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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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932 documents
Date Reference Title Sections Type Main document Info
ESMA12-1209242288-852 2023 Report on Quality and Use of Data Market data Report DOWNLOAD 1.18 MB
ESMA70-151-3248 ESMA Report to the European Commission - Central Clearing Obligations for Pension Scheme Arrangements - No 2 Post Trading Report DOWNLOAD 577.17 KB
ESMA 33-9-371 Final Report Guidelines Internal Control for CRAs Credit Rating Agencies Report DOWNLOAD 430.48 KB
ESMA70-151-1496 Guidelines on CCP APC Margin Measures Post Trading Guidelines & Recommendations DOWNLOAD 160.33 KB
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA35-43-3172 Guidelines on certain aspects of the MiFID II suitability requirements Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 303.51 KB
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Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , GA , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA70-145-1184 Report Application Accepted Market Practices Market Abuse, Market Integrity Report DOWNLOAD 1.68 MB
ESMA91-372-2059 Report_CCP investment policies including MMFs CCP Report DOWNLOAD 1.12 MB
2014/937 sl Smernice o ETF in drugih vprašanjih v zvezi z UCITS skladi Guidelines and Technical standards, Fund Management Guidelines & Recommendations DOWNLOAD 355.21 KB
ESMA35-43-3861 Supervisory briefing on understanding the definition of advice under MiFID II Investor protection Report DOWNLOAD 844.02 KB
2011/265 11th Extract from the EECS's Database of Enforcement Decisions Financial reporting Report DOWNLOAD 329.49 KB
2012/656 12th Extract from the EECS’s Database of Enforcement Financial reporting Report DOWNLOAD 352.16 KB
2013/444 13th Extract from the EECS’s Database of Enforcement Financial reporting Report DOWNLOAD 512.42 KB
2013/1545 14th Extract from the EECS' database of enforcement Financial reporting Report DOWNLOAD 355.57 KB
2014/377 15th Extract from the EECS’s Database of Enforcement Financial reporting Report DOWNLOAD 501 KB
2014/1373 16th Extract from the EECS's Database of Enforcement Financial reporting Report DOWNLOAD 315.55 KB
2015/1135 17th Extract from the EECS’s Database of Enforcement Financial reporting Report DOWNLOAD 466.55 KB
Related documents ESMA Guidelines on enforcement of financial information
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2015/1776 18th Extract from the EECS's Database of Enforcement Financial reporting Report DOWNLOAD 405.97 KB
2016/1208 19th Extract from the EECS’s Database of Enforcement Financial reporting Report DOWNLOAD 488.18 KB
2016/1662 2016-1662 Competition & Choice in the Credit Rating Industry Credit Rating Agencies Report DOWNLOAD 1.22 MB
2016/1668 2016-1668 ESMA feedback statement on ESEF Issuer disclosure, Electronic reporting, Transparency Report DOWNLOAD 6.98 MB