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ESMA35-43-2751 |
Sanctions and measures imposed under MiFID II in 2020 |
Investor protection |
Report |
DOWNLOAD 383.39 KB |
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ESMA35-36-2324 |
CP on Guidelines on certain aspects of the MiFID II remuneration requirements |
Investor protection |
Consultation Paper |
DOWNLOAD 624.54 KB |
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ESMA71-99-1709 |
Press Release - ESMA SPACs statement |
Investor protection, Press Releases, Prospectus |
Press Release |
DOWNLOAD 91.75 KB |
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ESMA32-384-5209 |
ESMA Public Statement SPACs |
Investor protection, Prospectus |
Statement |
DOWNLOAD 151.59 KB |
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ESMA35-43-2749 |
ESMA Public Statement PFOF and zero-commission brokers |
Investor protection |
Statement |
DOWNLOAD 130.24 KB |
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ESMA35-42-1186 |
Letter to Commissioner McGuinness - European Crowdfunding Service Providers for Business |
Investor protection |
Letter |
DOWNLOAD 253.15 KB |
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ESMA35-36-2319 |
Final Report on joint ESMA and EBA GL on the assessment of suitability of members of the management body |
Investor protection |
Final Report |
DOWNLOAD 883.62 KB |
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ESMA35-36-2319 |
Annex I Joint ESMA and EBA GL on the assessment of suitability of members of the management body |
Investor protection |
Reference |
DOWNLOAD 70.83 KB |
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ESMA35-43-2524 |
ESMA Opinion on the product intervention measures relating to turbos proposed by the Dutch AFM |
Investor protection |
Opinion |
DOWNLOAD 267.28 KB |
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ESMA35-36-1952 |
Guidelines on certain aspects of the MiFID II compliance function requirements |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
DOWNLOAD 258.09 KB |
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| Related documents |
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ESMA35-43-2632 |
Application of the temporary suspension of the obligation to publish RTS 27 reports |
Investor protection |
Statement |
DOWNLOAD 78.5 KB |
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ESMA74-362-1013 |
MiFIR review report on the obligations to report transactions and reference data |
Market data, Investor protection |
Final Report |
DOWNLOAD 1004.75 KB |
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ESMA35-43-2430 Final Report ESMA’s Technical Advice to the Commi |
Technical Advice on the application of administrative and criminal sanctions under MiFID II/MiFIR |
Investor protection |
Technical Advice |
DOWNLOAD 337.33 KB |
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ESMA22-105-1307 |
Introductory statement on GameStop share trading - Steven Maijoor |
Market Integrity, Investor protection |
Statement |
DOWNLOAD 96.93 KB |
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ESMA70-155-11809 |
Episodes of very high volatility in trading of certain stocks |
Market Integrity, Investor protection |
Statement |
DOWNLOAD 107.47 KB |
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ESMA35-36-2159 |
CP on Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements |
Investor protection |
Consultation Paper |
DOWNLOAD 454.65 KB |
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ESMA71-99-1544 |
ESMA appoints new IPISC and CNS Chairs |
Board of Supervisors, About ESMA, Investor protection, Sustainable finance |
Statement |
DOWNLOAD 87.3 KB |
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ESMA71-99-1544 |
ESMA appoints new IPISC and CSN chairs |
Board of Supervisors, About ESMA, Investor protection, Sustainable finance |
Statement |
DOWNLOAD 0 bytes |
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ESMA35-43-2507 |
Report to the EU institutions Article 52 MiFIR |
Investor protection |
Report |
DOWNLOAD 354.1 KB |
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ESMA35-43-2509 |
Reminder to firms of the MiFID II rules on ‘reverse solicitation’ in the context of the recent end of the UK transition period |
Brexit, Investor protection |
Statement |
DOWNLOAD 151.2 KB |
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