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577 documents
Date Reference Title Sections Type Main document Info
ESMA34-32-458 Compliance table - Guidelines on reporting obligations under Articles 3(3)(d) and 24(1),(2) and (4) of the AIFMD Fund Management, Guidelines and Technical standards Compliance table DOWNLOAD 111.92 KB
2016/572 Compliance table - Guidelines on key concepts of the AIFMD Fund Management, Guidelines and Technical standards Compliance table DOWNLOAD 153.05 KB
ESMA34-38-278 ESMA ED Natasha Cazenave Keynote Speech_EFAMA Investment Management Forum 2021 Fund Management, Investor protection, Speeches, Sustainable finance Speech DOWNLOAD 159.98 KB
ESMA50-164-4045 Guidelines on the reporting to Competent Authorities under Article 37 of the MMF Regulation Fund Management Compliance table DOWNLOAD 145.22 KB
ESMA34-49-373 Compliance table on Revised Guidelines on stress tests scenarios under Article 28 of the MMF Regulation ESMA 34-49-291 Fund Management, Guidelines and Technical standards Compliance table DOWNLOAD 220.66 KB
JC 2021 61 Call for evidence on the European Commission mandate regarding the PRIIPs Regulation Fund Management, Joint Committee Consultation Paper DOWNLOAD 844.1 KB
ESMA42-110-3265 Report on the independence of National Competent Authorities Supervisory convergence Report DOWNLOAD 458.92 KB
ESMA24-436-15 Annex to the Opening Statement ECON Hearing 14 October 2021 Board of Supervisors, Brexit, CCP, About ESMA, Credit Rating Agencies, Digital Finance and Innovation, Joint Committee, Speeches, Supervisory convergence, Sustainable finance Speech DOWNLOAD 415.73 KB
ESMA24-436-13 Opening Statement ECON Hearing 14 October 2021 Board of Supervisors, Brexit, CCP, About ESMA, Credit Rating Agencies, Digital Finance and Innovation, Joint Committee, Speeches, Supervisory convergence, Sustainable finance Speech DOWNLOAD 690.55 KB
ESMA74-362-2159 ESMA as a data driven regulator and supervisor - AFME 5th Annual European Compliance and Legal Virtual Conference Market data, Trading, Market data, Post Trading, Risk monitoring, Securitisation, Speeches, Supervisory convergence, Trade Repositories, Transparency Speech DOWNLOAD 167.18 KB
ESMA34-38 Keynote speech Natasha Cazenave - Salone del Risparmio, 17 September 2021 Fund Management, Investor protection, Speeches Speech DOWNLOAD 176.16 KB
ESMA34-45-1272 Guidelines on marketing communications under the Regulation on cross-border distribution of funds Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 182.48 KB
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
CFA PRIIPS 27/07/2021 Call for advice to the Joint Committee of the European Supervisory Authorities regarding the PRIIPs Regulation Fund Management, Joint Committee Reference DOWNLOAD 258.73 KB
ESMA34-32-865 Penalties and measures imposed under the AIFMD in 2020 Fund Management Report DOWNLOAD 510 KB
ESMA34-45-1269 Penalties and measures imposed under the UCITS Directive in 2020 Fund Management Report DOWNLOAD 516.21 KB
ESMA 34-45-1219 Marketing requirements and marketing communications under the Regulation on cross-border distribution of funds Fund Management Report DOWNLOAD 1.36 MB
ESMA34-49-291 Guidelines on stress test scenarios under the MMF Regulation Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 648.27 KB
Related documents
Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA34-32-701 Guidelines on Article 25 of Directive 2011/61/EU Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 228.07 KB
Related documents
Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
2021/Q2 IFR list Further instruments and funds qualifying as own funds for investment firms Fund Management, Joint Committee Reference DOWNLOAD 26.97 KB
ESMA81-393-98 Supervisory Briefing on Benchmark administrators’ presence in their Member States of location and outsourcing Benchmarks, Supervisory convergence Report DOWNLOAD 200.21 KB