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ESMA22-106-4032 |
SMSG advice to the ESMA Consultation Paper on Guidelines on certain aspects of the MiFID II suitability requirements |
Investor protection, Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 274.55 KB |
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ESMA70-449-501 |
Opinion ITS insider lists |
Market Integrity, Investor protection, Trading, Trading |
Opinion |
DOWNLOAD 1.76 MB |
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ESMA70-449-497 |
Opinion RTS liquidity contracts for SME Growth Market issuers |
Market Integrity, Investor protection, Trading, Trading |
Opinion |
DOWNLOAD 849.59 KB |
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ESMA71-99-1935 |
ESMA makes recommendations to improve investor protection |
Investor protection, Press Releases |
Press Release |
DOWNLOAD 161.86 KB |
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ESMA35-42-1227 |
Technical Advice on retail investor protection |
Investor protection |
Final Report |
DOWNLOAD 646.19 KB |
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ESMA35-43-3112 |
Letter to the EC on the MiFID II suitability consultation |
Investor protection |
Letter |
DOWNLOAD 177.03 KB |
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ESMA35-43-3006 |
Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
DOWNLOAD 303.97 KB |
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Related documents |
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Summary |
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ESMA22-106-3912 |
Summary of conclusions Board of Supervisors - 11 March 2022 |
Board of Supervisors |
Summary of Conclusions |
DOWNLOAD 83.59 KB |
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ESMA22-106-3911 |
Summary of conclusions Board of Supervisors - 3 March 2022 |
Board of Supervisors |
Summary of Conclusions |
DOWNLOAD 87.45 KB |
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ESMA35-36-2537 |
Final Report on Guidelines on certain aspects of the MiFID II remuneration requirements |
Guidelines and Technical standards, Investor protection |
Final Report |
DOWNLOAD 475.42 KB |
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ESMA41-387-154 |
Rules of procedure on mediation |
Board of Supervisors |
Reference |
DOWNLOAD 234.94 KB |
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ESMA22-106-3877 |
Summary of conclusions Board of Supervisors - 10 February 2022 |
Board of Supervisors |
Summary of Conclusions |
DOWNLOAD 92.94 KB |
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ESMA22-106-3884 |
Summary of conclusions Board of Supervisors - 25 February 2022 |
Board of Supervisors |
Summary of Conclusions |
DOWNLOAD 103.69 KB |
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ESMA71-99-1913 |
Press_Release_Enforcement REGIS TR |
Board of Supervisors, Press Releases, Trade Repositories |
Press Release |
DOWNLOAD 121.76 KB |
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ESMA41-356-274 |
Public notice on REGIS TR, S.A. |
Board of Supervisors, Trade Repositories |
Reference |
DOWNLOAD 183.48 KB |
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ESMA41-356-271 |
Decision of the Board of Supervisors to adopt supervisory measures and impose fines in respect of infringements committed by REGIS-TR, S.A |
Board of Supervisors, Trade Repositories |
Decision |
DOWNLOAD 1.17 MB |
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ESA 2022 15 |
EU financial regulators warn consumers on the risks of crypto-assets |
Digital Finance and Innovation, Joint Committee, Investor protection, Warnings and publications for investors |
Investor Warning |
DOWNLOAD 118.67 KB |
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Summary |
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ESMA71-99-1864 |
ESMA Statement on Ukraine |
Benchmarks, Board of Supervisors, CCP, Issuer disclosure, Credit Rating Agencies, Fund Management, Market Abuse, Market Integrity, Trading, Post Trading, Press Releases, Trade Repositories, Trading |
Statement |
DOWNLOAD 93.35 KB |
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ESMA22-106-3735 |
Summary of Conclusions Joint BoS-SMSG - 18 November 2021 |
Board of Supervisors, Securities and Markets Stakeholder Group |
Summary of Conclusions |
DOWNLOAD 95.46 KB |
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ESMA35-43-1163 |
Guidelines on certain aspects of the MiFID II suitability requirements |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
DOWNLOAD 272.92 KB |
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Related documents |
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Summary |
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Translated versions |
BG
, CS
, DA
, DE
, EL
, ES
, ET
, FI
, FR
, HR
, HU
, IT
, LT
, LV
, MT
, NL
, PL
, PT
, RO
, SK
, SL
, SV
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