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ESMA 33-9-413 |
Guidelines on Disclosure Requirements for Initial Reviews and Preliminary Ratings |
Credit Rating Agencies |
Consultation Paper |
DOWNLOAD 392.05 KB |
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ESMA74-362-1986 |
Final report AND Guidelines on calculation of positions in SFTs by Trade Repositories |
Market data, Post Trading, Securities Financing Transactions |
Final Report |
DOWNLOAD 629.81 KB |
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ESMA71-99-1651 |
ESMA highlights need for increased efforts on EMIR and SFTR data quality |
Market data, Press Releases, Securities Financing Transactions, Supervisory convergence |
Press Release |
DOWNLOAD 85.72 KB |
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ESMA80-193-1713 |
EMIR and SFTR data quality report 2020 |
Market data, Press Releases, Securities Financing Transactions, Supervisory convergence |
Report |
DOWNLOAD 791.94 KB |
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ESMA80-195-858 |
ESMA response to ESRB letter on procyclicality of credit ratings |
Credit Rating Agencies |
Letter |
DOWNLOAD 180.39 KB |
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ESMA74-362-1934 |
Updated LEI statement SFTR |
Market data, Post Trading, Securities Financing Transactions |
Statement |
DOWNLOAD 128.32 KB |
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ESMA33-9-295 |
Guidelines on the submission of periodic information to ESMA by Credit Rating Agencies – 2nd Edition |
Credit Rating Agencies |
Guidelines & Recommendations |
DOWNLOAD 338.43 KB |
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Related documents |
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Summary |
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Translated versions |
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ESMA71-99-1622 |
CRA Enforcement Case Moodys March 2021 |
Board of Supervisors, Credit Rating Agencies, Press Releases |
Press Release |
DOWNLOAD 134.39 KB |
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ESMA41-356-168 |
Public Notices Moodys UK DE ES FR IT |
Board of Supervisors, Credit Rating Agencies |
Decision |
DOWNLOAD 277.29 KB |
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ESMA41-356-132 |
Decision 5-2021 Moody's Spain |
Board of Supervisors, Credit Rating Agencies |
Decision |
DOWNLOAD 332.83 KB |
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ESMA41-356-131 |
Decision 4-2021 Moody's Italy |
Board of Supervisors, Credit Rating Agencies |
Decision |
DOWNLOAD 350.91 KB |
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ESMA41-356-130 |
Decision 3-2021 Moody's Germany |
Board of Supervisors, Credit Rating Agencies |
Decision |
DOWNLOAD 333.78 KB |
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ESMA41-356-129 |
Decision 2-2021 Moody's France |
Board of Supervisors, Credit Rating Agencies |
Decision |
DOWNLOAD 352.97 KB |
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ESMA41-356-114 |
Decision 1-2021 Moody's UK |
Board of Supervisors, Credit Rating Agencies |
Decision |
DOWNLOAD 728.73 KB |
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ESMA74-362-1937 |
response form - Technical Advice on simplification TR fees under SFTR and EMIR |
Securities Financing Transactions, Trade Repositories |
Reference |
DOWNLOAD 757.95 KB |
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ESMA70-151-2838 |
Guidelines on Reporting Under SFTR |
Securities Financing Transactions |
Final Report |
DOWNLOAD 3.21 MB |
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Summary |
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ESMA33-9-320 |
Guidelines On Disclosure Requirements Applicable to Credit Ratings |
Credit Rating Agencies, Guidelines and Technical standards |
Guidelines & Recommendations |
DOWNLOAD 135.98 KB |
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Related documents |
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Summary |
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Translated versions |
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ESMA33-9-371 |
Guidelines on Internal Control for CRAs |
Credit Rating Agencies, Guidelines and Technical standards |
Guidelines & Recommendations |
DOWNLOAD 297.77 KB |
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Related documents |
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Summary |
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Translated versions |
BG
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ESMA 80-196-5019 |
Consultation Paper on Fees Charged to CRAs by ESMA |
Credit Rating Agencies |
Consultation Paper |
DOWNLOAD 345.85 KB |
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ESMA 80-196-5030 |
Response form to Public Consultation on Fees charged to Credit Rating Agencies by ESMA |
Credit Rating Agencies |
Reference |
DOWNLOAD 751.49 KB |
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