Displaying 216 - 220 of 1495
ESMA_QA_2054
Topic
Appropriateness
19/12/2023
Subject Matter
Material changes to content of application
Question
What type of changes to the information provided in the application for authorisation needs to be notified without undue delay to the authorising competent authority?
Level 1 Regulation
Regulation 2020/1503 - European crowdfunding service providers for business
ESMA_QA_2053
Topic
Appropriateness
19/12/2023
Subject Matter
Sophisticated investors
Question
Can a crowdfunding service provider only accept sophisticated investors?
Level 1 Regulation
Regulation 2020/1503 - European crowdfunding service providers for business
ESMA_QA_2052
Topic
Appropriateness
19/12/2023
Subject Matter
crowdfunding services
Question
How should placement without a firm commitment and reception and transmission of orders as referred to in point (ii) of point (a) of Article 2(1) of the ECSPR be understood in the context of the ECSPR?
Level 1 Regulation
Regulation 2020/1503 - European crowdfunding service providers for business
ESMA_QA_2051
Topic
Appropriateness
19/12/2023
Subject Matter
Provision of other services by a CSP
Question
Can a CSP provide services other than crowdfunding services (as defined in point (a) of Article 2(1) of the ECSPR)?
Level 1 Regulation
Regulation 2020/1503 - European crowdfunding service providers for business
ESMA_QA_2050
Topic
OTC Derivatives questions - Other
19/12/2023
Subject Matter
Hedging definition and virtual power purchase agreements
Question
Can virtual power purchase agreements be considered as “risk reducing transactions” under EMIR?
Level 1 Regulation
European Market Infrastructure Regulation (EMIR) Regulation (EU) No 648/2012- PTR- Derivatives