19/12/2023
ESMA50-43599798-9011
Final Report on Guidelines on stress test scenarios under the MMF Regulation
Fund Management, Guidelines and Technical standards
Final Report
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19/12/2023
ESMA34-1300023242-159
Final Report on draft regulatory technical standards under the revised ELTIF Regulation
Fund Management, Guidelines and Technical standards
Final Report
DOWNLOAD 481.57 KB
18/12/2023
ESMA12-2121844265-3173
Final report on Guidelines on position calculation under EMIR
Guidelines and Technical standards, Post Trading, Trade Repositories
Final Report
DOWNLOAD 724.51 KB
15/12/2023
ESMA35-43-349
Q&As on MiFID II and MiFIR investor protection topics
Investor protection, Supervisory convergence
Q&A
DOWNLOAD 1.18 MB
15/12/2023
ESMA70-145-114
Q&A on the Benchmarks Regulation (BMR)
Benchmarks, Supervisory convergence
Q&A
DOWNLOAD 730.96 KB
12/12/2023
ESMA91-1505572268-3108
2022 CCP Peer Review on Due diligence of clearing members
CCP, Supervisory convergence
Report
DOWNLOAD 571.53 KB
24/11/2023
ESMA34-44599010-313
Verena Ross' speech at EFAMA Investment Management Forum, 24 November 2023
Fund Management, Risk monitoring, Speeches, Supervisory convergence, Sustainable finance
Speech
DOWNLOAD 181.58 KB
10/11/2023
ESMA35-43-3327
Compliance table on Guidelines on certain aspects of the MiFID II appropriateness and execution only requirements
Guidelines and Technical standards, Investor protection
Compliance table
DOWNLOAD 272.27 KB
27/10/2023
ESMA34-1615031185-543
Compliance table on the revised Guidelines on 2022 stress tests scenarios under the MMF Regulation
Fund Management, Guidelines and Technical standards
Compliance table
DOWNLOAD 298.67 KB
25/10/2023
JC 2023 17
Joint European Supervisory Authorities’ criteria on the independence of supervisory authorities
Joint Committee, Supervisory convergence
Report
DOWNLOAD 336.07 KB
23/10/2023
ESMA74-362-2281
Guidelines for reporting under EMIR
Guidelines and Technical standards, Market data, Trade Repositories
Guidelines & Recommendations
DOWNLOAD 3.33 MB
Related documents
Summary
Translated versions
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23/10/2023
ESMA24-450544452-1848
Annex to the Opening Statement - 2023 ECON Annual Hearing, 23 October 2023
About ESMA, Benchmarks, Board of Supervisors, CCP, Credit Rating Agencies, Digital Finance and Innovation, International cooperation, Investor protection, Issuer disclosure, Market data, Market Integrity, Securitisation, Speeches, Supervisory convergence, Sustainable finance, Trading
Reference
DOWNLOAD 641.86 KB
23/10/2023
ESMA24-450544452-1852
Verena Ross Opening Statement - 2023 ECON Annual Hearing, 23 October 2023
About ESMA, Board of Supervisors, Digital Finance and Innovation, Investor protection, Market data, Risk monitoring, Speeches, Supervisory convergence, Sustainable finance
Speech
DOWNLOAD 163.29 KB
11/09/2023
ESMA71-545613100-2348
Verena Ross' speech at DDV-Forum 2023, 11 September 2023
Digital Finance and Innovation, Speeches, Supervisory convergence, Sustainable finance
Speech
DOWNLOAD 143.01 KB
03/08/2023
ESMA35-43-3448
Guidelines on MiFID II product governance requirements
Guidelines and Technical standards, Investor protection
Guidelines & Recommendations
DOWNLOAD 309.37 KB
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Summary
Translated versions
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, RO
, SK
, SL
, SV
13/07/2023
ESMA42-2004696504-7627
Follow-up Report to the peer review on certain aspects of the compliance function under MiFID I
Supervisory convergence
Report
DOWNLOAD 482.4 KB
14/06/2023
ESMA34-32-352
Q&A on the Application of the AIFMD
Fund Management, Supervisory convergence
Q&A
DOWNLOAD 805.75 KB
09/06/2023
ESMA80-416-203
Guidelines on Disclosure Requirements for Initial Reviews and Preliminary Ratings
Credit Rating Agencies, Guidelines and Technical standards
Guidelines & Recommendations
DOWNLOAD 189.97 KB
Related documents
Summary
Translated versions
BG
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09/06/2023
ESMA80-416-203
Scope of the Guidelines on Disclosure Requirements for Initial Reviews and Preliminary Ratings
Credit Rating Agencies, Guidelines and Technical standards
Reference
DOWNLOAD 25.5 KB
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Summary
Translated versions
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06/06/2023
ESMA42-111-7570
Follow-up Peer Review on Guidelines on ETFs and other UCITS issues
Supervisory convergence
Report
DOWNLOAD 925.06 KB