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04-505b |
Market Abuse Directive - Level 3 – first set of CESR guidance and information on the common operation of the Directive |
Guidelines and Technical standards, Market Abuse |
Guidelines & Recommendations |
DOWNLOAD 119.41 KB |
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09-219 |
Guidelines - MAD Level 3 – Third set of CESR guidance and information on the common operation of the Directive to the market |
Guidelines and Technical standards, Market Abuse |
Guidelines & Recommendations |
DOWNLOAD 281.09 KB |
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2011/81 |
Recommendations - ESMA update of the CESR recommendations on the consistent implementation of Commission Regulation (EC) No 809/2004 implementing the Prospectus Directive |
Guidelines and Technical standards, Prospectus, Issuer disclosure |
Guidelines & Recommendations |
DOWNLOAD 593.19 KB |
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2011/BS/123 |
Decision of the Board of Supervisors - Appointment of the Securities and Markets Stakeholder Group |
Board of Supervisors, Securities and Markets Stakeholder Group |
Decision |
DOWNLOAD 171.3 KB |
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2011/139 |
Final report - Guidelines on the application of the endorsement regime under Article 4 (3) of the Credit Rating Agencies Regulation No 1060/2009 |
Credit Rating Agencies, Guidelines and Technical standards |
Guidelines & Recommendations |
DOWNLOAD 653.98 KB |
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2011/339 |
Press release - ESMA Stakeholder Group elects Guillaume Prache as chair, Judith Hardt and Peter de Proft as vice-chairs |
Press Releases, Securities and Markets Stakeholder Group |
Press Release |
DOWNLOAD 29.29 KB |
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2011/SMSG/3 |
Summary of conclusions - meeting of the SMSG on 21 July 2011 |
Securities and Markets Stakeholder Group |
Reference |
DOWNLOAD 59.38 KB |
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2011/SMSG/11 |
Response to ESMA's Consultation paper on guidelines on systems and controlsin a highly automated trading environment for trading platforms, investmentfirms and competent authorities |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 48.99 KB |
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2011/SMSG/12 |
Position paper - ESMA's Consultation on systems and controls in a highly automated trading environment for trading platforms, investment firms and competent authorities |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 59.19 KB |
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2011/SMSG/13 |
Advice on ESMA's draft technical advice to the European Commission on possible implementing measures of the Alternative Investment Fund Man-agers Directive in relation to supervision and third countries |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 88.23 KB |
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2011/SMSG/15 |
Summary of conclusions - SMSG meeting on 11 October 2011 |
Securities and Markets Stakeholder Group |
Reference |
DOWNLOAD 80.45 KB |
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2011/SMSG/18 |
Advice on ESMA's public consultation on UCITS Exchange traded funds in the European Union |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 149.17 KB |
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2012/SMSG/1 |
SMSG work programme for 2012 |
Securities and Markets Stakeholder Group |
Reference |
DOWNLOAD 58.17 KB |
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2012/SMSG/6 |
Letter regarding deadlines for the submission of ESMA’s technical standards |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 82.35 KB |
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2012/122 |
Guidelines - Systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities |
Guidelines and Technical standards, Trading |
Guidelines & Recommendations |
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EN
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, IT
, LT
, LV
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2012/SMSG/11 |
Advice on Guidelines on certain aspects of the MiFID suitability requirements |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 138.1 KB |
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2012/SMSG/12 |
Advice on Guidelines on certain aspects of the MiFID compliance function requirements |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 83.35 KB |
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2012/197 |
Guidelines on risk measurement and the calculation of global exposure for certain types of structured UCITS |
Fund Management, Guidelines and Technical standards |
Guidelines & Recommendations |
DOWNLOAD 269.27 KB |
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2012/197 bg |
Насоки относно измерване на риска и изчисляването на глобалния риск за някои видове структурирани ПКИПЦК |
Fund Management, Guidelines and Technical standards |
Guidelines & Recommendations |
DOWNLOAD 281.24 KB |
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2012/197 cz |
Pokyny k měření rizik a výpočtu otevřené pozice pro určité typy strukturovaných SKIPCP |
Fund Management, Guidelines and Technical standards |
Guidelines & Recommendations |
DOWNLOAD 269.01 KB |
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