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7185 documents
Date Reference Title Sections Type Main document Info
2014/937 sl Smernice o ETF in drugih vprašanjih v zvezi z UCITS skladi Guidelines and Technical standards, Fund Management Guidelines & Recommendations DOWNLOAD 355.21 KB
2014/937 sk Usmernenia o fondoch obchodovaných na burze a iných otázkach súvisiacich s UCITS Guidelines and Technical standards, Fund Management Guidelines & Recommendations DOWNLOAD 354.59 KB
2014/937 ro Ghid privind OPCVM-urile de tip ETF şi alte aspecte legate de OPCVM-uri Guidelines and Technical standards, Fund Management Guidelines & Recommendations DOWNLOAD 355.38 KB
2014/937 pt Orientações sobre fundos de índices cotados (ETF) e outras questões relacionadas com os OICVM Guidelines and Technical standards, Fund Management Guidelines & Recommendations DOWNLOAD 357.26 KB
2014/937 pl Wytyczne dotyczące funduszy typu ETF i innych kwestii związanych z UCITS Guidelines and Technical standards, Fund Management Guidelines & Recommendations DOWNLOAD 353.84 KB
2014/937 mt Linji gwida dwar ETFs u kwistjonijiet oħrajn dwar il-UCITS Guidelines and Technical standards, Fund Management Guidelines & Recommendations DOWNLOAD 361.19 KB
2014/937 lt Gairės, skirtos biržoje prekiaujamiems fondams (ETF) ir kitiems KIPVPS Guidelines and Technical standards, Fund Management Guidelines & Recommendations DOWNLOAD 373.1 KB
2014/937 lv Pamatnostādnes par ETF un citiem ar PVKIU saistītiem jautājumiem Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 350.89 KB
2014/937 it Orientamenti su questioni relative agli ETF e ad altri OICVM Guidelines and Technical standards, Fund Management Guidelines & Recommendations DOWNLOAD 343.04 KB
2014/937 hu Iránymutatások a tőzsdén kereskedett alapokról (ETF-ek) és más ÁÉKBV-kkel kapcsolatos kérdésekről Guidelines and Technical standards, Fund Management Guidelines & Recommendations DOWNLOAD 358.51 KB
2014/937 el Κατευθυντήριες γραμμές σχετικά με τα διαπραγματεύσιμα αμοιβαία κεφάλαια και άλλα θέματα που αφορούν τους ΟΣΕΚΑ Guidelines and Technical standards, Fund Management Guidelines & Recommendations DOWNLOAD 382.29 KB
2014/937 de Leitlinien zu börsengehandelten Indexfonds (Exchange-Traded Funds, ETF) und anderen OGAW-Themen Guidelines and Technical standards, Fund Management Guidelines & Recommendations DOWNLOAD 366.31 KB
2014/937 fr Orientations sur les fonds cotés et autres questions liées aux OPCVM Guidelines and Technical standards, Fund Management Guidelines & Recommendations DOWNLOAD 354.91 KB
2014/937 fi Ohjeet ETF:stä ja muista UCITS-rahastoihin liittyvistä asioista Guidelines and Technical standards, Fund Management Guidelines & Recommendations DOWNLOAD 343.97 KB
2014/937 et Börsil kaubeldavate fondide ja muude eurofondide emissioone käsitlevad suunised Guidelines and Technical standards, Fund Management Guidelines & Recommendations DOWNLOAD 336.89 KB
2014/937 nl Richtsnoeren betreffende ETF's en andere kwesties in verband met icbe's Guidelines and Technical standards, Fund Management Guidelines & Recommendations DOWNLOAD 350.58 KB
2014/937 da Retningslinjer om børshandlede fonde (ETF'er) og andre forhold relateret til investeringsinstitutter (UCITS) Guidelines and Technical standards, Fund Management Guidelines & Recommendations DOWNLOAD 346.87 KB
2014/937 cs Obecné pokyny týkající se ETF a jiné problematiky SKIPCP Guidelines and Technical standards, Fund Management Guidelines & Recommendations DOWNLOAD 353.76 KB
2014/937 hr Smjernice o investicijskim fondovima čijim se dionicama trguje na burzi (ETF-ovima) i drugim pitanjima u vezi s UCITS fondovima (subjektima za zajednička ulaganja u prenosive vrijednosne papire) Guidelines and Technical standards, Fund Management Guidelines & Recommendations DOWNLOAD 361.6 KB
2014/937 bg Насоки относно борсово търгуваните фондове (ETF) и въпросите за ПКИПЦ Guidelines and Technical standards, Fund Management Guidelines & Recommendations DOWNLOAD 382.04 KB
2014/937 Guidelines on ETFs and other UCITS issues Guidelines and Technical standards, Fund Management Guidelines & Recommendations DOWNLOAD 339.57 KB
JC/2014/062 Annex (Press Release) The Joint Committee of the ESAs remind financial institutions of their responsibilities when placing their own financial products with consumers Press Releases, Joint Committee Press Release DOWNLOAD 315.73 KB
JC/2014/062 Placement of financial instruments with depositors, retail investors and policy holders ('Self placement') Joint Committee Final Report DOWNLOAD 383.93 KB
Markt/G3/GW/bh ARES(2014) EC letter to ESMA on classification of financial instruments Post Trading Letter DOWNLOAD 60.84 KB
2014/944 Potential Risks Associated with Investing in Contingent Convertible Instruments Warnings and publications for investors, Digital Finance and Innovation Statement DOWNLOAD 106.1 KB
2012/197 hr Smjernice o mjerenju rizika i izračunu ukupne izloženosti za određene vrste strukturiranih UCITS fondova Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 251.22 KB
2014/886 ESMA SMSG - Call for expression of interest for a member in the users of financial services category Securities and Markets Stakeholder Group Reference DOWNLOAD 132.5 KB
2014/61 EBA, ESMA and EIOPA consult on technical standards for financial conglomerates risk concentration and intra-group transactions Joint Committee, Press Releases Press Release DOWNLOAD 79.27 KB
CP/2014/04 Draft Regulatory Technical Standards on risk concentration and intra-group transactions under Article 21a (1a) of the Financial Conglomerates Directive Joint Committee Consultation Paper DOWNLOAD 324.25 KB
2014/876 Discussion paper - Calculation of counterparty risk by UCITS for OTC financial derivative transactions subject to clearing obligations Fund Management Consultation Paper DOWNLOAD 305.08 KB
2014/C1/02 Board of Appeal Decision Joint Committee, Board of Appeal Decision DOWNLOAD 368.94 KB
2014/SMSG/022 Summary of conclusions SMSG meeting 10 April 2014 Securities and Markets Stakeholder Group Reference DOWNLOAD 167.19 KB
JC/2b D(2014) 2392454 European Commission response to ESMA letter regarding frontloading requirement under EMIR Post Trading Letter DOWNLOAD 71.29 KB
2014/845 Consultation Paper on periodic information to be submitted to ESMA by Credit Rating Agencies Credit Rating Agencies Consultation Paper DOWNLOAD 367.99 KB
2014/838 Post-Trading Consultative Working Group (PTCWG) Call for Members (2014 renewal) Reference DOWNLOAD 135.57 KB
2014/830 Press release - ESMA details new market abuse regime Press Releases Press Release DOWNLOAD 93.82 KB
2014/808 Consultation Paper - Draft technical advice on possible delegated acts concerning the Market Abuse Regulation (MAR) Market Abuse Consultation Paper DOWNLOAD 656.69 KB
2014/809 Consultation Paper - Draft technical standards on the Market Abuse Regulation (MAR) Market Abuse Consultation Paper DOWNLOAD 1.64 MB
2014/819 ESMA defines central clearing of interest rate and credit default swaps Press Releases Press Release DOWNLOAD 94.55 KB
2014/800 Consultation paper Clearing Obligation no2 CDS Post Trading Consultation Paper DOWNLOAD 1007.78 KB
2014/799 Consultation paper Clearing Obligation no1 IRS Post Trading Consultation Paper DOWNLOAD 1.54 MB
2014/811 Press Release - ESMA publishes accounting enforcement guidelines Press Releases Press Release DOWNLOAD 91.46 KB
2014/807 Final Report on ESMA Guidelines on enforcement of financial information Issuer disclosure, Financial reporting Final Report DOWNLOAD 617.22 KB
MOU IFRS ESMA IFRS Foundation and ESMA statement of protocols for cooperation on International Financial Reporting Standards Issuer disclosure Reference DOWNLOAD 123.58 KB
2014/SMSG/15 SMSG position paper on Alternative Performance Measures Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 145.69 KB
2014/SMSG/11 SMSG reply to ESMA DP on Market Abuse Regulation Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 209.54 KB
2014/MB/39 Decision on the Implementing Rules to the Financial Regulation of ESMA Management Board Decision DOWNLOAD 279.01 KB
2014/MB/38 Decision on the Financial Regulation of ESMA Management Board Decision DOWNLOAD 392.78 KB
2014/726 Enhanced protection for retail investors: MiFID II and MiFIR Warnings and publications for investors Reference DOWNLOAD 559.7 KB
2014/MB/28 Summary of conclusions MB meeting 18/03/14 Management Board Reference DOWNLOAD 149.1 KB
2014/688 Letter to EFRAG - The role of the business model in financial statements - Research Paper Issuer disclosure Letter DOWNLOAD 192.41 KB
2014/689 ESMA publishes draft RTS on CRA3 transparency requirements Credit Rating Agencies, Press Releases Press Release DOWNLOAD 108.13 KB
2014/686 Letter to Commissioner Barnier re draft Regulatory Technical Standards under the CRA3 Regulation Credit Rating Agencies Letter DOWNLOAD 25.37 KB
2014/685 Draft Regulatory Technical Standards under the CRA3 Regulation Credit Rating Agencies Technical Standards DOWNLOAD 2.39 MB
2014/639 Call for expressions of interest regarding the renewal of the Consultative Working Group of the ESMA Secondary Markets Standing Committee Trading Reference DOWNLOAD 131.06 KB
2014 Joint ESA Consumer Protection Day - Programme Warnings and publications for investors, Joint Committee Reference DOWNLOAD 229.12 KB
2014/645 Letter to the IASB - IFRS 3 Business Combinations Issuer disclosure Letter DOWNLOAD 149.08 KB
2014/644 Press Release - ESMA calls for improvements in disclosures related to business combinations Press Releases Press Release DOWNLOAD 98.25 KB
2014/643 Review on the application of accounting requirements for business combinations in IFRS financial statements Issuer disclosure, Financial reporting Final Report DOWNLOAD 751.04 KB
ESMA 2013 ESMA Annual Report for 2013 About ESMA Annual Report DOWNLOAD 2.66 MB
JC/2014/43 Joint Committee Final Report on guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors Guidelines and Technical standards, Joint Committee Guidelines & Recommendations DOWNLOAD 312.66 KB
ESMA/WP/1 ESMA Working Paper - Monitoring the European CDS market through networks: Implications for contagion risks Risk monitoring Reference DOWNLOAD 1005.17 KB
ESMA/WP/2 ESMA Working Paper - The systemic dimension of hedge fund illiquidity and prime brokerage Risk monitoring Reference DOWNLOAD 839.63 KB
2014/619 Keynote Speech - Steven Maijoor, ESMA Chair, at IBA Conference on the Globalisation of Investment Funds, Paris Speeches Speech DOWNLOAD 146.17 KB
2014/608 MMoU on Cooperation Arrangements and Exchange of Information About ESMA, International cooperation Reference DOWNLOAD 205.85 KB
Related documents
Summary

The European Securities and Markets Authority (ESMA) has published the text of a new multilateral memorandum of understanding (MMoU) between EEA national competent authorities, and between national competent authorities and ESMA which entered into force on 29 May 2014. It has been signed by 33 authorities in the securities and markets area. The new MMoU was agreed in view of the increasing internationalisation, harmonisation and interdependence of financial services and markets in the European Union. It is designed to facilitate cooperation arrangements and the exchange of information between national competent authorities, and between national competent authorities and ESMA, in the application of their responsibilities under Union law relating to the securities and markets area. It also updates and replaces a previous agreement on the Exchange of Information and Surveillance of Securities Activities agreed by the members of the Committee of European Securities Regulators (formerly the Forum of European Securities Commissions) entered into by those members on 26 January 1999. List of Signatories to MMoU on Cooperation Arrangements and Exchange of Information
Translated versions
2014/607 Keynote Speech - Steven Maijoor, ESMA Chair at ICMA Annual Conference, Berlin Speeches Speech DOWNLOAD 121.67 KB
2014/603 Letter to the IFRS Interpretations Committee - IAS 34 Issuer disclosure Letter DOWNLOAD 117.54 KB
2014/602 Letter to the IFRS Interpretations Committee - IAS 12 Issuer disclosure Letter DOWNLOAD 114.07 KB
2014/SMSG/30 SMSG reply to ESMA consultation on draft RTS for the transparency directive Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 160.14 KB
2014/596 ESMA censures Standard & Poor’s for internal control failings Credit Rating Agencies, Press Releases Press Release DOWNLOAD 111.54 KB
2014/544 Decision to adopt a supervisory measure taking the form of a public notice in accordance with Articles 23e(5) and 24 of Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies Credit Rating Agencies Decision DOWNLOAD 49.36 KB
2014/BS/60 Summary of conclusions BoS meeting 19/03/14 Board of Supervisors Reference DOWNLOAD 215.98 KB
2014/576 Voting Procedures for CCP colleges under EMIR Post Trading Opinion DOWNLOAD 94.15 KB
2014/551 IFRS Enforcement in Europe in 2013 Issuer disclosure, Financial reporting Final Report DOWNLOAD 694.9 KB
2014/557 ESMA consults on MiFID reforms Investor protection, Press Releases, Trading Press Release DOWNLOAD 119.33 KB
2014/549 Consultation Paper on MiFID II/MiFIR Investor protection, Trading Consultation Paper DOWNLOAD 2.03 MB
2014/548 Discussion Paper on MiFID II/MiFIR Investor protection, Trading Consultation Paper DOWNLOAD 6.2 MB
2014/536 ESMA Risk Dashboard No.2, 2014 Risk monitoring Final Report DOWNLOAD 782.65 KB
2014/483 Letter to the European Commission - Frontloading requirement under EMIR Post Trading Letter DOWNLOAD 121.56 KB
PROC/2014/004 Recycling services and Waste Management in ESMA premises [Deadline 22 May 2014] Procurement CLOSED Procedure DOWNLOAD 69.95 KB
2014/478 Keynote Speech at AFME Post Trade Conference - The reform of financial markets: halfway there - Steven Maijoor, ESMA Chair Post Trading Speech DOWNLOAD 220.01 KB
2014/477 ESMA approves EuroRating as a credit rating agency Credit Rating Agencies Statement DOWNLOAD 75.01 KB
2013/SMSG/25 SMSG 2014 work programme Securities and Markets Stakeholder Group Reference DOWNLOAD 254.69 KB
2014/SMSG/05 Summary of conclusions SMSG meeting 29 January 2014 Securities and Markets Stakeholder Group Reference DOWNLOAD 168.3 KB
2014/BS/33 Summary of conclusions BoS meeting 06/02/14 Board of Supervisors Reference DOWNLOAD 200.27 KB
2014/SMSG/10 SMSG position paper on Crowdfunding Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 131.44 KB
2014/SMSG/14 SMSG reply to ESMA consultation on CRA3 Implementation Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 95.17 KB
2013/923 Compliance table - compliance guidelines Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 100.87 KB
2013/922 Compliance table - suitability guidelines Investor protection, Guidelines and Technical standards Compliance table DOWNLOAD 74.33 KB
2013/606 BG Политики и практики на възнаграждение (Директива за пазарите на финансови инструменти — MiFID) Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 298.55 KB
2014/430 Letter to the IFRS interpretations committee - IFRS 11 Issuer disclosure Letter DOWNLOAD 48.13 KB
2014/429 Letter to the IFRS interpretations committee - IAS 32 Issuer disclosure Letter DOWNLOAD 43.77 KB
2014/428 Letter to the IFRS interpretations committee - IAS 19 Issuer disclosure Letter DOWNLOAD 40.88 KB
2014/427 Letter to the IFRS interpretations committee - IAS 12 Issuer disclosure Letter DOWNLOAD 49.41 KB
2014/426 Letter to the IFRS interpretations committee - IAS 1 Issuer disclosure Letter DOWNLOAD 49.77 KB
JC/CP/2014/03 EBA, ESMA and EIOPA consultation paper on draft technical standards under EMIR Joint Committee Consultation Paper DOWNLOAD 1.11 MB
2014/377 15th Extract from the EECS’s Database of Enforcement Financial reporting Report DOWNLOAD 501 KB
2014/363 Letter to the IAASB on its Proposed Strategy and Work Program for 2015-2019 Audit Letter DOWNLOAD 207.37 KB
JC-2014-18 PR Press release - European Supervisory Authorities highlight cross-sectoral risks Joint Committee Press Release DOWNLOAD 515.46 KB
JC/2014/18 Report on risks and vulnerabilities in the EU financial system March 2014 Joint Committee Final Report DOWNLOAD 1.28 MB