Consultation on proposed amendment to MiFID II RTS 1

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Type of event
Consultation
Section
Trading
Details

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

  • respond to the question stated;
  • contain a clear rationale; and
  • describe any alternatives ESMA should consider.

ESMA will consider all comments received by 25 January 2018.

All contributions should be submitted online at www.esma.europa.eu under the heading ‘Your input - Consultations’. Please follow the instructions given in the document ‘Reply form for the MiFID/MIFIR Consultation Paper’ also published on the ESMA website.

Publication of responses

All contributions received will be published following the close of the consultation, unless you request otherwise. Please clearly and prominently indicate in your submission any part you do not wish to be publically disclosed. A standard confidentiality statement in an email message will not be treated as a request for non-disclosure. A confidential response may be requested from us in accordance with ESMA’s rules on access to documents. We may consult you if we receive such a request. Any decision we make not to disclose the response is reviewable by ESMA’s Board of Appeal and the European Ombudsman.

Data protection

Information on data protection can be found at www.esma.europa.eu under the heading Legal Notice.

Who should read this paper

All interested stakeholders are invited to respond to this consultation paper. This consultation paper is primarily of interest to investment firms that might be qualified as systematic internalisers in equity instrument under the new MiFID II / MiFIR legislative framework but responses are also sought from any other market participant which might be impacted by the proposals contained in this document and including trading venues, trade associations and industry bodies, institutional and retail investors.

Activity Institution Download
Banking Personal Capacity
  • 23909
Government, Regulatory and Enforcement COMISION NACIONAL DEL MERCADO DE VALORES
  • 24182
Aquis Exchange Limited
  • 24376
Banking Association of German Banks
  • 24440
Banking ABN AMRO Clearing Bank N.V.
  • 24470
BME
  • 26390
Borse Berlin Equiduct
  • 26903
Banking Association of German Public Banks, VÖB/ German Savings Banks Association, DSGV
  • 27757
Regulated markets, exchanges and trading systems London Stock Exchange Group
  • 31421
Federation of European Securities Exchanges
  • 47147
Investment Services Nordic Securities Association
  • 31552
Asset Management The IA & The BVI
  • 47148
Others CFA Institute
  • 31837
Banking European Savings and Retail Banking Group
  • 31855
Investment Services Flow Traders, Optiver, Quantlab
  • 31859
Banking AFME
  • 31862
Börse Hamburg and Börse Hannover
  • 31962
Cboe Europe
  • 32052
Nasdaq
  • 31926
Baden-Württembergische Wertpapierbörse GmbH
  • 32218
  • 32225
Investment Services Virtu Financial
  • 32280
Tradeweb Europe Limited
  • 32332