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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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891 documents
Date Reference Title Sections Type Main document Info
ESMA24-436-1425 Verena Ross Opening Statement - 2022 ECON Annual Hearing, 24 October 2022 Board of Supervisors, CCP, About ESMA, Digital Finance and Innovation, Investor protection, Speeches, Supervisory convergence, Sustainable finance Statement DOWNLOAD 619.63 KB
ESMA71-319-231 Natasha Cazenave speech at AFME Conference: ESMA’s New Strategic Orientation, 13 October 2022 Digital Finance and Innovation, Investor protection, Speeches, Supervisory convergence, Sustainable finance Speech DOWNLOAD 148.72 KB
ESMA35-43-2517 Compliance table on Guidelines on certain aspects of the MiFID II compliance function (ESMA35-36-1952) Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 149.47 KB
ESMA50-165-2251 TRV article - Crypto-assets and their risks for financial stability Digital Finance and Innovation, Risk monitoring Report DOWNLOAD 540.21 KB
ESMA70-460-111 Report on the DLT Pilot Regime Digital Finance and Innovation, Trading Report DOWNLOAD 680.69 KB
ESMA70-156-4754 Compliance table on Guidelines on MiFID II/MiFIR obligations on market data Guidelines and Technical standards, Trading Compliance table DOWNLOAD 180.84 KB
ESMA70-156-350 Compliance table - Guidelines on the management body of market operators and DRSPs under MiFID II Guidelines and Technical standards, Trading Compliance table DOWNLOAD 150.17 KB
ESMA34-45-974 Compliance table on Guidelines on liquidity stress testing in UCITS and AIFs Fund Management, Guidelines and Technical standards Compliance table DOWNLOAD 230.68 KB
ESMA35-43-3339 Compliance table on the Recommendations to the Cyprus Securities and Exchange Commission on the supervision of cross-border activities of investment firms Guidelines and Technical standards, Supervisory convergence Compliance table DOWNLOAD 174.28 KB
Related documents Recommendations to the Cyprus Securities and Exchange Commission on the supervision of cross-border activities of investment firms
Summary
Translated versions
ESMA35-43-3020 Joint compliance table on ESMA and EBA guidelines on the assessment of the suitability of members of the management body and key function holders Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 320.25 KB
ESMA80-196-6345 Final Report on the Revision to Guidelines and Recommendations on the Scope of the CRA Regulation Credit Rating Agencies, Guidelines and Technical standards Final Report DOWNLOAD 411.44 KB
ESMA70-460-117 Response Form - Consultation Paper on guidelines on standard forms, formats and templates to apply for permission to operate a DLT market infrastructure Digital Finance and Innovation, Trading Reference DOWNLOAD 752.81 KB
ESMA70-460-34 Consultation Paper on Guidelines on standard forms, formats and templates to apply for permission to operate a DLT market infrastructure Digital Finance and Innovation, Trading Consultation Paper DOWNLOAD 998.27 KB
JC 2022 32 Mandate of the European Supervisory Authorities’ Joint Committee Sub-Committee on Digital Operational Resilience Digital Finance and Innovation, Joint Committee Reference DOWNLOAD 586.3 KB
ESMA34-32-898 Compliance table on Guidelines on Article 25 of the AIFMD Fund Management, Guidelines and Technical standards Compliance table DOWNLOAD 199.22 KB
ESMA70-445-442 Verena Ross FESE Convention Speech, 1 June 2022 Digital Finance and Innovation, Trading, Speeches Speech DOWNLOAD 217.79 KB
ESMA WP-2022-02 ESMA working paper on Financial stability risks from cloud outsourcing Digital Finance and Innovation Reference DOWNLOAD 746.79 KB
ESMA34-49-446 Guidelines on stress test scenarios under the MMF Regulation - 2021 update Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 619.42 KB
Related documents
Summary
Translated versions BG , CS , DA , DE , ES , EL , ET , FI , FR , GA , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA70-159-4966 Guidelines on MAR delay in the disclosure of inside information and interactions with prudential supervision Guidelines and Technical standards, Market Abuse Guidelines & Recommendations DOWNLOAD 157.26 KB
Related documents
Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , GA , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA35-43-3006 Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 303.97 KB
Related documents
Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , GA , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV