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The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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481 documents
Date Reference Title Sections Type Main document Info
ESMA74-362-1941 Consultation Paper on the Guidelines on transfer of data between Trade Repositories under EMIR and SFTR Market data, Securities Financing Transactions, Trade Repositories Consultation Paper DOWNLOAD 658.69 KB
ESMA74-362-1986 Final report AND Guidelines on calculation of positions in SFTs by Trade Repositories Market data, Post Trading, Securities Financing Transactions Final Report DOWNLOAD 629.81 KB
ESMA71-99-1651 ESMA highlights need for increased efforts on EMIR and SFTR data quality Market data, Press Releases, Securities Financing Transactions, Supervisory convergence Press Release DOWNLOAD 85.72 KB
Related documents EMIR and SFTR data quality report 2020
Summary
Translated versions
ESMA80-193-1713 EMIR and SFTR data quality report 2020 Market data, Press Releases, Securities Financing Transactions, Supervisory convergence Report DOWNLOAD 791.94 KB
ESMA74-362-1934 Updated LEI statement SFTR Market data, Post Trading, Securities Financing Transactions Statement DOWNLOAD 128.32 KB
ESMA35-36-1952 Guidelines on certain aspects of the MiFID II compliance function requirements Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 258.09 KB
Related documents
Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA35-43-2632 Application of the temporary suspension of the obligation to publish RTS 27 reports Investor protection Statement DOWNLOAD 78.5 KB
ESMA74-362-1013 MiFIR review report on the obligations to report transactions and reference data Market data, Investor protection Final Report DOWNLOAD 1004.75 KB
ESMA74-362-1937 response form - Technical Advice on simplification TR fees under SFTR and EMIR Securities Financing Transactions, Trade Repositories Reference DOWNLOAD 757.95 KB
ESMA35-43-2430 Final Report ESMA’s Technical Advice to the Commi Technical Advice on the application of administrative and criminal sanctions under MiFID II/MiFIR Investor protection Technical Advice DOWNLOAD 337.33 KB
ESMA70-151-2838 Guidelines on Reporting Under SFTR Securities Financing Transactions Final Report DOWNLOAD 3.21 MB
Related documents
Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA22-105-1307 Introductory statement on GameStop share trading - Steven Maijoor Market Integrity, Investor protection Statement DOWNLOAD 96.93 KB
ESMA70-155-11809 Episodes of very high volatility in trading of certain stocks Market Integrity, Investor protection Statement DOWNLOAD 107.47 KB
ESMA35-36-2159 CP on Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements Investor protection Consultation Paper DOWNLOAD 454.65 KB
ESMA71-99-1544 ESMA appoints new IPISC and CNS Chairs Board of Supervisors, About ESMA, Investor protection, Sustainable finance Statement DOWNLOAD 87.3 KB
ESMA71-99-1544 ESMA appoints new IPISC and CSN chairs Board of Supervisors, About ESMA, Investor protection, Sustainable finance Statement DOWNLOAD 0 bytes
ESMA35-43-2507 Report to the EU institutions Article 52 MiFIR Investor protection Report DOWNLOAD 354.1 KB
ESMA35-43-2509 Reminder to firms of the MiFID II rules on ‘reverse solicitation’ in the context of the recent end of the UK transition period Brexit, Investor protection Statement DOWNLOAD 151.2 KB
ESMA80-192-10053 Public Statement_Registration_DTCC Data Repository (Ireland) PLC under EMIR and SFTR Securities Financing Transactions, Trade Repositories Statement DOWNLOAD 76.58 KB
ESMA22-103-1194 Keynote address – CMU and current challenges - Verena Ross, International Investors Conference Frankfurt COVID-19, Investor protection, Trading, Speeches, Supervisory convergence Speech DOWNLOAD 155.85 KB