ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

481 documents
Date Sort ascending Reference Title Sections Type Main document Info
ESMA70-156-4871 Keynote speech Natasha Cazenave - FIA IDX conference, 27 September 2021 Benchmarks, Brexit, Trading, Post Trading, Speeches Speech DOWNLOAD 64.86 KB
ESMA34-38 Keynote speech Natasha Cazenave - Salone del Risparmio, 17 September 2021 Fund Management, Investor protection, Speeches Speech DOWNLOAD 176.16 KB
ESMA80-196-5170 Final Report Technical Advice on Fees Charged to CRAs by ESMA Credit Rating Agencies Final Report DOWNLOAD 404.7 KB
ESMA 33-9-413 Guidelines on Disclosure Requirements for Initial Reviews and Preliminary Ratings Credit Rating Agencies Consultation Paper DOWNLOAD 392.05 KB
ESMA80-195-858 ESMA response to ESRB letter on procyclicality of credit ratings Credit Rating Agencies Letter DOWNLOAD 180.39 KB
ESMA33-9-295 Guidelines on the submission of periodic information to ESMA by Credit Rating Agencies – 2nd Edition Credit Rating Agencies Guidelines & Recommendations DOWNLOAD 338.43 KB
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SL , SV
ESMA71-99-1622 CRA Enforcement Case Moodys March 2021 Board of Supervisors, Credit Rating Agencies, Press Releases Press Release DOWNLOAD 134.39 KB
Related documents Public Notices Moodys UK DE ES FR IT Decision 1-2021 Moody's UK Decision 2-2021 Moody's France Decision 3-2021 Moody's Germany Decision 4-2021 Moody's Italy Decision 5-2021 Moody's Spain
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ESMA41-356-168 Public Notices Moodys UK DE ES FR IT Board of Supervisors, Credit Rating Agencies Decision DOWNLOAD 277.29 KB
Related documents CRA Enforcement Case Moodys March 2021 Decision 1-2021 Moody's UK Decision 2-2021 Moody's France Decision 3-2021 Moody's Germany Decision 4-2021 Moody's Italy Decision 5-2021 Moody's Spain
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ESMA41-356-132 Decision 5-2021 Moody's Spain Board of Supervisors, Credit Rating Agencies Decision DOWNLOAD 332.83 KB
Related documents CRA Enforcement Case Moodys March 2021 Public Notices Moodys UK DE ES FR IT
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ESMA41-356-131 Decision 4-2021 Moody's Italy Board of Supervisors, Credit Rating Agencies Decision DOWNLOAD 350.91 KB
Related documents CRA Enforcement Case Moodys March 2021 Public Notices Moodys UK DE ES FR IT
Summary
Translated versions
ESMA41-356-130 Decision 3-2021 Moody's Germany Board of Supervisors, Credit Rating Agencies Decision DOWNLOAD 333.78 KB
Related documents CRA Enforcement Case Moodys March 2021 Public Notices Moodys UK DE ES FR IT
Summary
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ESMA41-356-129 Decision 2-2021 Moody's France Board of Supervisors, Credit Rating Agencies Decision DOWNLOAD 352.97 KB
Related documents CRA Enforcement Case Moodys March 2021 Public Notices Moodys UK DE ES FR IT
Summary
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ESMA41-356-114 Decision 1-2021 Moody's UK Board of Supervisors, Credit Rating Agencies Decision DOWNLOAD 728.73 KB
Related documents CRA Enforcement Case Moodys March 2021 Public Notices Moodys UK DE ES FR IT
Summary
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ESMA 32-67-775 Steven Maijoor delivers speech at ESMA 10 Year Anniversary Conference Speeches Speech DOWNLOAD 172.01 KB
ESMA33-9-320 Guidelines On Disclosure Requirements Applicable to Credit Ratings Credit Rating Agencies, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 135.98 KB
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Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA33-9-371 Guidelines on Internal Control for CRAs Credit Rating Agencies, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 297.77 KB
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Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA70-155-11890 Statement CumEx CumCum scandal - Fabrizio Planta Market Abuse, Market Integrity, Speeches, Trading Speech DOWNLOAD 132.57 KB
ESMA50-164-4111 Keynote speech - Safely navigating accelerating digital transformation - Steven Maijoor Digital Finance and Innovation, Speeches Speech DOWNLOAD 127.1 KB
ESMA 80-196-5019 Consultation Paper on Fees Charged to CRAs by ESMA Credit Rating Agencies Consultation Paper DOWNLOAD 345.85 KB
ESMA 80-196-5030 Response form to Public Consultation on Fees charged to Credit Rating Agencies by ESMA Credit Rating Agencies Reference DOWNLOAD 751.49 KB