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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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840 documents
Date Reference Title Sections Type Main document Info
ESMA22-106-4247 SMSG advice in respect of the ESMA Consultation Paper on the Review of the Guidelines on MiFID II product governance requirements Investor protection, Securities and Markets Stakeholder Group, Supervisory convergence SMSG Advice DOWNLOAD 232.86 KB
ESMA24-436-1150 Annex to the Opening Statement - 2022 ECON Annual Hearing, 24 October 2022 Board of Supervisors, CCP, About ESMA, Digital Finance and Innovation, Investor protection, Speeches, Supervisory convergence, Sustainable finance Reference DOWNLOAD 701.79 KB
ESMA24-436-1425 Verena Ross Opening Statement - 2022 ECON Annual Hearing, 24 October 2022 Board of Supervisors, CCP, About ESMA, Digital Finance and Innovation, Investor protection, Speeches, Supervisory convergence, Sustainable finance Statement DOWNLOAD 619.63 KB
ESMA71-319-231 Natasha Cazenave speech at AFME Conference: ESMA’s New Strategic Orientation, 13 October 2022 Digital Finance and Innovation, Investor protection, Speeches, Supervisory convergence, Sustainable finance Speech DOWNLOAD 148.72 KB
ESMA35-43-2517 Compliance table on Guidelines on certain aspects of the MiFID II compliance function (ESMA35-36-1952) Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 149.47 KB
ESMA70-156-4754 Compliance table on Guidelines on MiFID II/MiFIR obligations on market data Guidelines and Technical standards, Trading Compliance table DOWNLOAD 180.84 KB
ESMA70-156-350 Compliance table - Guidelines on the management body of market operators and DRSPs under MiFID II Guidelines and Technical standards, Trading Compliance table DOWNLOAD 150.17 KB
ESMA34-45-974 Compliance table on Guidelines on liquidity stress testing in UCITS and AIFs Fund Management, Guidelines and Technical standards Compliance table DOWNLOAD 230.68 KB
ESMA35-43-3339 Compliance table on the Recommendations to the Cyprus Securities and Exchange Commission on the supervision of cross-border activities of investment firms Guidelines and Technical standards, Supervisory convergence Compliance table DOWNLOAD 174.28 KB
Related documents Recommendations to the Cyprus Securities and Exchange Commission on the supervision of cross-border activities of investment firms
Summary
Translated versions
ESMA35-43-3020 Joint compliance table on ESMA and EBA guidelines on the assessment of the suitability of members of the management body and key function holders Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 320.25 KB
ESMA80-196-6345 Final Report on the Revision to Guidelines and Recommendations on the Scope of the CRA Regulation Credit Rating Agencies, Guidelines and Technical standards Final Report DOWNLOAD 411.44 KB
ESMA35-43-3137 ESMA presents the results of the 2021 Common Supervisory Action (CSA) on MiFID II product governance requirements Investor protection, Supervisory convergence Statement DOWNLOAD 119.34 KB
ESMA34-32-898 Compliance table on Guidelines on Article 25 of the AIFMD Fund Management, Guidelines and Technical standards Compliance table DOWNLOAD 199.22 KB
ESMA34-49-446 Guidelines on stress test scenarios under the MMF Regulation - 2021 update Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 619.42 KB
Related documents
Summary
Translated versions BG , CS , DA , DE , ES , EL , ET , FI , FR , GA , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA70-159-4966 Guidelines on MAR delay in the disclosure of inside information and interactions with prudential supervision Guidelines and Technical standards, Market Abuse Guidelines & Recommendations DOWNLOAD 157.26 KB
Related documents
Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , GA , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA35-43-3006 Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 303.97 KB
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Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , GA , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA74-427-607 EMIR and SFTR data quality report 2021 Market data, Supervisory convergence Report DOWNLOAD 1.53 MB
ESMA35-36-2537 Final Report on Guidelines on certain aspects of the MiFID II remuneration requirements Guidelines and Technical standards, Investor protection Final Report DOWNLOAD 475.42 KB
ESMA71-99-1856 Press release_ESMA finds shortcomings in supervision of cross-border investment activities and issues specific recommendations to CySEC Press Releases, Supervisory convergence Press Release DOWNLOAD 137.72 KB
ESMA42-110-3354 Recommendations to the Cyprus Securities and Exchange Commission on the supervision of cross-border activities of investment firms Guidelines and Technical standards, Supervisory convergence Guidelines & Recommendations DOWNLOAD 155.7 KB
Related documents Compliance table on the Recommendations to the Cyprus Securities and Exchange Commission on the supervision of cross-border activities of investment firms
Summary
Translated versions