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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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497 documents
Date Reference Title Sections Type Main document Info
ESMA32-384-5357 Annex - Response to EC targeted consultation on the Listing Act Market Abuse, Investor protection, Prospectus Reference DOWNLOAD 836.77 KB
Related documents ESMA response to the Commission consultation on the Listings Act
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Translated versions
ESMA35-43-3172 Guidelines on certain aspects of the MiFID II suitability requirements Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 303.51 KB
Related documents
Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , GA , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
MOU SFC ESMA MOU on the supervision of CRAs - ESMA and SFC Hong Kong Credit Rating Agencies, International cooperation Reference DOWNLOAD 497.63 KB
ESMA35-43-3861 Supervisory briefing on understanding the definition of advice under MiFID II Investor protection Report DOWNLOAD 844.02 KB
ESMA24-442-152 Verena Ross' speech at Latvian Capital Market Forum 2023, 8 February 2023 Investor protection, Speeches, Supervisory convergence, Sustainable finance Speech DOWNLOAD 134.02 KB
JC/2015/079 2015 list of identified Financial Conglomerates Joint Committee, Investor protection Reference DOWNLOAD 146.29 KB
ESMA35-335435667-4321 2022 Report on MiFID II sanctions Investor protection Final Report DOWNLOAD 428.45 KB
ESMA35-43-1000 Additional information on the agreed product intervention measures relating to contracts for differences and binary options Investor protection Reference DOWNLOAD 202.01 KB
2013/606 DA Aflønningspolitik og -praksis (MiFID) Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 357.25 KB
ESMA34-32-418 AIFMD MoUs signed by the EU authorities Fund Management, International cooperation Reference DOWNLOAD 49.99 KB
ESMA/2015/BS/176 A Amendment 2 to the Delegation Agreement - Option A rev1.1 International cooperation Reference DOWNLOAD 178.72 KB
ESMA/2015/BS/176 B Amendment 2 to the Delegation Agreement - Option B rev 1.1 International cooperation Reference DOWNLOAD 178.86 KB
ESMA65-12-1860 Amendment 3 to the Delegation Agreement (FIRDS and TRACE Projects) International cooperation Reference DOWNLOAD 188.54 KB
ESMA71-99-608 Annex (Template for the Assessment of Collective Suitability) Guidelines and Technical standards, Investor protection Reference DOWNLOAD 72.7 KB
Related documents Final Report on Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders
Summary
Translated versions
ESMA65-12-1866 Annex 1.1.A - Description of Tasks (FIRDS Project) International cooperation Reference DOWNLOAD 256.71 KB
ESMA65-12-1867 Annex 1.1.B - Description of Tasks (FIRDS Project) International cooperation Reference DOWNLOAD 258.14 KB
ESMA/2016/1144 Annex 1.3 Annex 1.3 - Description of Tasks International cooperation Reference DOWNLOAD 144.86 KB
ESMA65-12-1929 Annex 2.1 - Project Presentation Document (FIRDS Project) International cooperation Reference DOWNLOAD 966.34 KB
ESMA/2016/1144 Annex 2.3 Annex 2.3 - Project Presentation Document (TRACE Project) International cooperation Reference DOWNLOAD 379.91 KB
ESMA65-316-2651 Annex 3.1 - Instruments SLA International cooperation Reference DOWNLOAD 299.44 KB