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ESMA35-36-1952 |
Guidelines on certain aspects of the MiFID II compliance function requirements |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
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| Related documents |
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| Translated versions |
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ESMA35-43-2632 |
Application of the temporary suspension of the obligation to publish RTS 27 reports |
Investor protection |
Statement |
DOWNLOAD 78.5 KB |
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ESMA32-63-1156 |
Public statement Application of TD requirements following Brexit |
Brexit, Issuer disclosure, Financial reporting, Supervisory convergence |
Statement |
DOWNLOAD 104.37 KB |
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ESMA74-362-1013 |
MiFIR review report on the obligations to report transactions and reference data |
Market data, Investor protection |
Final Report |
DOWNLOAD 1004.75 KB |
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ESMA35-43-2430 Final Report ESMA’s Technical Advice to the Commi |
Technical Advice on the application of administrative and criminal sanctions under MiFID II/MiFIR |
Investor protection |
Technical Advice |
DOWNLOAD 337.33 KB |
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ESMA22-105-1307 |
Introductory statement on GameStop share trading - Steven Maijoor |
Market Integrity, Investor protection |
Statement |
DOWNLOAD 96.93 KB |
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ESMA70-155-11809 |
Episodes of very high volatility in trading of certain stocks |
Market Integrity, Investor protection |
Statement |
DOWNLOAD 107.47 KB |
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ESMA35-36-2159 |
CP on Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements |
Investor protection |
Consultation Paper |
DOWNLOAD 454.65 KB |
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ESMA71-99-1544 |
ESMA appoints new IPISC and CNS Chairs |
Board of Supervisors, About ESMA, Investor protection, Sustainable finance |
Statement |
DOWNLOAD 87.3 KB |
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ESMA71-99-1544 |
ESMA appoints new IPISC and CSN chairs |
Board of Supervisors, About ESMA, Investor protection, Sustainable finance |
Statement |
DOWNLOAD 0 bytes |
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ESMA35-43-2507 |
Report to the EU institutions Article 52 MiFIR |
Investor protection |
Report |
DOWNLOAD 354.1 KB |
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ESMA35-43-2509 |
Reminder to firms of the MiFID II rules on ‘reverse solicitation’ in the context of the recent end of the UK transition period |
Brexit, Investor protection |
Statement |
DOWNLOAD 151.2 KB |
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EU-UKFCA MoU |
EU-UK FCA MoU on consultation, cooperation and exchange of information |
Brexit, International cooperation |
Reference |
DOWNLOAD 219.12 KB |
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ESMA-UKFCA MoU |
ESMA-UK FCA MoU on consultation, cooperation and exchange of information |
Brexit, International cooperation |
Reference |
DOWNLOAD 398.41 KB |
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ESMA71-99-1498 |
Brexit: ESMA withdraws the registrations of six UK-based credit rating agencies and four trade repositories |
Brexit, Credit Rating Agencies, Press Releases, Trade Repositories |
Press Release |
DOWNLOAD 94.63 KB |
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ESMA71-99-1483 |
ESMA71-99-1483 Press Release_EUI Recognition as TC-CSD |
Brexit, Post Trading |
Press Release |
DOWNLOAD 88.94 KB |
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JC 2020 86 |
ESAs highlight the change in the status of Simple, Transparent and Standardised (STS) securitisation transactions at the end of the UK transition period |
Brexit, Joint Committee |
Statement |
DOWNLOAD 82.01 KB |
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ESMA22-103-1194 |
Keynote address – CMU and current challenges - Verena Ross, International Investors Conference Frankfurt |
COVID-19, Investor protection, Trading, Speeches, Supervisory convergence |
Speech |
DOWNLOAD 155.85 KB |
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ESMA71-99-1443 |
PR DTO Final Position |
Brexit, Trading, Press Releases |
Press Release |
DOWNLOAD 82.15 KB |
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70-155-8842 |
ESMA statement on DTO Final |
Brexit, Trading |
Statement |
DOWNLOAD 79.5 KB |
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