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985 documents
Date Reference Title Sections Type Main document Info
04-505b Market Abuse Directive - Level 3 – first set of CESR guidance and information on the common operation of the Directive Guidelines and Technical standards, Market Abuse Guidelines & Recommendations DOWNLOAD 119.41 KB
09-219 Guidelines - MAD Level 3 – Third set of CESR guidance and information on the common operation of the Directive to the market Guidelines and Technical standards, Market Abuse Guidelines & Recommendations DOWNLOAD 281.09 KB
2011/81 Recommendations - ESMA update of the CESR recommendations on the consistent implementation of Commission Regulation (EC) No 809/2004 implementing the Prospectus Directive Guidelines and Technical standards, Prospectus, Issuer disclosure Guidelines & Recommendations DOWNLOAD 593.19 KB
2011/BS/123 Decision of the Board of Supervisors - Appointment of the Securities and Markets Stakeholder Group Board of Supervisors, Securities and Markets Stakeholder Group Decision DOWNLOAD 171.3 KB
2011/139 Final report - Guidelines on the application of the endorsement regime under Article 4 (3) of the Credit Rating Agencies Regulation No 1060/2009 Credit Rating Agencies, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 653.98 KB
2011/BS/141 Summary of conclusions - Board of Supervisors meeting of 12 April 2011 Board of Supervisors Reference DOWNLOAD 139.03 KB
2011/BS/142 Summary of conclusions - Board of Supervisors meeting of 25 May 2011 Board of Supervisors Reference DOWNLOAD 117.04 KB
2011/BS/209 Summary of conclusions - Board of Supervisors meeting on 20 September 2011 Board of Supervisors Reference DOWNLOAD 119.95 KB
2011/BS/180 Summary of conclusions - Board of Supervisors conference calls on 25 and 28 July 2011 Board of Supervisors Reference DOWNLOAD 98.62 KB
2011/BS/179 Summary of conclusions - Board of Supervisors meeting on 11-12 July 2011 Board of Supervisors Reference DOWNLOAD 55.2 KB
2011/BS/229 Decision of the European Securities and Markets Authority establishing its Review Panel Board of Supervisors, About ESMA, Supervisory convergence Decision DOWNLOAD 35.86 KB
2011/BS/233 Summary of conclusions - Board of Supervisors meeting of 8 November 2011 Board of Supervisors Reference DOWNLOAD 121.56 KB
2011/BS/234 Summary of conclusions - Board of Supervisors conference call on 23 November 2011 Board of Supervisors Reference DOWNLOAD 22.39 KB
2012/122 Guidelines - Systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities Guidelines and Technical standards, Trading Guidelines & Recommendations DOWNLOAD 1006.44 KB
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2012/BS/4 Board of Supervisors meeting on 20 December 2011 Board of Supervisors Reference DOWNLOAD 258.17 KB
2012/BS/5 Board of Supervisors meeting on 18 January 2012 Board of Supervisors Reference DOWNLOAD 189.43 KB
2012/197 Guidelines on risk measurement and the calculation of global exposure for certain types of structured UCITS Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 269.27 KB
2012/197 bg Насоки относно измерване на риска и изчисляването на глобалния риск за някои видове структурирани ПКИПЦК Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 281.24 KB
2012/197 cz Pokyny k měření rizik a výpočtu otevřené pozice pro určité typy strukturovaných SKIPCP Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 269.01 KB
2012/197 dk Retningslinjer om risikoberegning og beregning af samlet eksponering for visse typer af strukturerede investeringsinstitutter UCITS Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 275.1 KB