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2016/602 |
Compliance table - Guidelines on ETFs and other UCITS issues |
Fund Management, Guidelines and Technical standards |
Compliance table |
DOWNLOAD 139.61 KB |
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ESMA35-43-3172 |
Guidelines on certain aspects of the MiFID II suitability requirements |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
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| Related documents |
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| Summary |
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| Translated versions |
BG
, CS
, DA
, DE
, EL
, ES
, ET
, FI
, FR
, GA
, HR
, HU
, IT
, LT
, LV
, MT
, NL
, PL
, PT
, RO
, SK
, SL
, SV
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ESMA71-99-1423 |
QA Fast Track Peer Review - Wirecard |
Issuer disclosure, Guidelines and Technical standards, Supervisory convergence |
Q&A |
DOWNLOAD 248.14 KB |
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2014/937 sl |
Smernice o ETF in drugih vprašanjih v zvezi z UCITS skladi |
Guidelines and Technical standards, Fund Management |
Guidelines & Recommendations |
DOWNLOAD 355.21 KB |
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ESMA22-106-484 |
2018 SMSG application form |
Board of Supervisors, Securities and Markets Stakeholder Group |
Reference |
DOWNLOAD 39.24 KB |
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2013/998 ES |
28.11.13 | ESMA/2013/998 Directrices sobre el modelo de memorando de acuerdo relativo a la consulta, la cooperación y el intercambio de información en lo que respecta a la supervisión de las entidades de la DGFIA |
Fund Management, Guidelines and Technical standards |
Guidelines & Recommendations |
DOWNLOAD 244.6 KB |
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2013/998 RO |
28.11.13 | ESMA/2013/998 Orientări referitoare la modelul de memorandum de înţelegere privind consultarea, cooperarea şi schimbul de informaţii în legătură cu supravegherea entităţilor prevăzute de DAFIA |
Fund Management, Guidelines and Technical standards |
Guidelines & Recommendations |
DOWNLOAD 263.01 KB |
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2013/998 SK |
28.11.13 | ESMA/2013/998 Usmernenia o vzorovom memorande o porozumení o konzultáciách, spolupráci a výmene informácií v súvislosti s dohľadom nad subjektmi, na ktoré sa vzťahuje smernica o správcoch alternatívnych investičných fondov |
Fund Management, Guidelines and Technical standards |
Guidelines & Recommendations |
DOWNLOAD 269.81 KB |
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2011/188 HU |
A feladatok átruházását is magában foglaló együttműködés az EÉPH, a hatáskörrel rendelkező hatóságok és a hatáskörrel rendelkező ágazati hatóságok között a hitelminősítő intézetekről szóló 513/2011/EU rendelet értelmében |
Guidelines and Technical standards |
Guidelines & Recommendations |
DOWNLOAD 195.43 KB |
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2013/74 HU |
A short ügyletekről és a hitel-nemteljesítési csereügyletekkel kapcsolatos egyes szempontokról szóló 236/2012/EU európai parlamenti és tanácsi rendelet szerinti árjegyzői tevékenységek és elsődleges piaci műveletek mentessége |
Short Selling, Guidelines and Technical standards |
Guidelines & Recommendations |
DOWNLOAD 550.5 KB |
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ESMA22-106-196 |
Advice in response to JC Discussion Paper on the Use of Big Data by Financial Institutions |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 144.22 KB |
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2013/SMSG/017 |
Advice on Consultation Paper – Draft Regulatory Technical Standards on contracts having a direct, substantial and foreseeable effect within the Un-ion and non-evasion of provisions of EMIR |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 27.43 KB |
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2013/SMSG/018 |
Advice on Discussion Paper – The Clearing Obligation under EMIR |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 46.94 KB |
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2011/SMSG/13 |
Advice on ESMA's draft technical advice to the European Commission on possible implementing measures of the Alternative Investment Fund Man-agers Directive in relation to supervision and third countries |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 88.23 KB |
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2011/SMSG/18 |
Advice on ESMA's public consultation on UCITS Exchange traded funds in the European Union |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 149.17 KB |
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2012/SMSG/12 |
Advice on Guidelines on certain aspects of the MiFID compliance function requirements |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 83.35 KB |
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2012/SMSG/11 |
Advice on Guidelines on certain aspects of the MiFID suitability requirements |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 138.1 KB |
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2015/SMSG/026 |
Advice on Proxy advisors |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 206.54 KB |
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ESMA/2015/SMSG/031 |
Advice on sound remuneration under UCITS and AIFMD |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 123.3 KB |
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2012/SMSG/25 |
Advice on the discussion paper on Proxy Advisors |
Securities and Markets Stakeholder Group |
Letter |
DOWNLOAD 236.57 KB |
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