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ESMA34-466-291 |
Supervisory priorities and challenges for investment managers - Natasha Cazenave at EFAMA 2022 |
Fund Management |
Speech |
DOWNLOAD 159.09 KB |
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ESMA34-472-383 |
Response form - CP on Guidelines on funds names |
Fund Management, Sustainable finance |
Reference |
DOWNLOAD 772.59 KB |
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ESMA34-472-379 |
ESMA launches a consultation on guidelines for the use of ESG or sustainability-related terms in funds’ names |
Fund Management, Sustainable finance |
Press Release |
DOWNLOAD 138.49 KB |
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ESMA34-472-373 |
Consultation paper on Guidelines on funds’ names |
Fund Management, Sustainable finance |
Consultation Paper |
DOWNLOAD 943.75 KB |
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ESMA91-372-2346 |
Final Report on the Guidelines on the assessment of resolvability (Article 15(5) of CCPRRR) |
CCP, Guidelines and Technical standards |
Final Report |
DOWNLOAD 910.65 KB |
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ESMA91-372-1791 |
Final report on the Guidelines on the types and content of the provisions of Cooperation Arrangements |
CCP, Guidelines and Technical standards |
Final Report |
DOWNLOAD 862.01 KB |
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2016/602 |
Compliance table - Guidelines on ETFs and other UCITS issues |
Fund Management, Guidelines and Technical standards |
Compliance table |
DOWNLOAD 139.61 KB |
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ESMA80-196-6345 |
Guidelines on the Scope of the CRA Regulation |
Credit Rating Agencies, Guidelines and Technical standards |
Guidelines & Recommendations |
DOWNLOAD 198.49 KB |
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| Related documents |
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| Translated versions |
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, LT
, LV
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ESMA35-43-2517 |
Compliance table on Guidelines on certain aspects of the MiFID II compliance function (ESMA35-36-1952) |
Guidelines and Technical standards, Investor protection |
Compliance table |
DOWNLOAD 149.47 KB |
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ESMA70-156-4754 |
Compliance table on Guidelines on MiFID II/MiFIR obligations on market data |
Guidelines and Technical standards, Trading |
Compliance table |
DOWNLOAD 180.84 KB |
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ESMA70-156-350 |
Compliance table - Guidelines on the management body of market operators and DRSPs under MiFID II |
Guidelines and Technical standards, Trading |
Compliance table |
DOWNLOAD 150.17 KB |
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ESMA34-45-974 |
Compliance table on Guidelines on liquidity stress testing in UCITS and AIFs |
Fund Management, Guidelines and Technical standards |
Compliance table |
DOWNLOAD 230.68 KB |
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ESMA35-43-3339 |
Compliance table on the Recommendations to the Cyprus Securities and Exchange Commission on the supervision of cross-border activities of investment firms |
Guidelines and Technical standards, Supervisory convergence |
Compliance table |
DOWNLOAD 174.28 KB |
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ESMA35-43-3020 |
Joint compliance table on ESMA and EBA guidelines on the assessment of the suitability of members of the management body and key function holders |
Guidelines and Technical standards, Investor protection |
Compliance table |
DOWNLOAD 320.25 KB |
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ESMA80-196-6345 |
Final Report on the Revision to Guidelines and Recommendations on the Scope of the CRA Regulation |
Credit Rating Agencies, Guidelines and Technical standards |
Final Report |
DOWNLOAD 411.44 KB |
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ESMA34-463-941 |
Report on Penalties and measures imposed under the AIFMD in 2021 |
Fund Management |
Report |
DOWNLOAD 793.12 KB |
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ESMA34-45-1647 |
Report on Penalties and measures imposed under the UCITS Directive in 2021 |
Fund Management |
Report |
DOWNLOAD 449.54 KB |
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ESMA34-32-418 |
AIFMD MoUs signed by the EU authorities |
Fund Management, International cooperation |
Reference |
DOWNLOAD 49.99 KB |
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ESMA34-32-898 |
Compliance table on Guidelines on Article 25 of the AIFMD |
Fund Management, Guidelines and Technical standards |
Compliance table |
DOWNLOAD 199.22 KB |
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ESMA34-466-284 |
Key priorities for EU retail fund investors - Verena Ross at the Irish Funds Annual Conference |
Fund Management, Speeches |
Speech |
DOWNLOAD 119.43 KB |
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