ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

714 documents
Date Sort ascending Reference Title Sections Type Main document Info
ESMA24-436-13 Opening Statement ECON Hearing 14 October 2021 Board of Supervisors, Brexit, CCP, About ESMA, Credit Rating Agencies, Digital Finance and Innovation, Joint Committee, Speeches, Supervisory convergence, Sustainable finance Speech DOWNLOAD 690.55 KB
ESMA80-196-5819 Opinion on improving access to and use of credit ratings Credit Rating Agencies Opinion DOWNLOAD 331.84 KB
ESMA34-38 Keynote speech Natasha Cazenave - Salone del Risparmio, 17 September 2021 Fund Management, Investor protection, Speeches Speech DOWNLOAD 176.16 KB
ESMA34-45-1272 Guidelines on marketing communications under the Regulation on cross-border distribution of funds Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 182.48 KB
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CFA PRIIPS 27/07/2021 Call for advice to the Joint Committee of the European Supervisory Authorities regarding the PRIIPs Regulation Fund Management, Joint Committee Reference DOWNLOAD 258.73 KB
ESMA34-32-865 Penalties and measures imposed under the AIFMD in 2020 Fund Management Report DOWNLOAD 510 KB
ESMA34-45-1269 Penalties and measures imposed under the UCITS Directive in 2020 Fund Management Report DOWNLOAD 516.21 KB
ESMA 34-45-1219 Marketing requirements and marketing communications under the Regulation on cross-border distribution of funds Fund Management Report DOWNLOAD 1.36 MB
ESMA34-49-291 Guidelines on stress test scenarios under the MMF Regulation Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 648.27 KB
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Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA34-32-701 Guidelines on Article 25 of Directive 2011/61/EU Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 228.07 KB
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Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA80-196-5170 Final Report Technical Advice on Fees Charged to CRAs by ESMA Credit Rating Agencies Final Report DOWNLOAD 404.7 KB
2021/Q2 IFR list Further instruments and funds qualifying as own funds for investment firms Fund Management, Joint Committee Reference DOWNLOAD 26.97 KB
ESMA50-164-4575 Opinion - Collection of information for the effective monitoring of systemic risk under Article 24(5), first subparagraph, of the AIFMD Fund Management Opinion DOWNLOAD 135.74 KB
ESMA34-45-1244 Final report - Guidelines on marketing communications Fund Management Final Report DOWNLOAD 430.47 KB
ESMA 33-9-413 Guidelines on Disclosure Requirements for Initial Reviews and Preliminary Ratings Credit Rating Agencies Consultation Paper DOWNLOAD 392.05 KB
ESMA71-99-1677 ESMA appoints Derville Rowland to chair the Investment Management Standing Committee Board of Supervisors, About ESMA, Fund Management Statement DOWNLOAD 79 KB
ESMA71-99-1637 Retail clients continue to lose out due to high investment products costs Fund Management, Risk monitoring Press Release DOWNLOAD 105.12 KB
ESMA 50-165-1710 ESMA annual statistical report on performance and costs of retail investment products in the EU - 2021 Fund Management, Digital Finance and Innovation, Market data Report DOWNLOAD 2.54 MB
ESMA34-49-309 response form Response form to CP on MMFR review Fund Management Reference DOWNLOAD 773.2 KB
ESMA80-195-858 ESMA response to ESRB letter on procyclicality of credit ratings Credit Rating Agencies Letter DOWNLOAD 180.39 KB