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ESMA35-36-1952 |
Guidelines on certain aspects of the MiFID II compliance function requirements |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
DOWNLOAD 258.09 KB |
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| Related documents |
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| Summary |
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| Translated versions |
BG
, CS
, DA
, DE
, EL
, ES
, ET
, FI
, FR
, HR
, HU
, IT
, LT
, LV
, MT
, NL
, PL
, PT
, RO
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, SV
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2011/445 |
Consultation paper on guidelines on certain aspects of the MiFID suitability requirements |
Investor protection |
Consultation Paper |
DOWNLOAD 355.06 KB |
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2011/446 |
Consultation paper on guidelines on certain aspects of the MiFID compliance function requirements |
Investor protection |
Consultation Paper |
DOWNLOAD 393.94 KB |
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2011/BS/123 |
Decision of the Board of Supervisors - Appointment of the Securities and Markets Stakeholder Group |
Board of Supervisors, Securities and Markets Stakeholder Group |
Decision |
DOWNLOAD 171.3 KB |
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2011/BS/141 |
Summary of conclusions - Board of Supervisors meeting of 12 April 2011 |
Board of Supervisors |
Reference |
DOWNLOAD 139.03 KB |
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2011/BS/142 |
Summary of conclusions - Board of Supervisors meeting of 25 May 2011 |
Board of Supervisors |
Reference |
DOWNLOAD 117.04 KB |
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2011/BS/179 |
Summary of conclusions - Board of Supervisors meeting on 11-12 July 2011 |
Board of Supervisors |
Reference |
DOWNLOAD 55.2 KB |
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2011/BS/180 |
Summary of conclusions - Board of Supervisors conference calls on 25 and 28 July 2011 |
Board of Supervisors |
Reference |
DOWNLOAD 98.62 KB |
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2011/BS/209 |
Summary of conclusions - Board of Supervisors meeting on 20 September 2011 |
Board of Supervisors |
Reference |
DOWNLOAD 119.95 KB |
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2011/BS/229 |
Decision of the European Securities and Markets Authority establishing its Review Panel |
Board of Supervisors, About ESMA, Supervisory convergence |
Decision |
DOWNLOAD 35.86 KB |
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2011/BS/233 |
Summary of conclusions - Board of Supervisors meeting of 8 November 2011 |
Board of Supervisors |
Reference |
DOWNLOAD 121.56 KB |
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2011/BS/234 |
Summary of conclusions - Board of Supervisors conference call on 23 November 2011 |
Board of Supervisors |
Reference |
DOWNLOAD 22.39 KB |
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2012/382 |
MiFID Q&A in the area of investor protection and intermediaries |
Investor protection |
Q&A |
DOWNLOAD 319.78 KB |
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2012/387 |
Final report Guidelines on certain aspects of the MiFID suitability requirements |
Guidelines and Technical standards, Investor protection |
Final Report |
DOWNLOAD 444.15 KB |
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2012/387 BG |
Насоки относно определени аспекти на изискванията на MiFID за годност |
Investor protection, Guidelines and Technical standards |
Guidelines & Recommendations |
DOWNLOAD 357.81 KB |
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2012/387 CS |
Obecné pokyny k určitým aspektům požadavků směrnice MiFID ohledně vhodnosti |
Investor protection, Guidelines and Technical standards |
Guidelines & Recommendations |
DOWNLOAD 363.15 KB |
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2012/387 DA |
Retningslinjer for visse aspekter af egnethedskravene ifølge MiFID |
Investor protection, Guidelines and Technical standards |
Guidelines & Recommendations |
DOWNLOAD 341.81 KB |
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2012/387 DE |
Leitlinien zu einigen Aspekten der MiFID-Anforderungen an die Eignung |
Investor protection, Guidelines and Technical standards |
Guidelines & Recommendations |
DOWNLOAD 355.69 KB |
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2012/387 EL |
Κατευθυντήριες γραμμές σχετικά με ορισμένες πτυχές των απαιτήσεων καταλληλότητας που προβλέπονται στη MiFID |
Investor protection, Guidelines and Technical standards |
Guidelines & Recommendations |
DOWNLOAD 397.87 KB |
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2012/387 en |
Guidelines on certain aspects of the MiFID suitability requirements |
Investor protection |
Guidelines & Recommendations |
DOWNLOAD 298.21 KB |
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