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The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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674 documents
Date Reference Title Sections Type Main document Info
04-505b Market Abuse Directive - Level 3 – first set of CESR guidance and information on the common operation of the Directive Guidelines and Technical standards, Market Abuse Guidelines & Recommendations DOWNLOAD 119.41 KB
07-320 Q&A on Best Execution CESR Archive Q&A DOWNLOAD 578.51 KB
09-219 Guidelines - MAD Level 3 – Third set of CESR guidance and information on the common operation of the Directive to the market Guidelines and Technical standards, Market Abuse Guidelines & Recommendations DOWNLOAD 281.09 KB
09-559 Questions and Answers - MiFID complex and non complex financial instruments for the purposes of the Directive’s appropriateness requirements CESR Archive Q&A DOWNLOAD 405.18 KB
10-222 FAQ regarding the EU Regulation Credit Rating Agencies: Common positions agreed by CESR Members CESR Archive Q&A DOWNLOAD 327.78 KB
10-591 Questions and answers on MiFID: Common positions agreed by CESR Members in the area of the Secondary Markets Standing Committee CESR Archive Q&A DOWNLOAD 130.84 KB
10-521 FAQ regarding the EU regulation on Credit Rating Agencies: Common positions agreed by CESR Members CESR Archive Q&A DOWNLOAD 206.24 KB
2011/81 Recommendations - ESMA update of the CESR recommendations on the consistent implementation of Commission Regulation (EC) No 809/2004 implementing the Prospectus Directive Guidelines and Technical standards, Prospectus, Issuer disclosure Guidelines & Recommendations DOWNLOAD 593.19 KB
2011/139 Final report - Guidelines on the application of the endorsement regime under Article 4 (3) of the Credit Rating Agencies Regulation No 1060/2009 Credit Rating Agencies, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 653.98 KB
2011/456 Final report - Guidelines on systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities Trading Guidelines & Recommendations DOWNLOAD 407 KB
Related documents Guidelines - Systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities
Summary
Translated versions
2012/113 Questions and Answers - A Common Definition of European Money Market Funds - updated February 2012 Fund Management Q&A DOWNLOAD 83.79 KB
2012/122 Guidelines - Systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities Guidelines and Technical standards, Trading Guidelines & Recommendations DOWNLOAD 1006.44 KB
Related documents
Summary
Translated versions EN , BG , CS , DA , DE , EL , ES , ET , FI , FR , GA , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
2012/197 Guidelines on risk measurement and the calculation of global exposure for certain types of structured UCITS Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 269.27 KB
2012/197 bg Насоки относно измерване на риска и изчисляването на глобалния риск за някои видове структурирани ПКИПЦК Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 281.24 KB
2012/197 cz Pokyny k měření rizik a výpočtu otevřené pozice pro určité typy strukturovaných SKIPCP Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 269.01 KB
2012/197 dk Retningslinjer om risikoberegning og beregning af samlet eksponering for visse typer af strukturerede investeringsinstitutter UCITS Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 275.1 KB
2012/197 de Leitlinien zur Risikomessung und zur Berechnung des Gesamtrisikos für bestimmte Arten strukturierter OGAW Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 271.45 KB
2012/197 ee Teatud liiki struktureeritud eurofondide riskide mõõtmise ja üldriski arvutamise suunised Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 256.21 KB
2012/197 el Κατευθυντήριες γραμμές για τη μέτρηση του κινδύνου και τον υπολογισμό της συνολικής έκθεσης ορισμένων τύπων δομημένων ΟΣΕΚΑ σε κινδύνους Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 275.24 KB
2012/197 es Directrices sobre medición de riesgos y estimación de la exposición global de ciertos tipos de OICVM estructuradas Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 267.49 KB