’s priorities for transparency |
Speeches, Transparency |
Speech |
DOWNLOAD 177.57 KB |
|
|
|
ESMA WP-2022-02 |
ESMA working paper on Financial stability risks from cloud outsourcing |
Digital Finance and Innovation |
Reference |
DOWNLOAD 746.79 KB |
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|
|
JC 2022 10 |
Joint ESA Supervisory Statement on expectations regarding the ‘What is this product?’ section of the PRIIPS KID |
Fund Management, Joint Committee |
Statement |
DOWNLOAD 889.98 KB |
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|
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Ares(2022)2937873 |
Mandate to ESAs on PAI product |
Joint Committee, Sustainable finance |
Reference |
DOWNLOAD 224.93 KB |
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|
Ares(2022)2798608 |
Mandate to the ESAs to develop SFDR RTS on product exposures to gas and nuclear activities |
Joint Committee, Sustainable finance |
Reference |
DOWNLOAD 204.17 KB |
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|
|
Newsletter |
ESMA Newsletter April 2022 |
ESMA newsletter |
Reference |
DOWNLOAD 11.82 MB |
|
|
|
ESMA22-106-4032 |
SMSG advice to the ESMA Consultation Paper on Guidelines on certain aspects of the MiFID II suitability requirements |
Investor protection, Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 274.55 KB |
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|
ESMA34-49-446 |
Guidelines on stress test scenarios under the MMF Regulation - 2021 update |
Fund Management, Guidelines and Technical standards |
Guidelines & Recommendations |
DOWNLOAD 637.71 KB |
|
| Related documents |
|
| Summary |
|
| Translated versions |
BG
, CS
, DA
, DE
, ES
, EL
, ET
, FI
, FR
, GA
, HR
, HU
, IT
, LT
, LV
, MT
, NL
, PL
, PT
, RO
, SK
, SL
, SV
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JC 2022 20 |
Call for advice on PRIIPs: ESA advice on the review of the PRIIPs Regulation |
Fund Management, Joint Committee |
Report |
DOWNLOAD 3.38 MB |
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|
|
ESMA82-402-859 |
Response form for the Joint Consultation Paper concerning sustainable disclosures for STS securitisations |
Securitisation |
Reference |
DOWNLOAD 504.18 KB |
|
|
|
JC 2022 22 |
Joint Consultation on sustainability disclosures for STS securitisation |
Securitisation |
Consultation Paper |
DOWNLOAD 659.3 KB |
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|
|
ESMA70-449-501 |
Opinion ITS insider lists |
Market Integrity, Investor protection, Trading, Trading |
Opinion |
DOWNLOAD 1.76 MB |
|
|
|
ESMA70-449-497 |
Opinion RTS liquidity contracts for SME Growth Market issuers |
Market Integrity, Investor protection, Trading, Trading |
Opinion |
DOWNLOAD 849.59 KB |
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|
|
ESMA71-99-1935 |
ESMA makes recommendations to improve investor protection |
Investor protection, Press Releases |
Press Release |
DOWNLOAD 161.86 KB |
|
|
|
ESMA35-42-1227 |
Technical Advice on retail investor protection |
Investor protection |
Final Report |
DOWNLOAD 646.19 KB |
|
|
|
ESMA22-106-4024 |
SMSG Recommendations in regard of the impact of inflation on investor protection |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 301.69 KB |
|
|
|
ESMA71-100-2417 |
ESMA's BUL Powers |
|
Reference |
DOWNLOAD 2.32 MB |
|
|
|
ESMA80-187-945 |
Verena Ross' speech at ECMI/CEPS Webinar, 20 April 2022 |
Credit Rating Agencies, Trade Repositories, Transparency |
Speech |
DOWNLOAD 178.1 KB |
|
|
|
ESMA65-8-9568 |
FIRDS Reference Data Functional Specifications v2.10 |
Trading |
Reference |
DOWNLOAD 2.88 MB |
|
|
|
ESMA 65-8-9654 |
FIRDS Reference Data XML Schema v1.2.1 |
Trading |
Reference |
DOWNLOAD 45.67 KB |
|
|
|
ESMA35-43-3112 |
Letter to the EC on the MiFID II suitability consultation |
Investor protection |
Letter |
DOWNLOAD 177.03 KB |
|
|
|
JC 2022 01 |
Joint Committee Annual Report 2021 |
Joint Committee |
Annual Report |
DOWNLOAD 217.87 KB |
|
|
|
PROC/2021/14 |
Open procurement procedure – ADMS – DEADLINE 26/06/2022 – 23:59 |
Procurement |
CLOSED Procedure |
DOWNLOAD 104.91 KB |
|
|
|
JC 2022 09 |
Joint ESA report on Risks and Vulnerabilities in the EU financial system No 1 2022 |
Joint Committee, Risk monitoring |
Report |
DOWNLOAD 949.47 KB |
|
|
|
ESMA70-159-4966 |
Guidelines on MAR delay in the disclosure of inside information and interactions with prudential supervision |
Guidelines and Technical standards, Market Abuse |
Guidelines & Recommendations |
DOWNLOAD 157.26 KB |
|
| Related documents |
|
| Summary |
|
| Translated versions |
BG
, CS
, DA
, DE
, EL
, ES
, ET
, FI
, FR
, GA
, HR
, HU
, IT
, LT
, LV
, MT
, NL
, PL
, PT
, RO
, SK
, SL
, SV
|
|
|
|
ESMA35-43-3006 |
Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
DOWNLOAD 303.97 KB |
|
| Related documents |
|
| Summary |
|
| Translated versions |
BG
, CS
, DA
, DE
, EL
, ES
, ET
, FI
, FR
, GA
, HR
, HU
, IT
, LT
, LV
, MT
, NL
, PL
, PT
, RO
, SK
, SL
, SV
|
|
|
|
ESMA22-440-241 |
ESMA Staff Stakeholder contacts in the first quarter 2022 |
About ESMA |
Reference |
DOWNLOAD 122.1 KB |
|
|
|
ESMA63-43-2219 |
ESMA Budget Amendment n.1 for 2022 |
About ESMA |
Reference |
DOWNLOAD 271.3 KB |
|
|
|
ESMA70-447-1897 |
CSDR Settlement Fails Reporting - List of SSS IDs and SSS Names |
Post Trading |
Reference |
DOWNLOAD 31.1 KB |
|
|
|
ESMA81-459-57 |
Working group on euro risk-free rates - 2 March 2022 minutes |
Benchmarks |
Reference |
DOWNLOAD 969.61 KB |
|
|
|
ESMA50-164-5749 |
Speech Verena Ross_Launch of the EU Digital Finance Platfrom |
Digital Finance and Innovation, Speeches |
Speech |
DOWNLOAD 96.04 KB |
|
|
|
ESMA22-106-3912 |
Summary of conclusions Board of Supervisors - 11 March 2022 |
Board of Supervisors |
Summary of Conclusions |
DOWNLOAD 83.59 KB |
|
|
|
ESMA22-106-3911 |
Summary of conclusions Board of Supervisors - 3 March 2022 |
Board of Supervisors |
Summary of Conclusions |
DOWNLOAD 87.45 KB |
|
|
|
ESMA91-372-2125 |
Letter Chair ESMA response to EC consultation on targeted EMIR Review |
CCP, Post Trading |
Letter |
DOWNLOAD 309.82 KB |
|
|
|
ESMA71-99-1924 |
ESG funds provided better returns for investors in 2020 |
Fund Management |
Press Release |
DOWNLOAD 106.93 KB |
|
|
|
ESMA 50-165-1677 |
ESMA annual statistical report on performance and costs of retail investment products in the EU - 2022 |
Risk monitoring |
Report |
DOWNLOAD 2.08 MB |
|
|
|
ESMA70-448-10 |
Final Report - Short Selling Regulation Review |
Short Selling |
Final Report |
DOWNLOAD 749.55 KB |
|
|
|
Newsletter |
ESMA Newsletter March 2022 |
ESMA newsletter |
Reference |
DOWNLOAD 7.07 MB |
|
|
|
ESMA30-379-1022 |
Call for candidates on Consultative Working Group of ESMA’s Coordination Network on Sustainability (CNS) |
Sustainable finance |
Reference |
DOWNLOAD 161.67 KB |
|
|
|
ESMA32-51-370 |
Q&A on ESMA Guidelines on Alternative Performance Measures |
Issuer disclosure, About ESMA |
Q&A |
DOWNLOAD 368.62 KB |
|
|
|
ESMA74-427-607 |
EMIR and SFTR data quality report 2021 |
Market data, Supervisory convergence |
Report |
DOWNLOAD 1.53 MB |
|
|
|
ESMA81-459-52 |
Call for expression of interest issued towards administrators developing €STR-based forward-looking term structure as a fallback in EURIBOR-linked contracts |
Benchmarks |
Reference |
DOWNLOAD 109.81 KB |
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