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The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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519 documents
Date Reference Title Sections Type Main document Info
ESMA74-362-2159 ESMA as a data driven regulator and supervisor - AFME 5th Annual European Compliance and Legal Virtual Conference Market data, Trading, Market data, Post Trading, Risk monitoring, Securitisation, Speeches, Supervisory convergence, Trade Repositories, Transparency Speech DOWNLOAD 167.18 KB
ESMA34-38 Keynote speech Natasha Cazenave - Salone del Risparmio, 17 September 2021 Fund Management, Investor protection, Speeches Speech DOWNLOAD 176.16 KB
ESMA 50-165-1838 ESMA report on trends, risks and vulnerabilities no.2 2021 - statistical annex Market data, Risk monitoring Report DOWNLOAD 1.72 MB
ESMA74-362-2048 Consultation paper and draft RTS management body DRSPs Market data Consultation Paper DOWNLOAD 294.51 KB
ESMA34-45-1272 Guidelines on marketing communications under the Regulation on cross-border distribution of funds Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 182.48 KB
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
CFA PRIIPS 27/07/2021 Call for advice to the Joint Committee of the European Supervisory Authorities regarding the PRIIPs Regulation Fund Management, Joint Committee Reference DOWNLOAD 258.73 KB
ESMA34-32-865 Penalties and measures imposed under the AIFMD in 2020 Fund Management Report DOWNLOAD 510 KB
ESMA34-45-1269 Penalties and measures imposed under the UCITS Directive in 2020 Fund Management Report DOWNLOAD 516.21 KB
ESMA74-362-1880 Response form on validation rules and reconciliation tolerances (002) Market data Reference DOWNLOAD 92.81 KB
ESMA74-362-2087 Response_form_-_consultation_paper_on_the_guidelines_on_reporting_under_EMIR Market data Reference DOWNLOAD 781.53 KB
ESMA74-362-1893 Consultation Paper Guidelines EMIR REFIT Market data Consultation Paper DOWNLOAD 3.11 MB
ESMA74-362-1978 Final report Technical Advice to EC on simplification and harmonisation of fees to TRs under EMIR and SFTR Market data, Post Trading, Securities Financing Transactions, Trade Repositories Final Report DOWNLOAD 278.42 KB
ESMA 34-45-1219 Marketing requirements and marketing communications under the Regulation on cross-border distribution of funds Fund Management Report DOWNLOAD 1.36 MB
ESMA34-49-291 Guidelines on stress test scenarios under the MMF Regulation Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 648.27 KB
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Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA34-32-701 Guidelines on Article 25 of Directive 2011/61/EU Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 228.07 KB
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Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA50-165-1761 ESMA Risk Dashboard No. 1 2021 Market data, Risk monitoring Report DOWNLOAD 819.04 KB
2021/Q2 IFR list Further instruments and funds qualifying as own funds for investment firms Fund Management, Joint Committee Reference DOWNLOAD 26.97 KB
esma74-362-2009 Response_form_Response_form_-_Consultation Paper on the Guidelines on Transfer of Data Market data, Securities Financing Transactions, Trade Repositories Reference DOWNLOAD 776.32 KB
ESMA74-362-1941 Consultation Paper on the Guidelines on transfer of data between Trade Repositories under EMIR and SFTR Market data, Securities Financing Transactions, Trade Repositories Consultation Paper DOWNLOAD 658.69 KB
ESMA50-164-4575 Opinion - Collection of information for the effective monitoring of systemic risk under Article 24(5), first subparagraph, of the AIFMD Fund Management Opinion DOWNLOAD 135.74 KB