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ESMA35-43-1163 |
Guidelines on certain aspects of the MiFID II suitability requirements |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
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Summary |
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ESMA50-1664-5224 |
Final report - Guidelines on stress test scenarios under the MMF Regulation 2021 |
Fund Management, Guidelines and Technical standards |
Final Report |
DOWNLOAD 657.04 KB |
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ESMA35-43-2183 |
Compliance table - Guidelines for the assessment of knowledge and competence (ESMA/2015/1886) |
Guidelines and Technical standards, Investor protection |
Compliance table |
DOWNLOAD 161.56 KB |
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ESMA81-459-44 |
Minutes of the euro risk-free rates WG Meeting 03/12/2021 |
Benchmarks |
Reference |
DOWNLOAD 209.54 KB |
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ESMA32-67-184 |
Compliance table - guidelines on APMs ESMA 2015-1415 |
Issuer disclosure, Guidelines and Technical standards |
Compliance table |
DOWNLOAD 127.7 KB |
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ESMA35-43-2938 |
Final report - Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements |
Guidelines and Technical standards, Investor protection |
Final Report |
DOWNLOAD 537.74 KB |
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ESMA35-43-1215 |
Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body |
Guidelines and Technical standards, Joint Committee, Investor protection |
Compliance table |
DOWNLOAD 302.18 KB |
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ESMA81-459-36 |
Statement on Preparedness for the Cessation of EUR, GBP, CHF and JPY LIBORs and EONIA, and ceasing use of USD LIBOR in new contracts, at the end of 2021 |
Benchmarks |
Statement |
DOWNLOAD 169 KB |
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JC/2015/087 |
Compliance Table GL financial conglomerates |
Guidelines and Technical standards, Joint Committee |
Compliance table |
DOWNLOAD 300.38 KB |
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ESMA81-459-35 |
Statement from the EUR Risk Free Rates Working Group |
Benchmarks |
Statement |
DOWNLOAD 64.3 KB |
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ESMA70-156-4717 |
Guidelines on Settlement Fails Reporting |
Guidelines and Technical standards, Post Trading |
Guidelines & Recommendations |
DOWNLOAD 577.16 KB |
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Final Report on Guidelines on Settlement Fails Reporting under Article 7 of CSDR |
Summary |
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ESMA81-393-288 |
Guidelines on methodology oversight function and record keeping requirements |
Benchmarks, Guidelines and Technical standards |
Guidelines & Recommendations |
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Final Report on Guidelines on methodology, oversight function and record keeping under the Benchmarks Regulation |
Summary |
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ESMA34-32-458 |
Compliance table - Guidelines on reporting obligations under Articles 3(3)(d) and 24(1),(2) and (4) of the AIFMD |
Fund Management, Guidelines and Technical standards |
Compliance table |
DOWNLOAD 111.92 KB |
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2016/572 |
Compliance table - Guidelines on key concepts of the AIFMD |
Fund Management, Guidelines and Technical standards |
Compliance table |
DOWNLOAD 153.05 KB |
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ESMA70-156-4953 |
Final Report on draft RTS on the clearing and derivative trading obligations in view of the benchmark transition to risk free rates |
Benchmarks, Post Trading |
Final Report |
DOWNLOAD 948.59 KB |
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ESMA81-459-31 |
Letter from the Chairman of the EUR Risk Free Rates Working Group to the European Commission with regards to the designation of statutory replacement rates for GBP & JPY LIBOR |
Benchmarks |
Letter |
DOWNLOAD 186.69 KB |
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ESMA35-43-1430 |
Compliance table on Guidelines on MiFID II suitability requirements |
Guidelines and Technical standards, Investor protection |
Compliance table |
DOWNLOAD 145.3 KB |
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ESMA81-459-11 |
Minutes of the euro risk-free rates WG meeting 29/09/2021 |
Benchmarks |
Reference |
DOWNLOAD 219.45 KB |
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ESMA35-36-2319 EN |
Joint EBA and ESMA Guidelines on the assessment of the suitability of members of the management body and key function holders |
Guidelines and Technical standards, Joint Committee, Investor protection |
Guidelines & Recommendations |
DOWNLOAD 584.29 KB |
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Related documents |
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Summary |
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Translated versions |
BG
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, EL
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ESMA34-49-373 |
Compliance table on Revised Guidelines on stress tests scenarios under Article 28 of the MMF Regulation ESMA 34-49-291 |
Fund Management, Guidelines and Technical standards |
Compliance table |
DOWNLOAD 220.66 KB |
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