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ESMA35-36-1952 |
Guidelines on certain aspects of the MiFID II compliance function requirements |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
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Related documents |
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Summary |
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Translated versions |
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10-1541 |
3L3 Committees Joint Letter on the European Commission’s Green Paper on Audit: Lessons learnt from the Crisis |
Joint Committee, Audit |
Letter |
DOWNLOAD 144.8 KB |
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10-1541 Annex 1 |
3L3 Committees Joint Letter on the European Commission’s Green Paper on Audit: Lessons learnt from the Crisis - CESR annex |
Joint Committee, Audit |
Letter |
DOWNLOAD 159.33 KB |
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10-1541 Annex 2 |
3L3 Committees Joint Letter on the European Commission’s Green Paper on Audit: Lessons learnt from the Crisis - CEBS annex |
Joint Committee, Audit |
Letter |
DOWNLOAD 120.57 KB |
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10-1541 Annex 3 |
3L3 Committees Joint Letter on the European Commission’s Green Paper on Audit: Lessons learnt from the Crisis - CEIOPS annex |
Joint Committee, Audit |
Letter |
DOWNLOAD 87.69 KB |
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2011/445 |
Consultation paper on guidelines on certain aspects of the MiFID suitability requirements |
Investor protection |
Consultation Paper |
DOWNLOAD 355.06 KB |
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2011/446 |
Consultation paper on guidelines on certain aspects of the MiFID compliance function requirements |
Investor protection |
Consultation Paper |
DOWNLOAD 393.94 KB |
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2012/382 |
MiFID Q&A in the area of investor protection and intermediaries |
Investor protection |
Q&A |
DOWNLOAD 319.78 KB |
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2012/387 |
Final report Guidelines on certain aspects of the MiFID suitability requirements |
Guidelines and Technical standards, Investor protection |
Final Report |
DOWNLOAD 444.15 KB |
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2012/387 BG |
Насоки относно определени аспекти на изискванията на MiFID за годност |
Investor protection, Guidelines and Technical standards |
Guidelines & Recommendations |
DOWNLOAD 357.81 KB |
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2012/387 CS |
Obecné pokyny k určitým aspektům požadavků směrnice MiFID ohledně vhodnosti |
Investor protection, Guidelines and Technical standards |
Guidelines & Recommendations |
DOWNLOAD 363.15 KB |
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2012/387 DA |
Retningslinjer for visse aspekter af egnethedskravene ifølge MiFID |
Investor protection, Guidelines and Technical standards |
Guidelines & Recommendations |
DOWNLOAD 341.81 KB |
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2012/387 DE |
Leitlinien zu einigen Aspekten der MiFID-Anforderungen an die Eignung |
Investor protection, Guidelines and Technical standards |
Guidelines & Recommendations |
DOWNLOAD 355.69 KB |
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2012/387 EL |
Κατευθυντήριες γραμμές σχετικά με ορισμένες πτυχές των απαιτήσεων καταλληλότητας που προβλέπονται στη MiFID |
Investor protection, Guidelines and Technical standards |
Guidelines & Recommendations |
DOWNLOAD 397.87 KB |
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2012/387 en |
Guidelines on certain aspects of the MiFID suitability requirements |
Investor protection |
Guidelines & Recommendations |
DOWNLOAD 298.21 KB |
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2012/387 ES |
Directrices relativas a determinados aspectos de los requisitos de idoneidad de la MiFID |
Investor protection, Guidelines and Technical standards |
Guidelines & Recommendations |
DOWNLOAD 347.12 KB |
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2012/387 ET |
Finantsinstrumentide turgude direktiivi (MiFID) sobivusnõuete teatud aspektide suunised |
Investor protection, Guidelines and Technical standards |
Guidelines & Recommendations |
DOWNLOAD 328.4 KB |
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2012/387 FI |
Ohjeet rahoitusmarkkinadirektiivin soveltuvuusvaatimusten tietyistä näkökohdista |
Investor protection, Guidelines and Technical standards |
Guidelines & Recommendations |
DOWNLOAD 304.47 KB |
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2012/387 FR |
Orientations concernant certains aspects relatifs aux exigences d'adéquation de la directive MIF |
Investor protection, Guidelines and Technical standards |
Guidelines & Recommendations |
DOWNLOAD 353.32 KB |
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2012/387 HR |
Smjernice o određenim aspektima MiFID-ovih zahtjeva vezanih uz primjerenost |
Investor protection |
Guidelines & Recommendations |
DOWNLOAD 259.07 KB |
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