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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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989 documents
Date Reference Title Sections Type Main document Info
ESMA70-151-3374 Guidelines on common procedures and methodologies on supervisory review and evaluation process of CCPs under Article 21 of EMIR CCP, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 307.48 KB
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Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA22-106-3735 Summary of Conclusions Joint BoS-SMSG - 18 November 2021 Board of Supervisors, Securities and Markets Stakeholder Group Summary of Conclusions DOWNLOAD 95.46 KB
ESMA35-43-1163 Guidelines on certain aspects of the MiFID II suitability requirements Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 272.92 KB
Related documents
Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA50-1664-5224 Final report - Guidelines on stress test scenarios under the MMF Regulation 2021 Fund Management, Guidelines and Technical standards Final Report DOWNLOAD 657.04 KB
ESMA22-106-3791 Summary of conclusions Board of Supervisors - 15 December 2021 Board of Supervisors Summary of Conclusions DOWNLOAD 147.13 KB
ESMA35-43-2183 Compliance table - Guidelines for the assessment of knowledge and competence (ESMA/2015/1886) Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 161.56 KB
ESMA22-106-3714 Summary of conclusions Board of Supervisors - 17 November 2021 Board of Supervisors Summary of Conclusions DOWNLOAD 187.47 KB
ESMA43-318-11471 Breach of union law investigations Board of Supervisors Reference DOWNLOAD 110.88 KB
ESMA71-99-1809 Press Release - ESMA appoints two new members to its Management Board Board of Supervisors, About ESMA, Management Board Press Release DOWNLOAD 96.76 KB
ESMA32-67-184 Compliance table - guidelines on APMs ESMA 2015-1415 Issuer disclosure, Guidelines and Technical standards Compliance table DOWNLOAD 127.7 KB
ESMA35-43-2938 Final report - Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements Guidelines and Technical standards, Investor protection Final Report DOWNLOAD 537.74 KB
ESMA35-43-1215 Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body Guidelines and Technical standards, Joint Committee, Investor protection Compliance table DOWNLOAD 302.18 KB
ESMA 71-99-1783 Press release ESMA Vice Chair 2021 Board of Supervisors, About ESMA, Management Board, Press Releases Press Release DOWNLOAD 80.16 KB
JC/2015/087 Compliance Table GL financial conglomerates Guidelines and Technical standards, Joint Committee Compliance table DOWNLOAD 300.38 KB
ESMA70-156-4717 Guidelines on Settlement Fails Reporting Guidelines and Technical standards, Post Trading Guidelines & Recommendations DOWNLOAD 577.16 KB
Related documents Final Report on Guidelines on Settlement Fails Reporting under Article 7 of CSDR
Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA81-393-288 Guidelines on methodology oversight function and record keeping requirements Benchmarks, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 154.95 KB
Related documents Final Report on Guidelines on methodology, oversight function and record keeping under the Benchmarks Regulation
Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA34-32-458 Compliance table - Guidelines on reporting obligations under Articles 3(3)(d) and 24(1),(2) and (4) of the AIFMD Fund Management, Guidelines and Technical standards Compliance table DOWNLOAD 111.92 KB
2016/572 Compliance table - Guidelines on key concepts of the AIFMD Fund Management, Guidelines and Technical standards Compliance table DOWNLOAD 153.05 KB
ESMA22-106-3571 Summary of conclusions Board of Supervisors - 21-22 September 2021 Board of Supervisors Summary of Conclusions DOWNLOAD 209.27 KB
ESMA71-99-1749 Press_Release_New Chair_Ross November FINAL Board of Supervisors, About ESMA, Joint Committee, Management Board, Press Releases Press Release DOWNLOAD 81.42 KB