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ESMA33-9-295 |
Guidelines on the submission of periodic information to ESMA by Credit Rating Agencies – 2nd Edition |
Credit Rating Agencies |
Guidelines & Recommendations |
DOWNLOAD 338.43 KB |
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ESMA32-63-1156 |
Public statement Application of TD requirements following Brexit |
Brexit, Issuer disclosure, Financial reporting, Supervisory convergence |
Statement |
DOWNLOAD 104.37 KB |
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ESMA71-99-1622 |
CRA Enforcement Case Moodys March 2021 |
Board of Supervisors, Credit Rating Agencies, Press Releases |
Press Release |
DOWNLOAD 134.39 KB |
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ESMA41-356-168 |
Public Notices Moodys UK DE ES FR IT |
Board of Supervisors, Credit Rating Agencies |
Decision |
DOWNLOAD 277.29 KB |
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ESMA41-356-132 |
Decision 5-2021 Moody's Spain |
Board of Supervisors, Credit Rating Agencies |
Decision |
DOWNLOAD 332.83 KB |
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ESMA41-356-131 |
Decision 4-2021 Moody's Italy |
Board of Supervisors, Credit Rating Agencies |
Decision |
DOWNLOAD 350.91 KB |
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ESMA41-356-130 |
Decision 3-2021 Moody's Germany |
Board of Supervisors, Credit Rating Agencies |
Decision |
DOWNLOAD 333.78 KB |
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ESMA41-356-129 |
Decision 2-2021 Moody's France |
Board of Supervisors, Credit Rating Agencies |
Decision |
DOWNLOAD 352.97 KB |
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ESMA41-356-114 |
Decision 1-2021 Moody's UK |
Board of Supervisors, Credit Rating Agencies |
Decision |
DOWNLOAD 728.73 KB |
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ESMA33-9-320 |
Guidelines On Disclosure Requirements Applicable to Credit Ratings |
Credit Rating Agencies, Guidelines and Technical standards |
Guidelines & Recommendations |
DOWNLOAD 135.98 KB |
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| Related documents |
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| Summary |
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, DA
, DE
, EL
, ES
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, FI
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, HU
, IT
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, LV
, MT
, NL
, PL
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, RO
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, SL
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ESMA33-9-371 |
Guidelines on Internal Control for CRAs |
Credit Rating Agencies, Guidelines and Technical standards |
Guidelines & Recommendations |
DOWNLOAD 297.77 KB |
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| Related documents |
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| Summary |
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| Translated versions |
BG
, CS
, DA
, DE
, EL
, ES
, ET
, FI
, FR
, HR
, HU
, IT
, LT
, LV
, MT
, NL
, PL
, PT
, RO
, SK
, SL
, SV
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ESMA 80-196-5019 |
Consultation Paper on Fees Charged to CRAs by ESMA |
Credit Rating Agencies |
Consultation Paper |
DOWNLOAD 345.85 KB |
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ESMA 80-196-5030 |
Response form to Public Consultation on Fees charged to Credit Rating Agencies by ESMA |
Credit Rating Agencies |
Reference |
DOWNLOAD 751.49 KB |
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ESMA35-43-2509 |
Reminder to firms of the MiFID II rules on ‘reverse solicitation’ in the context of the recent end of the UK transition period |
Brexit, Investor protection |
Statement |
DOWNLOAD 151.2 KB |
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EU-UKFCA MoU |
EU-UK FCA MoU on consultation, cooperation and exchange of information |
Brexit, International cooperation |
Reference |
DOWNLOAD 219.12 KB |
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ESMA-UKFCA MoU |
ESMA-UK FCA MoU on consultation, cooperation and exchange of information |
Brexit, International cooperation |
Reference |
DOWNLOAD 398.41 KB |
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ESMA71-99-1498 |
Brexit: ESMA withdraws the registrations of six UK-based credit rating agencies and four trade repositories |
Brexit, Credit Rating Agencies, Press Releases, Trade Repositories |
Press Release |
DOWNLOAD 94.63 KB |
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ESMA 33-9-383 |
CRA Market Share Calculation 2020 |
Credit Rating Agencies |
Annual Report |
DOWNLOAD 511.26 KB |
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ESMA71-99-1483 |
ESMA71-99-1483 Press Release_EUI Recognition as TC-CSD |
Brexit, Post Trading |
Press Release |
DOWNLOAD 88.94 KB |
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JC 2020 86 |
ESAs highlight the change in the status of Simple, Transparent and Standardised (STS) securitisation transactions at the end of the UK transition period |
Brexit, Joint Committee |
Statement |
DOWNLOAD 82.01 KB |
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