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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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775 documents
Date Reference Title Sections Type Main document Info
ESMA12-1209242288-852 2023 Report on Quality and Use of Data Market data Report DOWNLOAD 1.18 MB
2016/602 Compliance table - Guidelines on ETFs and other UCITS issues Fund Management, Guidelines and Technical standards Compliance table DOWNLOAD 139.61 KB
ESMA74-362-1864 CP Technical Advice on simplification TR fees under SFTR and EMIR Market data, Trade Repositories Consultation Paper DOWNLOAD 494.16 KB
ESMA74-362-1853 Final report Draft Guidelines On periodic information to be submitted to ESMA by Trade Repositories Market data, Supervisory convergence, Trade Repositories Final Report DOWNLOAD 221.11 KB
ESMA35-43-3172 Guidelines on certain aspects of the MiFID II suitability requirements Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 303.51 KB
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ESMA71-99-1423 QA Fast Track Peer Review - Wirecard Issuer disclosure, Guidelines and Technical standards, Supervisory convergence Q&A DOWNLOAD 248.14 KB
2014/937 sl Smernice o ETF in drugih vprašanjih v zvezi z UCITS skladi Guidelines and Technical standards, Fund Management Guidelines & Recommendations DOWNLOAD 355.21 KB
ESMA74-427-719 2022 Report on Quality and Use of Transaction Data Market data Report DOWNLOAD 1.38 MB
2013/998 ES 28.11.13 | ESMA/2013/998 Directrices sobre el modelo de memorando de acuerdo relativo a la consulta, la cooperación y el intercambio de información en lo que respecta a la supervisión de las entidades de la DGFIA Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 244.6 KB
2013/998 RO 28.11.13 | ESMA/2013/998 Orientări referitoare la modelul de memorandum de înţelegere privind consultarea, cooperarea şi schimbul de informaţii în legătură cu supravegherea entităţilor prevăzute de DAFIA Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 263.01 KB
2013/998 SK 28.11.13 | ESMA/2013/998 Usmernenia o vzorovom memorande o porozumení o konzultáciách, spolupráci a výmene informácií v súvislosti s dohľadom nad subjektmi, na ktoré sa vzťahuje smernica o správcoch alternatívnych investičných fondov Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 269.81 KB
2011/188 HU A feladatok átruházását is magában foglaló együttműködés az EÉPH, a hatáskörrel rendelkező hatóságok és a hatáskörrel rendelkező ágazati hatóságok között a hitelminősítő intézetekről szóló 513/2011/EU rendelet értelmében Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 195.43 KB
2013/74 HU A short ügyletekről és a hitel-nemteljesítési csereügyletekkel kapcsolatos egyes szempontokról szóló 236/2012/EU európai parlamenti és tanácsi rendelet szerinti árjegyzői tevékenységek és elsődleges piaci műveletek mentessége Short Selling, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 550.5 KB
2013/606 DA Aflønningspolitik og -praksis (MiFID) Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 357.25 KB
2013/232 FI AIMF-direktiivin mukaista hyvää palkka- ja palkkiopolitiikkaa koskevat ohjeet Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 728.36 KB
JC/GL/2014/01/IT Allegato I. Modello per il processo di mappatura del conglomerato finanziario (allegato JC 2014 070) Guidelines and Technical standards, Joint Committee Guidelines & Recommendations DOWNLOAD 68.26 KB
2014/869 et Alternatiivsete investeerimisfondide valitsejaid käsitleva direktiivi artikli 3 lõike 3 punkti d ning artikli 24 lõigete 1, 2 ja 4 kohaste aruannetega seotud kohustusi käsitlevad suunised Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 713.34 KB
JC/GL/2014/01/RO Anexa I: Formular pentru procesul de mapare aferent conglomeratului financiar (Anexa 2014 070 a Guidelines and Technical standards, Joint Committee Guidelines & Recommendations DOWNLOAD 66.2 KB
JC/GL/2014/01/PT Anexo I: Modelo para o processo de levantamento do conglomerado financeiro (JC 2014 070 Anexo) Guidelines and Technical standards, Joint Committee Guidelines & Recommendations DOWNLOAD 68.14 KB
JC/GL/2014/01/ES Anexo I: Plantilla para el proceso de asignación del conglomerado financiero (Anexo 2014 070 del Comité Mixto) Guidelines and Technical standards, Joint Committee Guidelines & Recommendations DOWNLOAD 68.87 KB